Latest Institutional Transactions on Pcm Fund, Inc. (PCM)
This table provides information on the latest institutional transactions involving Pcm Fund, Inc. (PCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.17K- 3.8% |
$8.82K - $9.46K
|
29.7K
$201K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16.7K- 52.38% |
$126K - $135K
|
15.2K
$103K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-19.3K- 15.14% |
$145K - $156K
|
108K
$732K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-12- 1.22% |
$90.1 - $96.7
|
972
$6.58K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.06K- 13.27% |
$60.5K - $64.9K
|
52.6K
$356K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.84K- 50.37% |
$36.4K - $39K
|
4.77K
$32.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Horizon Kinetics Asset Management LLC
|
BUY
|
- |
15.7K+ 64.08% |
$118K - $127K
|
40.3K
$273K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.96K- 13.08% |
$22.2K - $23.9K
|
19.7K
$133K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.06K+ 8.21% |
$15.5K - $16.6K
|
27.1K
$184K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
32K+ 195.72% |
$240K - $258K
|
48.4K
$327K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
42+ 3.14% |
$315 - $339
|
1.38K
$9.33K
|
|
|
Oct 25, 2024
Q3 2024
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
14K+ 7.72% |
$105K - $113K
|
195K
$1.32M
|
|
|
Oct 22, 2024
Q3 2024
|
Sol Capital Management CO
|
SELL
|
- |
-3.5K- 13.46% |
$26.3K - $28.2K
|
22.5K
$152K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
300New |
$2.25K - $2.42K
|
300
$2.03K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.98K- 35.76% |
$74.9K - $80.4K
|
17.9K
$121K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-297- 0.42% |
$2.23K - $2.39K
|
70.3K
$476K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.3KNew |
$76.7K - $93.9K
|
10.3K
$70K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12KNew |
$88.8K - $109K
|
12K
$81K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.2KNew |
$98K - $120K
|
13.2K
$89.4K
|
|
|
Aug 02, 2024
Q2 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-375K- 96.81% |
$2.78M - $3.41M
|
12.4K
$83.8K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
237+ 22.42% |
$1.86K - $2.01K
|
1.29K
$8.76K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-26.8K- 55.5% |
$210K - $228K
|
21.5K
$146K
|
|
|
May 09, 2024
Q1 2024
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
6.24KNew |
$48.9K - $52.9K
|
6.24K
$42.2K
|
|
|
May 06, 2024
Q1 2024
|
Concord Investment Counsel Inc.
Irvine, CA |
BUY
|
- |
136KNew |
$1.06M - $1.15M
|
136K
$917K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
5.5KNew |
$43.1K - $46.6K
|
5.5K
$37.2K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
12New |
$94.1 - $102
|
12
$81.2
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15KNew |
$104K - $135K
|
15K
$102K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
10.4KNew |
$72.5K - $93.8K
|
10.4K
$70.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
41New |
$285 - $368
|
41
$278
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
8.6KNew |
$59.7K - $77.2K
|
8.6K
$58.2K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 27.78% |
$44.5 - $50.6
|
13
$88
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
377New |
$3.36K - $3.82K
|
377
$2.55K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
234New |
$2.08K - $2.37K
|
234
$1.58K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
28.7KNew |
$256K - $291K
|
28.7K
$194K
|
|
| Q2 2023 | |||||||
|
Aug 10, 2023
Q2 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.6K- 76.19% |
$13.9K - $15.5K
|
500
$3.39K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-485- 40.15% |
$4.21K - $4.69K
|
723
$4.89K
|
|
| Q1 2023 | |||||||
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-505- 1.59% |
$4.13K - $4.81K
|
31.2K
$211K
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.59K- 18.78% |
$37.6K - $43.7K
|
19.9K
$134K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.25KNew |
$18.4K - $21.4K
|
2.25K
$15.2K
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.85K- 76.97% |
$45.3K - $52.9K
|
1.75K
$11.8K
|
|
| Q3 2022 | |||||||
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.15K- 14.71% |
$17K - $22.4K
|
12.5K
$84.4K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
800New |
$6.34K - $8.33K
|
800
$5.42K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-16KClosed |
$140K - $169K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
591New |
$5.19K - $6.25K
|
591
$4K
|
|
|
Aug 02, 2022
Q2 2022
|
Uma Financial Services, Inc.
|
SELL
|
- |
-2.17K- 6.29% |
$19.1K - $22.9K
|
32.3K
$219K
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
BUY
|
- |
16.6KNew |
$174K - $191K
|
16.6K
$112K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-10KClosed |
$105K - $115K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-85KClosed |
$954K - $1.03M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-17.1KClosed |
$192K - $207K
|
0
$0
|
|