Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.63K+ 0.49% |
$36.1K - $38.8K
|
1.16M
$7.55M
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
210K+ 525.0% |
$1.35M - $1.45M
|
250K
$1.64M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-20.9K- 81.57% |
$134K - $144K
|
4.72K
$30.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
50.3K+ 502860.0% |
$322K - $346K
|
50.3K
$329K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
292New |
$1.87K - $2.01K
|
292
$1.91K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.7K- 8.73% |
$55.8K - $59.9K
|
90.9K
$594K
|
|
|
Nov 14, 2024
Q3 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
70.6K+ 100.77% |
$452K - $486K
|
141K
$920K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-119K- 82.88% |
$760K - $817K
|
24.5K
$160K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
442K+ 136.89% |
$2.83M - $3.05M
|
765K
$5M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
922+ 3179.31% |
$5.91K - $6.35K
|
951
$6.22K
|
|
|
Nov 14, 2024
Q3 2024
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$88.6K - $95.2K
|
13.8K
$90.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.39K+ 8.58% |
$8.94K - $9.6K
|
17.6K
$115K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
80.5K+ 187.67% |
$516K - $554K
|
123K
$807K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
720K+ 248.77% |
$4.62M - $4.96M
|
1.01M
$6.61M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$95.4K - $103K
|
14.9K
$97.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Winmill & Co. Inc
Millbrook, NY |
BUY
|
- |
20+ 0.31% |
$128 - $138
|
6.5K
$42.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
692K+ 69242.3% |
$4.44M - $4.77M
|
693K
$4.53M
|
|
|
Nov 13, 2024
Q3 2024
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
586K+ 1430.54% |
$3.76M - $4.04M
|
627K
$4.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.1K+ 8.49% |
$32.7K - $35.1K
|
65.2K
$426K
|
|
|
Nov 13, 2024
Q3 2024
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
798K+ 790.2% |
$5.12M - $5.5M
|
899K
$5.88M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.1K+ 56.51% |
$77.4K - $83.2K
|
33.5K
$219K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.01M+ 142.3% |
$6.49M - $6.97M
|
1.72M
$11.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
163K+ 72.37% |
$1.04M - $1.12M
|
387K
$2.53M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$84.6K - $90.9K
|
13.2K
$86.3K
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.44M+ 1114.23% |
$9.26M - $9.95M
|
1.57M
$10.3M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.8K- 12.67% |
$88.2K - $94.8K
|
94.8K
$620K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.6KNew |
$68.2K - $73.3K
|
10.6K
$69.6K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.7K- 51.93% |
$23.7K - $25.5K
|
3.43K
$22.4K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
135K+ 844.69% |
$863K - $928K
|
151K
$985K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
755K+ 1029.44% |
$4.84M - $5.2M
|
828K
$5.42M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
48.8KNew |
$313K - $336K
|
48.8K
$319K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
988New |
$6.33K - $6.81K
|
988
$6.46K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
885K+ 5275.29% |
$5.67M - $6.1M
|
901K
$5.9M
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
36.9KNew |
$237K - $254K
|
36.9K
$241K
|
|
|
Oct 21, 2024
Q3 2024
|
Eastern Bank
|
BUY
|
- |
7KNew |
$44.9K - $48.2K
|
7K
$45.8K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.07M
|
|
|
Oct 18, 2024
Q3 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
4.38K+ 72966.67% |
$28.1K - $30.2K
|
4.38K
$28.7K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$421K
|
|
|
Oct 17, 2024
Q3 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
191+ 1.3% |
$1.22K - $1.32K
|
14.8K
$97K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.36K+ 6.02% |
$15.1K - $16.2K
|
41.5K
$271K
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-15K- 42.86% |
$96.2K - $103K
|
20K
$131K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
57New |
$365 - $393
|
57
$373
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
250KNew |
$1.55M - $1.75M
|
250K
$1.64M
|
|
|
Aug 14, 2024
Q2 2024
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
10KNew |
$62K - $69.9K
|
10K
$65.4K
|
|
|
Aug 14, 2024
Q2 2024
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
111KNew |
$691K - $779K
|
111K
$729K
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
250KNew |
$1.55M - $1.75M
|
250K
$1.64M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
7.2K+ 37.6% |
$44.6K - $50.3K
|
26.4K
$172K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.4KNew |
$151K - $170K
|
24.4K
$159K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
51.7KNew |
$321K - $362K
|
51.7K
$338K
|
|