Purchases and Sales Made in Q3 2021 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q3 2021. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$627K - $754K
|
75K
$498K
|
|
|
Nov 03, 2021
Q3 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
24.2KNew |
$203K - $244K
|
24.2K
$161K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
24.2K+ 62.65% |
$202K - $243K
|
62.8K
$417K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.6K+ 46.27% |
$139K - $167K
|
52.5K
$348K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.6KNew |
$139K - $167K
|
16.6K
$110K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
14.9K+ 78.12% |
$125K - $150K
|
34.1K
$226K
|
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
BUY
|
- |
14.6KNew |
$122K - $147K
|
14.6K
$97.2K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
13.1K+ 34.69% |
$109K - $131K
|
50.7K
$337K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.2KNew |
$93.6K - $113K
|
11.2K
$74.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
10.9KNew |
$90.9K - $109K
|
10.9K
$72.2K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
8.12K+ 67.11% |
$67.9K - $81.6K
|
20.2K
$134K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.7K+ 61.96% |
$47.7K - $57.3K
|
14.9K
$98.9K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
3KNew |
$25.1K - $30.2K
|
3K
$19.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
703New |
$5.88K - $7.07K
|
703
$4.67K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
83+ 1.74% |
$694 - $834
|
4.84K
$32.1K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
76+ 2.5% |
$635 - $764
|
3.12K
$20.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-129- 0.52% |
$1.08K - $1.3K
|
24.7K
$164K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-360Closed |
$3.01K - $3.62K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10.2KClosed |
$85.5K - $103K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-20K- 15.01% |
$167K - $201K
|
113K
$751K
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-51.7KClosed |
$433K - $520K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-56.4K- 82.95% |
$471K - $567K
|
11.6K
$77K
|