Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
300New |
$22.6K - $28.5K
|
300
$22K
|
|
|
Jan 09, 2023
Q4 2022
|
Align Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
450New |
$33.9K - $42.8K
|
450
$33K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
BUY
|
- |
2.82KNew |
$212K - $268K
|
2.82K
$207K
|
|
| Q3 2022 | |||||||
|
Nov 19, 2024
Q3 2022
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-1.02K- 25.01% |
$62.5K - $81.6K
|
3.07K
$225K
|
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-258Closed |
$15.8K - $20.6K
|
0
$0
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
160K+ 3907.81% |
$9.79M - $12.8M
|
164K
$12.1M
|
|
|
Aug 23, 2023
Q3 2022
|
Rappaport Reiches Capital Management, LLC
Skokie`, IL |
SELL
|
- |
-4KClosed |
$245K - $319K
|
0
$0
|
|
|
Mar 23, 2023
Q3 2022
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-12.9KClosed |
$788K - $1.03M
|
0
$0
|
|
|
Nov 15, 2022
Q3 2022
|
Pittenger & Anderson Inc
|
SELL
|
- |
-227- 51.36% |
$13.9K - $18.1K
|
215
$15.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-78- 0.53% |
$4.77K - $6.22K
|
14.6K
$1.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Kempen Capital Management N.V.
Amsterdam, P7 |
SELL
|
- |
-52.2K- 24.09% |
$3.19M - $4.16M
|
164K
$12.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
11.5KNew |
$704K - $918K
|
11.5K
$845K
|
|
|
Nov 14, 2022
Q3 2022
|
Globeflex Capital L P
San Diego, CA |
BUY
|
- |
63New |
$3.85K - $5.03K
|
63
$4.63K
|
|
|
Nov 14, 2022
Q3 2022
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
787+ 12.0% |
$48.1K - $62.8K
|
7.34K
$539K
|
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-642- 2.69% |
$39.2K - $51.2K
|
23.3K
$1.71M
|
|
|
Nov 14, 2022
Q3 2022
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
900New |
$55K - $71.8K
|
900
$66.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-147KClosed |
$8.97M - $11.7M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
3.25KNew |
$199K - $259K
|
3.25K
$239K
|
|
|
Nov 14, 2022
Q3 2022
|
Bellwether Advisors, LLC
|
BUY
|
- |
237New |
$14.5K - $18.9K
|
237
$17.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
42.8K+ 14.41% |
$2.62M - $3.42M
|
340K
$25M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus Fund Advisers, LLC
Hartford, CT |
SELL
|
- |
-1.58KClosed |
$96.7K - $126K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Premier Asset Management LLC
Chicago, IL |
BUY
|
- |
3.65KNew |
$223K - $291K
|
3.65K
$268K
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-13.4K- 52.23% |
$820K - $1.07M
|
12.3K
$900K
|
|
|
Nov 14, 2022
Q3 2022
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
18.9KNew |
$1.16M - $1.51M
|
18.9K
$1.39M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-497- 46.36% |
$30.4K - $39.7K
|
575
$42.2K
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
2.38KNew |
$146K - $190K
|
2.38K
$175K
|
|
|
Nov 09, 2022
Q3 2022
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
29+ 0.91% |
$1.77K - $2.31K
|
3.2K
$235K
|
|
|
Nov 08, 2022
Q3 2022
|
Cookson Peirce & CO Inc
|
BUY
|
- |
718+ 11.42% |
$43.9K - $57.3K
|
7.01K
$514K
|
|
|
Nov 07, 2022
Q3 2022
|
Ameliora Wealth Management Ltd.
Zurich, V8 |
BUY
|
- |
1.2KNew |
$73.3K - $95.7K
|
1.2K
$88K
|
|
|
Nov 07, 2022
Q3 2022
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
23New |
$1.41K - $1.83K
|
23
$1.69K
|
|
|
Nov 04, 2022
Q3 2022
|
V Wealth Advisors LLC
|
BUY
|
- |
304+ 3.5% |
$18.6K - $24.3K
|
9K
$661K
|
|
|
Nov 03, 2022
Q3 2022
|
Bcgm Wealth Management, LLC
|
BUY
|
- |
2.34KNew |
$143K - $187K
|
2.34K
$172K
|
|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
3+ 0.1% |
$183 - $239
|
3.11K
$229K
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
BUY
|
- |
2+ 0.44% |
$122 - $160
|
452
$33.2K
|
|
|
Nov 02, 2022
Q3 2022
|
Auxano Advisors, LLC
|
BUY
|
- |
3.86KNew |
$236K - $308K
|
3.86K
$283K
|
|
|
Nov 01, 2022
Q3 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
360+ 116.13% |
$22K - $28.7K
|
670
$49.2K
|
|
|
Oct 31, 2022
Q3 2022
|
Center Star Asset Management, LLC
|
BUY
|
- |
3.56KNew |
$217K - $284K
|
3.56K
$261K
|
|
|
Oct 31, 2022
Q3 2022
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
3.4KNew |
$208K - $271K
|
3.4K
$250K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
97New |
$5.93K - $7.74K
|
97
$7.12K
|
|
|
Oct 27, 2022
Q3 2022
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-1.29K- 26.12% |
$78.8K - $103K
|
3.65K
$268K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
2.26KNew |
$138K - $180K
|
2.26K
$166K
|
|
|
Oct 25, 2022
Q3 2022
|
Artemis Investment Management LLP
|
SELL
|
- |
-68.8K- 44.66% |
$4.21M - $5.49M
|
85.2K
$6.26M
|
|
|
Oct 21, 2022
Q3 2022
|
Nu Wave Investment Management, LLC
|
BUY
|
- |
1.99KNew |
$122K - $159K
|
1.99K
$146K
|
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
BUY
|
- |
110New |
$6.72K - $8.78K
|
110
$8.08K
|
|
|
Oct 21, 2022
Q3 2022
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
321New |
$19.6K - $25.6K
|
321
$23.6K
|
|
|
Oct 20, 2022
Q3 2022
|
Inlet Private Wealth, LLC
|
SELL
|
- |
-391- 10.78% |
$23.9K - $31.2K
|
3.24K
$238K
|
|
|
Oct 20, 2022
Q3 2022
|
Tsfg, LLC
|
SELL
|
- |
-28- 1.12% |
$1.71K - $2.23K
|
2.48K
$182K
|
|
|
Oct 20, 2022
Q3 2022
|
Edmp, Inc.
|
SELL
|
- |
-430- 1.1% |
$26.3K - $34.3K
|
38.8K
$2.85M
|
|
|
Oct 17, 2022
Q3 2022
|
Burleson & Company, LLC
|
BUY
|
- |
100+ 14.6% |
$6.11K - $7.98K
|
785
$57.6K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
41New |
$2.51K - $3.27K
|
41
$3.01K
|
|