Purchases and Sales Made in Q4 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
12.1K+ 6.21% |
$212K - $239K
|
208K
$4.11M
|
|
|
Jan 23, 2024
Q4 2023
|
Lewis Asset Management, LLC
Lafayette, CA |
BUY
|
- |
12KNew |
$211K - $237K
|
12K
$239K
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
11.5KNew |
$200K - $226K
|
11.5K
$227K
|
|
|
Feb 06, 2024
Q4 2023
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
10.6KNew |
$185K - $209K
|
10.6K
$210K
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
10.5KNew |
$184K - $207K
|
10.5K
$208K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
10.4KNew |
$182K - $205K
|
10.4K
$206K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
10.3KNew |
$181K - $204K
|
10.3K
$204K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.2KNew |
$178K - $201K
|
10.2K
$202K
|
|
|
Feb 07, 2024
Q4 2023
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
BUY
|
- |
10.2KNew |
$178K - $201K
|
10.2K
$202K
|
|
|
Feb 12, 2024
Q4 2023
|
American Investment Services, Inc.
|
BUY
|
- |
10.1KNew |
$177K - $199K
|
10.1K
$200K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
9.34KNew |
$163K - $184K
|
9.34K
$185K
|
|
|
Jan 23, 2024
Q4 2023
|
David Kennon Inc
Sarasota, FL |
BUY
|
- |
8.75K+ 2.45% |
$153K - $172K
|
366K
$7.24M
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
8.65K+ 60.5% |
$151K - $170K
|
22.9K
$454K
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
8.65K+ 23.63% |
$151K - $170K
|
45.2K
$896K
|
|
|
Feb 06, 2024
Q4 2023
|
Family Asset Management, LLC
Charleston, SC |
BUY
|
- |
7.63KNew |
$133K - $150K
|
7.63K
$151K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
7.42K+ 15.28% |
$130K - $146K
|
56K
$1.11M
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.39K+ 154.9% |
$129K - $146K
|
12.2K
$241K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
6.84K+ 28.61% |
$120K - $135K
|
30.7K
$608K
|
|
|
Feb 09, 2024
Q4 2023
|
Winthrop Capital Management, LLC
Carmel, IN |
BUY
|
- |
6.32KNew |
$111K - $125K
|
6.32K
$125K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
6.24K+ 19.35% |
$109K - $123K
|
38.5K
$762K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.82K+ 10.28% |
$84.3K - $95K
|
51.7K
$1.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
4.68KNew |
$81.9K - $92.3K
|
4.68K
$92.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Markets Corp
New York, NY |
BUY
|
- |
4.52K+ 19.81% |
$79K - $89K
|
27.3K
$541K
|
|
|
Jan 04, 2024
Q4 2023
|
Arden Trust CO
|
BUY
|
- |
4.35K+ 34.78% |
$76.2K - $85.8K
|
16.9K
$334K
|
|
|
Jan 02, 2024
Q4 2023
|
Appleton Partners Inc
|
BUY
|
- |
4.33K+ 2.25% |
$75.8K - $85.4K
|
197K
$3.89M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3.97K+ 353.79% |
$69.4K - $78.2K
|
5.09K
$101K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
3.71KNew |
$64.9K - $73.1K
|
3.71K
$73.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.59K+ 7.11% |
$62.8K - $70.7K
|
54.1K
$1.07M
|
|
|
Feb 13, 2024
Q4 2023
|
Fifth Third Securities, Inc.
|
BUY
|
- |
3.03K+ 6.3% |
$53K - $59.7K
|
51.1K
$1.01M
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2.98K+ 13.71% |
$52.1K - $58.7K
|
24.7K
$489K
|
|
|
Jan 26, 2024
Q4 2023
|
Eagle Strategies LLC
New York, NY |
BUY
|
- |
2.74K+ 7.41% |
$48K - $54K
|
39.7K
$787K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.49K+ 26.25% |
$43.5K - $49.1K
|
12K
$237K
|
|
|
Feb 13, 2024
Q4 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
2.41K+ 7.44% |
$42.1K - $47.4K
|
34.8K
$688K
|
|
|
Feb 05, 2024
Q4 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
2.32KNew |
$40.6K - $45.7K
|
2.32K
$45.9K
|
|
|
Feb 21, 2024
Q4 2023
|
Austin Wealth Management, LLC
Austin, TX |
BUY
|
- |
2.07K+ 8.81% |
$36.2K - $40.8K
|
25.5K
$506K
|
|
|
Jan 19, 2024
Q4 2023
|
Unison Advisors LLC
|
BUY
|
- |
1.87K+ 3.83% |
$32.8K - $36.9K
|
50.7K
$1M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.81KNew |
$31.7K - $35.7K
|
1.81K
$35.8K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.7KNew |
$29.7K - $33.4K
|
1.7K
$33.6K
|
|
|
Jan 25, 2024
Q4 2023
|
Madrona Financial Services, LLC
|
BUY
|
- |
1.63K+ 8.11% |
$28.5K - $32.1K
|
21.7K
$429K
|
|
|
Feb 08, 2024
Q4 2023
|
Klr Investment Advisors, LLC
Providence, RI |
BUY
|
- |
1.62K+ 9.62% |
$28.4K - $31.9K
|
18.5K
$366K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.14K+ 6.8% |
$20K - $22.5K
|
18K
$356K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
967New |
$16.9K - $19.1K
|
967
$19.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
902+ 5.52% |
$15.8K - $17.8K
|
17.2K
$341K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
870New |
$15.2K - $17.1K
|
870
$17.2K
|
|
|
Jan 29, 2024
Q4 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
762New |
$13.3K - $15K
|
762
$15.1K
|
|
|
Apr 09, 2024
Q4 2023
|
American Capital Advisory, LLC
Ketchum, ID |
BUY
|
- |
693New |
$12.1K - $13.7K
|
693
$13.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
690+ 0.68% |
$12.1K - $13.6K
|
103K
$2.03M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
582+ 1.06% |
$10.2K - $11.5K
|
55.3K
$1.1M
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
500+ 2.57% |
$8.75K - $9.86K
|
20K
$395K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
392+ 9.76% |
$6.86K - $7.73K
|
4.41K
$87.3K
|