Purchases and Sales Made in Q1 2022 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q1 2022. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
69.1K+ 691.91% |
$931K - $1.19M
|
79.1K
$890K
|
|
May 16, 2022
Q1 2022
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
34KNew |
$457K - $584K
|
34K
$382K
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
27.7KNew |
$373K - $477K
|
27.7K
$312K
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
25.5KNew |
$343K - $438K
|
25.5K
$287K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
20K+ 34.39% |
$270K - $344K
|
78.2K
$880K
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
14.2KNew |
$191K - $244K
|
14.2K
$160K
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13KNew |
$175K - $224K
|
13K
$146K
|
|
May 13, 2022
Q1 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.1KNew |
$150K - $191K
|
11.1K
$125K
|
|
Apr 13, 2022
Q1 2022
|
Abacus Planning Group, Inc.
|
BUY
|
- |
11KNew |
$148K - $188K
|
11K
$123K
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.9KNew |
$146K - $187K
|
10.9K
$122K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.19K+ 14.2% |
$83.3K - $106K
|
49.7K
$560K
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.58K+ 6.83% |
$75.1K - $95.9K
|
87.2K
$981K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
3.82KNew |
$51.4K - $65.7K
|
3.82K
$42.9K
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.99K+ 1.6% |
$40.3K - $51.5K
|
190K
$2.13M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.39K+ 12.67% |
$32.2K - $41.1K
|
21.2K
$239K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.03K+ 7.56% |
$27.4K - $35K
|
28.9K
$325K
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
1.79K+ 2.02% |
$24.1K - $30.7K
|
90.3K
$1.02M
|
|
Apr 20, 2022
Q1 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.25KNew |
$16.8K - $21.5K
|
1.25K
$14.1K
|
|
Apr 29, 2022
Q1 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
138+ 1.64% |
$1.86K - $2.37K
|
8.57K
$96.4K
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
7+ 1.7% |
$94.3 - $120
|
419
$4.71K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-250Closed |
$3.37K - $4.3K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-264- 0.49% |
$3.56K - $4.54K
|
53.2K
$598K
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-345- 3.03% |
$4.65K - $5.93K
|
11K
$124K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-454- 18.74% |
$6.12K - $7.81K
|
1.97K
$22.2K
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-531- 43.67% |
$7.15K - $9.13K
|
685
$7.71K
|
|
Apr 26, 2022
Q1 2022
|
Costello Asset Management, Inc
|
SELL
|
- |
-553Closed |
$7.45K - $9.51K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-571Closed |
$7.69K - $9.82K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-644- 3.76% |
$8.67K - $11.1K
|
16.5K
$186K
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-658- 12.53% |
$8.86K - $11.3K
|
4.59K
$51.7K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-718- 3.91% |
$9.67K - $12.3K
|
17.7K
$199K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.12KClosed |
$15K - $19.2K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.3KClosed |
$17.5K - $22.4K
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-1.3K- 39.39% |
$17.5K - $22.4K
|
2K
$22.5K
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.5KClosed |
$20.2K - $25.8K
|
0
$0
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.5KClosed |
$20.2K - $25.8K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.56K- 11.08% |
$21K - $26.8K
|
12.5K
$141K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.7K- 27.77% |
$158K - $202K
|
30.5K
$343K
|
|
May 13, 2022
Q1 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-12.6KClosed |
$170K - $217K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12.8KClosed |
$172K - $219K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-13.6KClosed |
$183K - $234K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Private Wealth Strategies, L.L.C.
|
SELL
|
- |
-29.7K- 33.32% |
$400K - $511K
|
59.4K
$668K
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-34.7K- 15.46% |
$467K - $597K
|
190K
$2.13M
|