Purchases and Sales Made in Q3 2025 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q3 2025. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
54.2K+ 15.92% |
$342K - $352K
|
394K
$2.48M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
48.9K+ 171.6% |
$309K - $317K
|
77.4K
$486K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
21.6K+ 4.24% |
$136K - $140K
|
531K
$3.33M
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
20.4K+ 28.54% |
$129K - $133K
|
92K
$578K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
15.4KNew |
$97.2K - $99.9K
|
15.4K
$96.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
11.2KNew |
$70.6K - $72.7K
|
11.2K
$70.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Integrity Advisory Solutions, LLC
Dallas, TX |
BUY
|
- |
11.2KNew |
$70.6K - $72.7K
|
11.2K
$70.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.78K+ 2.98% |
$49.1K - $50.5K
|
268K
$1.69M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.62K+ 13.3% |
$48.1K - $49.5K
|
64.9K
$408K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.79K+ 17.5% |
$30.3K - $31.1K
|
32.2K
$202K
|
|
|
Oct 28, 2025
Q3 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
3.18K+ 11.5% |
$20K - $20.6K
|
30.8K
$193K
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
2.91K+ 18.31% |
$18.3K - $18.9K
|
18.8K
$118K
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.52K+ 5.2% |
$9.57K - $9.84K
|
30.7K
$193K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.04K+ 2.06% |
$6.58K - $6.76K
|
51.7K
$325K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
600New |
$3.79K - $3.89K
|
600
$3.77K
|
|
|
Oct 14, 2025
Q3 2025
|
Trust CO Of Vermont
|
BUY
|
- |
500New |
$3.16K - $3.25K
|
500
$3.14K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
425+ 2.44% |
$2.68K - $2.76K
|
17.8K
$112K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
309+ 2.05% |
$1.95K - $2.01K
|
15.4K
$96.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
249+ 0.61% |
$1.57K - $1.62K
|
41.2K
$259K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
8+ 5.71% |
$50.5 - $51.9
|
148
$929
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
8+ 2.12% |
$50.5 - $51.9
|
386
$2.42K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-76- 0.21% |
$480 - $493
|
35.3K
$222K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-727- 5.28% |
$4.59K - $4.72K
|
13K
$81.8K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-851- 2.14% |
$5.37K - $5.52K
|
38.9K
$245K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-878- 0.72% |
$5.54K - $5.7K
|
122K
$764K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.4K- 1.71% |
$8.83K - $9.09K
|
80.7K
$507K
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.47K- 28.99% |
$15.6K - $16K
|
6.04K
$37.9K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
SELL
|
- |
-2.48K- 17.96% |
$15.7K - $16.1K
|
11.4K
$71.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-7.38K- 59.7% |
$46.6K - $47.9K
|
4.98K
$31.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-20K- 63.91% |
$126K - $130K
|
11.3K
$71K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-46.5K- 3.07% |
$293K - $302K
|
1.47M
$9.22M
|
|