Latest Institutional Transactions on Pcm Fund, Inc. (PCM)
This table provides information on the latest institutional transactions involving Pcm Fund, Inc. (PCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.38KNew |
$8.62K - $9.25K
|
1.38K
$8.58K
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
BUY
|
- |
13.8KNew |
$86.2K - $92.5K
|
13.8K
$85.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-15.7K- 39.05% |
$98.3K - $105K
|
24.5K
$153K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.95K- 6.56% |
$12.2K - $13.1K
|
27.8K
$173K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.05K- 19.28% |
$12.8K - $13.7K
|
8.57K
$53.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
631+ 4.21% |
$3.94K - $4.23K
|
15.6K
$97.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Concord Investment Counsel Inc.
Irvine, CA |
SELL
|
- |
-36.1K- 26.67% |
$226K - $242K
|
99.4K
$618K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.43K- 7.59% |
$8.94K - $9.6K
|
17.4K
$108K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.3K- 4.55% |
$26.9K - $28.9K
|
90.2K
$561K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
21KNew |
$131K - $141K
|
21K
$130K
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-134K- 57.04% |
$835K - $896K
|
101K
$626K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.03KClosed |
$6.46K - $6.94K
|
0
$0
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
164K+ 308.43% |
$1.03M - $1.1M
|
217K
$1.35M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.69K+ 8.94% |
$29.3K - $31.4K
|
57.1K
$355K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
161+ 10.68% |
$1.01K - $1.08K
|
1.67K
$10.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
124K+ 75.0% |
$774K - $831K
|
289K
$1.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Uma Financial Services, Inc.
|
SELL
|
- |
-5K- 15.47% |
$31.3K - $33.6K
|
27.3K
$170K
|
|
|
Oct 31, 2025
Q3 2025
|
Sovran Advisors, LLC
San Diego, CA |
BUY
|
- |
3.35K+ 3.93% |
$21K - $22.5K
|
88.6K
$551K
|
|
|
Oct 29, 2025
Q3 2025
|
J.Safra Asset Management Corp
|
BUY
|
- |
1KNew |
$6.25K - $6.71K
|
1K
$6.22K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-31.2K- 67.09% |
$195K - $210K
|
15.3K
$95.3K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
500New |
$3.13K - $3.36K
|
500
$3.11K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
10+ 0.6% |
$62.5 - $67.1
|
1.69K
$10.5K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.5KNew |
$110K - $120K
|
18.5K
$115K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.35K+ 14.65% |
$13.9K - $15.2K
|
18.4K
$114K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.37K- 48.66% |
$8.1K - $8.87K
|
1.44K
$8.96K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-150K- 68.49% |
$892K - $977K
|
69.2K
$431K
|
|
|
Jul 17, 2025
Q2 2025
|
Wolff Wiese Magana LLC
|
BUY
|
- |
4New |
$23.7 - $26
|
4
$24.9
|
|
| Q1 2025 | |||||||
|
May 14, 2025
Q1 2025
|
Ieq Capital, LLC
|
BUY
|
- |
91.5KNew |
$589K - $711K
|
91.5K
$569K
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
101KNew |
$649K - $783K
|
101K
$627K
|
|
|
Apr 23, 2025
Q1 2025
|
Sol Capital Management CO
|
SELL
|
- |
-3K- 21.2% |
$19.3K - $23.3K
|
11.2K
$69.4K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.7KNew |
$151K - $162K
|
19.7K
$123K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.86K- 10.53% |
$21.8K - $23.5K
|
24.3K
$151K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.98K- 35.76% |
$74.9K - $80.4K
|
17.9K
$111K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
300New |
$2.25K - $2.42K
|
300
$1.87K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12KNew |
$88.8K - $109K
|
12K
$74.4K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.2KNew |
$98K - $120K
|
13.2K
$82.1K
|
|
|
Aug 02, 2024
Q2 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-375K- 96.81% |
$2.78M - $3.41M
|
12.4K
$77K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
237+ 22.42% |
$1.86K - $2.01K
|
1.29K
$8.05K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-26.8K- 55.5% |
$210K - $228K
|
21.5K
$134K
|
|
|
May 09, 2024
Q1 2024
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
6.24KNew |
$48.9K - $52.9K
|
6.24K
$38.8K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
5.5KNew |
$43.1K - $46.6K
|
5.5K
$34.2K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
12New |
$94.1 - $102
|
12
$74.6
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15KNew |
$104K - $135K
|
15K
$93.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
10.4KNew |
$72.5K - $93.8K
|
10.4K
$65K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
41New |
$285 - $368
|
41
$255
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 27.78% |
$44.5 - $50.6
|
13
$80.9
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
234New |
$2.08K - $2.37K
|
234
$1.46K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
377New |
$3.36K - $3.82K
|
377
$2.34K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
28.7KNew |
$256K - $291K
|
28.7K
$179K
|
|