Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.87MNew |
$141M - $178M
|
1.87M
$137M
|
|
|
Feb 14, 2023
Q4 2022
|
Allstate Investment Management CO
Northbrook, IL |
BUY
|
- |
8.34KNew |
$628K - $792K
|
8.34K
$612K
|
|
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
6.36KNew |
$480K - $604K
|
6.36K
$467K
|
|
|
Feb 13, 2023
Q4 2022
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
3.1KNew |
$233K - $294K
|
3.1K
$227K
|
|
|
Feb 13, 2023
Q4 2022
|
Alpha Paradigm Partners, LLC
Chicago, IL |
SELL
|
- |
-2.14K- 21.71% |
$161K - $203K
|
7.7K
$565K
|
|
|
Feb 13, 2023
Q4 2022
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
357+ 7.7% |
$26.9K - $33.9K
|
4.99K
$367K
|
|
|
Feb 13, 2023
Q4 2022
|
Seeyond
Paris, I0 |
SELL
|
- |
-913- 6.86% |
$68.8K - $86.7K
|
12.4K
$911K
|
|
|
Feb 13, 2023
Q4 2022
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-4.66K- 28.92% |
$352K - $443K
|
11.5K
$842K
|
|
|
Feb 10, 2023
Q4 2022
|
Thompson Siegel & Walmsley LLC
|
BUY
|
- |
300New |
$22.6K - $28.5K
|
300
$22K
|
|
|
Feb 09, 2023
Q4 2022
|
Miramar Capital, LLC
|
SELL
|
- |
-2.5K- 35.84% |
$188K - $238K
|
4.48K
$329K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
PUT |
-200- 28.57% |
$15.1K - $19K
|
500
$36.7K
|
|
|
Feb 08, 2023
Q4 2022
|
Obermeyer Wood Investment Counsel, Lllp
Aspen, CO |
BUY
|
- |
343+ 3.74% |
$25.9K - $32.6K
|
9.51K
$698K
|
|
|
Feb 07, 2023
Q4 2022
|
Gibson Wealth Advisors LLC
Tyler, TX |
BUY
|
- |
10.8K+ 6200.0% |
$813K - $1.02M
|
11K
$805K
|
|
|
Feb 06, 2023
Q4 2022
|
Adirondack Retirement Specialists, Inc.
|
BUY
|
- |
100New |
$7.54K - $9.5K
|
100
$7.34K
|
|
|
Feb 06, 2023
Q4 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-36- 2.3% |
$2.71K - $3.42K
|
1.53K
$112K
|
|
|
Feb 03, 2023
Q4 2022
|
Mendota Financial Group, LLC
Madison, WI |
BUY
|
- |
118New |
$8.9K - $11.2K
|
118
$8.66K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
192New |
$14.5K - $18.2K
|
192
$14.1K
|
|
|
Feb 02, 2023
Q4 2022
|
First National Trust CO
|
BUY
|
- |
2.61KNew |
$196K - $248K
|
2.61K
$191K
|
|
|
Feb 02, 2023
Q4 2022
|
Stock Yards Bank & Trust CO
Louisville, KY |
BUY
|
- |
2.72KNew |
$205K - $258K
|
2.72K
$199K
|
|
|
Feb 02, 2023
Q4 2022
|
Cambiar Investors LLC
|
SELL
|
- |
-419K- 99.13% |
$31.6M - $39.8M
|
3.67K
$269K
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-342- 2.06% |
$25.8K - $32.5K
|
16.3K
$1.2M
|
|
|
Feb 01, 2023
Q4 2022
|
Antonetti Capital Management LLC
|
SELL
|
- |
-167- 83.5% |
$12.6K - $15.9K
|
33
$2.42K
|
|
|
Feb 01, 2023
Q4 2022
|
Security National Bank
|
SELL
|
- |
-110- 3.79% |
$8.29K - $10.5K
|
2.8K
$205K
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
10.9KNew |
$824K - $1.04M
|
10.9K
$802K
|
|
|
Feb 01, 2023
Q4 2022
|
Capital Directions Investment Advisors, LLC
|
BUY
|
- |
947New |
$71.4K - $90K
|
947
