Purchases and Sales Made in Q3 2024 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q3 2024. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.44M+ 1114.23% |
$9.26M - $9.95M
|
1.57M
$10.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.15MNew |
$7.37M - $7.92M
|
1.15M
$7.63M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.01M+ 142.3% |
$6.49M - $6.97M
|
1.72M
$11.4M
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
885K+ 5275.29% |
$5.67M - $6.1M
|
901K
$5.99M
|
|
|
Nov 13, 2024
Q3 2024
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
798K+ 790.2% |
$5.12M - $5.5M
|
899K
$5.97M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
755K+ 1029.44% |
$4.84M - $5.2M
|
828K
$5.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
720K+ 248.77% |
$4.62M - $4.96M
|
1.01M
$6.71M
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
692K+ 69242.3% |
$4.44M - $4.77M
|
693K
$4.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
586K+ 1430.54% |
$3.76M - $4.04M
|
627K
$4.17M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
442K+ 136.89% |
$2.83M - $3.05M
|
765K
$5.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
210K+ 525.0% |
$1.35M - $1.45M
|
250K
$1.66M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
163K+ 72.37% |
$1.04M - $1.12M
|
387K
$2.57M
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
135K+ 844.69% |
$863K - $928K
|
151K
$1M
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
80.5K+ 187.67% |
$516K - $554K
|
123K
$819K
|
|
|
Nov 14, 2024
Q3 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
70.6K+ 100.77% |
$452K - $486K
|
141K
$934K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
50.3K+ 502860.0% |
$322K - $346K
|
50.3K
$334K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
48.8KNew |
$313K - $336K
|
48.8K
$324K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
36.9KNew |
$237K - $254K
|
36.9K
$245K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$95.4K - $103K
|
14.9K
$98.8K
|
|
|
Nov 14, 2024
Q3 2024
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$88.6K - $95.2K
|
13.8K
$91.7K
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$84.6K - $90.9K
|
13.2K
$87.6K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.1K+ 56.51% |
$77.4K - $83.2K
|
33.5K
$222K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.6KNew |
$68.2K - $73.3K
|
10.6K
$70.6K
|
|
|
Oct 21, 2024
Q3 2024
|
Eastern Bank
|
BUY
|
- |
7KNew |
$44.9K - $48.2K
|
7K
$46.5K
|
|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.63K+ 0.49% |
$36.1K - $38.8K
|
1.16M
$7.67M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.1K+ 8.49% |
$32.7K - $35.1K
|
65.2K
$433K
|
|
|
Oct 18, 2024
Q3 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
4.38K+ 72966.67% |
$28.1K - $30.2K
|
4.38K
$29.1K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.36K+ 6.02% |
$15.1K - $16.2K
|
41.5K
$276K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.39K+ 8.58% |
$8.94K - $9.6K
|
17.6K
$117K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
988New |
$6.33K - $6.81K
|
988
$6.56K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
922+ 3179.31% |
$5.91K - $6.35K
|
951
$6.31K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
292New |
$1.87K - $2.01K
|
292
$1.94K
|
|
|
Oct 17, 2024
Q3 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
191+ 1.3% |
$1.22K - $1.32K
|
14.8K
$98.5K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
57New |
$365 - $393
|
57
$378
|
|
|
Nov 13, 2024
Q3 2024
|
Winmill & Co. Inc
Millbrook, NY |
BUY
|
- |
20+ 0.31% |
$128 - $138
|
6.5K
$43.2K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$428K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.7K- 51.93% |
$23.7K - $25.5K
|
3.43K
$22.7K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.7K- 8.73% |
$55.8K - $59.9K
|
90.9K
$604K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.8K- 12.67% |
$88.2K - $94.8K
|
94.8K
$630K
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-15K- 42.86% |
$96.2K - $103K
|
20K
$133K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-20.9K- 81.57% |
$134K - $144K
|
4.72K
$31.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.09M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-119K- 82.88% |
$760K - $817K
|
24.5K
$163K
|