Purchases and Sales Made in Q3 2021 in Pcm Fund, Inc. (PCM)
This table provides information about the institutional ownership of Pcm Fund, Inc. (PCM) during Q3 2021. The information is specifically focused on institutions that hold shares of PCM FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
21.9KNew |
$246K - $265K
|
21.9K
$147K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.8KNew |
$166K - $179K
|
14.8K
$99.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.8K+ 40.11% |
$166K - $179K
|
51.6K
$347K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.2KNew |
$148K - $160K
|
13.2K
$88.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.6KNew |
$119K - $128K
|
10.6K
$71.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.02K+ 20.98% |
$56.3K - $60.7K
|
28.9K
$194K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.75K+ 65.38% |
$19.6K - $21.2K
|
4.42K
$29.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
BUY
|
- |
591New |
$6.63K - $7.16K
|
591
$3.97K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
187+ 0.98% |
$2.1K - $2.26K
|
19.4K
$130K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
50New |
$561 - $606
|
50
$336
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-349- 1.25% |
$3.92K - $4.23K
|
27.5K
$185K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-500- 11.11% |
$5.61K - $6.06K
|
4K
$26.9K
|
|
|
Oct 26, 2021
Q3 2021
|
Sol Capital Management CO
|
SELL
|
- |
-4.35K- 2.75% |
$48.8K - $52.7K
|
154K
$1.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.65K- 14.26% |
$74.6K - $80.6K
|
40K
$269K
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-17.1KClosed |
$192K - $207K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-29.7K- 31.9% |
$333K - $360K
|
63.5K
$426K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-85KClosed |
$954K - $1.03M
|
0
$0
|