$69.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Syntal Capital Partners, LLC
Midland, TX |
BUY
|
- |
15.9KNew |
$1.2M - $1.51M
|
15.9K
$1.17M
|
|
|
Jan 31, 2023
Q4 2022
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
120+ 4.25% |
$9.05K - $11.4K
|
2.95K
$216K
|
|
|
Jan 31, 2023
Q4 2022
|
Friedenthal Financial
|
BUY
|
- |
8.92KNew |
$673K - $847K
|
8.92K
$655K
|
|
|
Jan 30, 2023
Q4 2022
|
Ogorek Anthony Joseph
|
SELL
|
- |
-78- 86.67% |
$5.88K - $7.41K
|
12
$881
|
|
|
Jan 30, 2023
Q4 2022
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-3.79K- 11.34% |
$286K - $360K
|
29.7K
$2.18M
|
|
|
Jan 27, 2023
Q4 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
53New |
$4K - $5.04K
|
53
$3.89K
|
|
|
Jan 26, 2023
Q4 2022
|
Dupont Capital Management Corp
|
SELL
|
- |
-58- 8.83% |
$4.37K - $5.51K
|
599
$44K
|
|
|
Jan 26, 2023
Q4 2022
|
Hanseatic Management Services Inc
|
BUY
|
- |
411New |
$31K - $39K
|
411
$30.2K
|
|
|
Jan 25, 2023
Q4 2022
|
Independent Wealth Network Inc.
|
BUY
|
- |
2.42KNew |
$183K - $230K
|
2.42K
$178K
|
|
|
Jan 25, 2023
Q4 2022
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
679+ 23.36% |
$51.2K - $64.5K
|
3.59K
$263K
|
|
|
Jan 24, 2023
Q4 2022
|
Caliber Wealth Management, LLC
|
BUY
|
- |
5.31KNew |
$400K - $505K
|
5.31K
$390K
|
|
|
Jan 23, 2023
Q4 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-67- 37.85% |
$5.05K - $6.37K
|
110
$8.08K
|
|
|
Jan 23, 2023
Q4 2022
|
Jmac Enterprises LLC
|
SELL
|
- |
-800- 11.76% |
$60.3K - $76K
|
6K
$441K
|
|
|
Jan 20, 2023
Q4 2022
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
3.32K+ 25.21% |
$250K - $315K
|
16.5K
$1.21M
|
|
|
Jan 20, 2023
Q4 2022
|
Sather Financial Group Inc
|
BUY
|
- |
2.75KNew |
$208K - $262K
|
2.75K
$202K
|
|
|
Jan 19, 2023
Q4 2022
|
Rothschild Investment Corp
|
BUY
|
- |
2.58KNew |
$195K - $245K
|
2.58K
$189K
|
|
|
Jan 18, 2023
Q4 2022
|
Wesbanco Bank Inc
|
BUY
|
- |
2.56KNew |
$193K - $243K
|
2.56K
$188K
|
|
|
Jan 18, 2023
Q4 2022
|
Godsey & Gibb Associates
|
BUY
|
- |
700New |
$52.8K - $66.5K
|
700
$51.4K
|
|
|
Jan 17, 2023
Q4 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
2.55KNew |
$192K - $243K
|
2.55K
$187K
|
|
|
Jan 17, 2023
Q4 2022
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
20New |
$1.51K - $1.9K
|
20
$1.47K
|
|
|
Jan 12, 2023
Q4 2022
|
Chicago Trust CO Na
|
SELL
|
- |
-2.5K- 49.02% |
$188K - $238K
|
2.6K
$191K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4+ 0.11% |
$302 - $380
|
3.56K
$262K
|
|
|
Jan 12, 2023
Q4 2022
|
Community Capital Management, LLC
|
SELL
|
- |
-1.35K- 31.03% |
$102K - $128K
|
3K
$220K
|
|
|
Jan 11, 2023
Q4 2022
|
Moody National Bank Trust Division
|
BUY
|
- |
2.58KNew |
$195K - $245K
|
2.58K
$190K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
121New |
$9.12K - $11.5K
|
121
$8.89K
|