Purchases and Sales Made in Q3 2025 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q3 2025. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
516K+ 90.84% |
$5.82M - $6.27M
|
1.08M
$12.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
441KNew |
$4.97M - $5.36M
|
441K
$5.2M
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
168KNew |
$1.9M - $2.04M
|
168K
$1.98M
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
99.5KNew |
$1.12M - $1.21M
|
99.5K
$1.17M
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
52.3KNew |
$590K - $635K
|
52.3K
$617K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
36.2KNew |
$408K - $439K
|
36.2K
$426K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
32.5KNew |
$366K - $394K
|
32.5K
$383K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
30.9K+ 40.54% |
$348K - $375K
|
107K
$1.26M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.6K+ 61.24% |
$289K - $311K
|
67.4K
$794K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
15.8K+ 154.9% |
$178K - $192K
|
26K
$306K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$114K - $123K
|
10.1K
$119K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.45K+ 5.47% |
$95.2K - $103K
|
163K
$1.92M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.33K+ 12.33% |
$93.9K - $101K
|
75.9K
$894K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.33K+ 2.54% |
$71.3K - $76.8K
|
255K
$3.01M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.9KNew |
$44K - $47.3K
|
3.9K
$45.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
2.66KNew |
$30K - $32.3K
|
2.66K
$31.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
1.07K+ 1.62% |
$12K - $13K
|
66.9K
$788K
|
|
|
Oct 22, 2025
Q3 2025
|
O'Rourke & Company, Inc
Boston, MA |
BUY
|
- |
834+ 6.71% |
$9.4K - $10.1K
|
13.3K
$156K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
682+ 6.28% |
$7.69K - $8.28K
|
11.5K
$136K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
510New |
$5.75K - $6.19K
|
510
$6.01K
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
295New |
$3.32K - $3.58K
|
295
$3.48K
|
|
|
Oct 22, 2025
Q3 2025
|
Crews Bank & Trust
Port Charlotte, FL |
BUY
|
- |
200New |
$2.25K - $2.43K
|
200
$2.36K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
32+ 0.49% |
$361 - $388
|
6.54K
$77K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
30+ 0.34% |
$338 - $364
|
8.74K
$103K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
SELL
|
- |
-88- 2.3% |
$992 - $1.07K
|
3.73K
$44K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-849- 7.52% |
$9.57K - $10.3K
|
10.4K
$123K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.03K- 8.5% |
$11.6K - $12.5K
|
11.1K
$130K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.6K- 4.58% |
$18.1K - $19.5K
|
33.5K
$394K
|
|
|
Oct 14, 2025
Q3 2025
|
Long View Wealth Management
Atlanta, GA |
SELL
|
- |
-2.33K- 10.23% |
$26.3K - $28.3K
|
20.5K
$241K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.91K- 7.02% |
$32.8K - $35.4K
|
38.6K
$454K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.72K- 8.51% |
$64.5K - $69.5K
|
61.5K
$725K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.37K- 8.21% |
$83K - $89.5K
|
82.4K
$971K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.29K- 7.08% |
$105K - $113K
|
122K
$1.44M
|
|
|
Nov 10, 2025
Q3 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
SELL
|
- |
-30.2K- 67.36% |
$340K - $367K
|
14.6K
$172K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-30.3K- 33.33% |
$342K - $368K
|
60.7K
$715K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-141K- 79.51% |
$1.59M - $1.71M
|
36.3K
$428K
|
|