Purchases and Sales Made in Q4 2022 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q4 2022. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
79.3KNew |
$809K - $928K
|
79.3K
$892K
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
23.3KNew |
$238K - $273K
|
23.3K
$262K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
22.6K+ 18.58% |
$231K - $265K
|
144K
$1.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
18.6KNew |
$190K - $218K
|
18.6K
$209K
|
|
|
Jan 13, 2023
Q4 2022
|
Cooper Financial Group
|
BUY
|
- |
16.5KNew |
$168K - $193K
|
16.5K
$185K
|
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
14.9KNew |
$152K - $174K
|
14.9K
$168K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.4K+ 35.81% |
$137K - $157K
|
50.8K
$571K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.45K+ 22.19% |
$86.2K - $98.9K
|
46.5K
$523K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.1K+ 42.82% |
$72.5K - $83.1K
|
23.7K
$266K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
3.97K+ 3.9% |
$40.6K - $46.5K
|
106K
$1.19M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.04KNew |
$20.8K - $23.9K
|
2.04K
$23K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.68K+ 14.75% |
$17.2K - $19.7K
|
13.1K
$147K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.35K+ 3.5% |
$13.8K - $15.9K
|
40.1K
$451K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.22K+ 109.82% |
$12.4K - $14.3K
|
2.33K
$26.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
1.08K+ 1.74% |
$11K - $12.6K
|
62.7K
$706K
|
|
|
Feb 14, 2023
Q4 2022
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
500New |
$5.11K - $5.86K
|
500
$5.63K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
500New |
$5.11K - $5.86K
|
500
$5.63K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
250New |
$2.55K - $2.93K
|
250
$2.81K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
205+ 0.2% |
$2.09K - $2.4K
|
103K
$1.16M
|
|
|
Jan 30, 2023
Q4 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
156+ 1.75% |
$1.59K - $1.83K
|
9.05K
$102K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48+ 0.08% |
$490 - $562
|
60.6K
$682K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13+ 0.09% |
$133 - $152
|
13.8K
$155K
|
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
1+ 0.03% |
$10.2 - $11.7
|
3.76K
$42.3K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-1K- 50.0% |
$10.2K - $11.7K
|
1K
$11.3K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-2.91K- 12.95% |
$29.7K - $34.1K
|
19.6K
$220K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.96K- 16.45% |
$30.2K - $34.6K
|
15K
$169K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.61K- 16.97% |
$36.8K - $42.2K
|
17.6K
$198K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.78K- 94.79% |
$38.6K - $44.3K
|
208
$2.34K
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-10.8K- 26.3% |
$110K - $126K
|
30.2K
$339K
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-10.9K- 11.16% |
$111K - $127K
|
86.4K
$972K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-16.6K- 7.16% |
$170K - $195K
|
216K
$2.43M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-29.4K- 48.09% |
$300K - $344K
|
31.7K
$357K
|