Latest Institutional Transactions on Pcm Fund, Inc. (PCM)
This table provides information on the latest institutional transactions involving Pcm Fund, Inc. (PCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.66KClosed |
$39.6K - $42K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-91.5KClosed |
$992K - $1.05M
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-16.6KClosed |
$179K - $190K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-300Closed |
$2.91K - $3.32K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.72KClosed |
$44K - $48.4K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
SELL
|
- |
-25.3KClosed |
$235K - $259K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1K- 20.0% |
$7.18K - $10K
|
4K
$26.9K
|
|
|
Aug 14, 2020
Q2 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-34.5KClosed |
$247K - $345K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
SELL
|
- |
-13.4KClosed |
$96.2K - $134K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-26.7KClosed |
$192K - $267K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-13.3KClosed |
$95.8K - $134K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-1.1KClosed |
$7.9K - $11K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-14.2KClosed |
$102K - $142K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-2KClosed |
$22.3K - $23.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400Closed |
$4.32K - $4.64K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 29, 2019
Q4 2018
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.6KClosed |
$132K - $158K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-673Closed |
$7.42K - $7.89K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-53.9KClosed |
$594K - $632K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-487Closed |
$5.37K - $5.71K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 25, 2018
Q2 2018
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-57KClosed |
$641K - $679K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
Whittier Trust CO
|
BUY
|
- |
400New |
$4.5K - $4.76K
|
400
$2.69K
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.1KClosed |
$168K - $189K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-455Closed |
$4.73K - $5.34K
|
0
$0
|
|