Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
244New |
$1.54K - $1.7K
|
244
$1.6K
|
|
|
May 15, 2024
Q1 2024
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
825New |
$5.22K - $5.74K
|
825
$5.4K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
747KNew |
$4.73M - $5.2M
|
747K
$4.88M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
157+ 0.17% |
$994 - $1.09K
|
90.5K
$592K
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
544New |
$3.44K - $3.79K
|
544
$3.56K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.5K+ 137.9% |
$123K - $136K
|
33.6K
$220K
|
|
|
May 02, 2024
Q1 2024
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
500New |
$3.17K - $3.48K
|
500
$3.27K
|
|
|
Apr 26, 2024
Q1 2024
|
First Horizon Advisors, Inc.
|
BUY
|
- |
3.2KNew |
$20.3K - $22.3K
|
3.2K
$20.9K
|
|
|
Apr 24, 2024
Q1 2024
|
Detalus Advisors, LLC
|
SELL
|
- |
-2K- 16.2% |
$12.7K - $13.9K
|
10.3K
$67.6K
|
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
14+ 0.04% |
$88.6 - $97.4
|
31.6K
$207K
|
|
|
Apr 19, 2024
Q1 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2New |
$12.7 - $13.9
|
2
$13.1
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.15K- 26.26% |
$46.6K - $54K
|
22.9K
$150K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
4.9KNew |
$28K - $32.5K
|
4.9K
$32K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4K- 28.02% |
$22.9K - $26.5K
|
10.3K
$67.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
30.7KNew |
$175K - $203K
|
30.7K
$201K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.97K+ 8.34% |
$17K - $19.7K
|
38.5K
$252K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.5K+ 11.37% |
$8.58K - $9.95K
|
14.7K
$96.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
37.6KNew |
$215K - $249K
|
37.6K
$246K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.29K+ 148.42% |
$18.8K - $21.8K
|
5.5K
$36K
|
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-3.4K- 11.9% |
$19.4K - $22.5K
|
25.2K
$165K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-6.02K- 25.14% |
$34.4K - $39.9K
|
17.9K
$117K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
12.4KNew |
$76.8K - $83.8K
|
12.4K
$81.1K
|
|
| Q2 2023 | |||||||
|
Aug 23, 2023
Q2 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
17KNew |
$104K - $114K
|
17K
$111K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11KNew |
$67.1K - $73.7K
|
11K
$72.1K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.1K+ 131.35% |
$190K - $208K
|
54.8K
$359K
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-974- 6.22% |
$5.93K - $6.52K
|
14.7K
$96.1K
|
|
|
Jul 06, 2023
Q2 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
29+ 2.85% |
$177 - $194
|
1.05K
$6.85K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1New |
$6.2 - $7.07
|
1
$6.54
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
209+ 1.81% |
$1.31K - $1.51K
|
11.7K
$76.8K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
10KNew |
$62.9K - $72.4K
|
10K
$65.4K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
25.8KNew |
$167K - $203K
|
25.8K
$169K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
600New |
$3.88K - $4.72K
|
600
$3.92K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-341- 18.52% |
$2.21K - $2.68K
|
1.5K
$9.81K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-26.9KClosed |
$193K - $218K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Ctc Capital Management, LLC
|
BUY
|
- |
17KNew |
$122K - $138K
|
17K
$111K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
71.8KNew |
$547K - $635K
|
71.8K
$470K
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-31.5KClosed |
$240K - $279K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-14.7KClosed |
$112K - $130K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-11.6KClosed |
$97.5K - $108K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-34.1KClosed |
$286K - $317K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3KClosed |
$25.2K - $27.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
703New |
$5.88K - $7.07K
|
703
$4.6K
|
|
| Q2 2021 | |||||||
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-796Closed |
$7K - $7.92K
|
0
$0
|
|
|
Jul 19, 2021
Q2 2021
|
Tsfg, LLC
|
BUY
|
- |
200New |
$1.76K - $1.99K
|
200
$1.31K
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
1.6KNew |
$13.3K - $14.5K
|
1.6K
$10.5K
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.15KClosed |
$9.55K - $10.4K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-260Closed |
$2.16K - $2.35K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-68.4KClosed |
$497K - $615K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 03, 2020
Q3 2020
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-1.56KClosed |
$12.1K - $13.5K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.2KClosed |
$17K - $19K
|
0
$0
|
|