Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Fund Inc (PFD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-849- 7.52% |
$9.57K - $10.3K
|
10.4K
$123K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.37K- 8.21% |
$83K - $89.5K
|
82.4K
$971K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$114K - $123K
|
10.1K
$119K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
1.07K+ 1.62% |
$12K - $13K
|
66.9K
$788K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.45K+ 5.47% |
$95.2K - $103K
|
163K
$1.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.33K+ 2.54% |
$71.3K - $76.8K
|
255K
$3.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
682+ 6.28% |
$7.69K - $8.28K
|
11.5K
$136K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
36.2KNew |
$408K - $439K
|
36.2K
$426K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-30.3K- 33.33% |
$342K - $368K
|
60.7K
$715K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-141K- 79.51% |
$1.59M - $1.71M
|
36.3K
$428K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
516K+ 90.84% |
$5.82M - $6.27M
|
1.08M
$12.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.6K- 4.58% |
$18.1K - $19.5K
|
33.5K
$394K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.33K+ 12.33% |
$93.9K - $101K
|
75.9K
$894K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.29K- 7.08% |
$105K - $113K
|
122K
$1.44M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
32.5KNew |
$366K - $394K
|
32.5K
$383K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
2.66KNew |
$30K - $32.3K
|
2.66K
$31.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
30+ 0.34% |
$338 - $364
|
8.74K
$103K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
15.8K+ 154.9% |
$178K - $192K
|
26K
$306K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
441KNew |
$4.97M - $5.36M
|
441K
$5.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.6K+ 61.24% |
$289K - $311K
|
67.4K
$794K
|
|
|
Nov 10, 2025
Q3 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
SELL
|
- |
-30.2K- 67.36% |
$340K - $367K
|
14.6K
$172K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
99.5KNew |
$1.12M - $1.21M
|
99.5K
$1.17M
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
SELL
|
- |
-88- 2.3% |
$992 - $1.07K
|
3.73K
$44K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
510New |
$5.75K - $6.19K
|
510
$6.01K
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
295New |
$3.32K - $3.58K
|
295
$3.48K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
30.9K+ 40.54% |
$348K - $375K
|
107K
$1.26M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.03K- 8.5% |
$11.6K - $12.5K
|
11.1K
$130K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
168KNew |
$1.9M - $2.04M
|
168K
$1.98M
|
|
|
Oct 22, 2025
Q3 2025
|
Crews Bank & Trust
Port Charlotte, FL |
BUY
|
- |
200New |
$2.25K - $2.43K
|
200
$2.36K
|
|
|
Oct 22, 2025
Q3 2025
|
O'Rourke & Company, Inc
Boston, MA |
BUY
|
- |
834+ 6.71% |
$9.4K - $10.1K
|
13.3K
$156K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.91K- 7.02% |
$32.8K - $35.4K
|
38.6K
$454K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
52.3KNew |
$590K - $635K
|
52.3K
$617K
|
|
|
Oct 14, 2025
Q3 2025
|
Long View Wealth Management
Atlanta, GA |
SELL
|
- |
-2.33K- 10.23% |
$26.3K - $28.3K
|
20.5K
$241K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.9KNew |
$44K - $47.3K
|
3.9K
$45.9K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
32+ 0.49% |
$361 - $388
|
6.54K
$77K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-25.4K- 27.45% |
$263K - $288K
|
67.2K
$792K
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
648New |
$6.71K - $7.33K
|
648
$7.63K
|
|
|
Aug 14, 2025
Q2 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-13.2K- 20.12% |
$136K - $149K
|
52.3K
$616K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-2K- 9.76% |
$20.7K - $22.6K
|
18.5K
$218K
|
|
|
Aug 04, 2025
Q2 2025
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
27.7KNew |
$287K - $314K
|
27.7K
$327K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
36.7K+ 197.2% |
$380K - $416K
|
55.4K
$652K
|
|
|
Jul 25, 2025
Q2 2025
|
Pathway Financial Advisors LLC
|
BUY
|
- |
18.8K+ 63.68% |
$194K - $212K
|
48.2K
$568K
|
|
|
Jul 21, 2025
Q2 2025
|
Signature Wealth Management Partners, LLC
|
BUY
|
- |
14.4KNew |
$149K - $162K
|
14.4K
$169K
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200- 35.71% |
$2.22K - $2.29K
|
360
$4.24K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.56K+ 14.21% |
$17.3K - $17.8K
|
12.5K
$148K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.47KNew |
$16.3K - $16.8K
|
1.47K
$17.4K
|
|
|
May 13, 2025
Q1 2025
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-33.2K- 62.07% |
$368K - $379K
|
20.3K
$239K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
13.4KNew |
$149K - $153K
|
13.4K
$158K
|
|