Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 04, 2021
Q4 2020
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-7.5KClosed |
$287K - $394K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1.3KNew |
$49.7K - $68.4K
|
1.3K
$105K
|
|
Feb 03, 2021
Q4 2020
|
Jackson Creek Investment Advisors LLC
|
SELL
|
- |
-5.59KClosed |
$214K - $294K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
377New |
$14.4K - $19.8K
|
377
$30.4K
|
|
Jan 29, 2021
Q4 2020
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-23Closed |
$880 - $1.21K
|
0
$0
|
|
Jan 15, 2021
Q4 2020
|
Westside Investment Management, Inc.
|
SELL
|
- |
-700Closed |
$26.8K - $36.8K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
PUT |
11.9K+ 160.81% |
$450K - $550K
|
19.3K
$1.56M
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-319Closed |
$12.1K - $14.7K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-10.8KClosed |
$408K - $498K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-53.6KClosed |
$2.03M - $2.47M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Ovata Capital Management LTD
|
SELL
|
- |
-480Closed |
$18.1K - $22.2K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Grimes & Company, Inc.
|
SELL
|
- |
-5.65KClosed |
$214K - $261K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-25Closed |
$945 - $1.15K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-4.17KClosed |
$158K - $193K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-27Closed |
$1.02K - $1.25K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Todd Asset Management LLC
|
SELL
|
- |
-6.98KClosed |
$264K - $322K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-1.93KClosed |
$73K - $89.2K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Davidson Investment Advisors
|
SELL
|
- |
-149KClosed |
$5.64M - $6.9M
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-21.6KClosed |
$816K - $997K
|
0
$0
|
|
Oct 27, 2020
Q3 2020
|
Steph & CO
|
SELL
|
- |
-100Closed |
$3.78K - $4.62K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-102Closed |
$3.85K - $4.71K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-10.2KClosed |
$384K - $469K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
First Command Bank
|
BUY
|
- |
263+ 72.05% |
$9.94K - $12.1K
|
628
$50.7K
|
|
Oct 20, 2020
Q3 2020
|
Everence Capital Management Inc
|
BUY
|
PUT |
11.2KNew |
$422K - $516K
|
11.2K
$901K
|
|
Oct 19, 2020
Q3 2020
|
First Command Financial Services, Inc.
|
BUY
|
- |
263+ 72.05% |
$9.94K - $12.1K
|
628
$50.7K
|
|
Oct 08, 2020
Q3 2020
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$7.56K - $9.24K
|
0
$0
|
|
Oct 06, 2020
Q3 2020
|
First Premier Bank
|
SELL
|
- |
-125Closed |
$4.72K - $5.77K
|
0
$0
|
|
Oct 05, 2020
Q3 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-19.2KClosed |
$724K - $885K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-365- 48.34% |
$9.64K - $17.8K
|
390
$31.5K
|
|
Aug 17, 2020
Q2 2020
|
Parametrica Management LTD
|
SELL
|
- |
-10.2KClosed |
$269K - $496K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-30Closed |
$792 - $1.46K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-10.2KClosed |
$269K - $497K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-12.1KClosed |
$319K - $588K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
50.9K+ 110.77% |
$1.34M - $2.48M
|
96.9K
$7.82M
|
|
Aug 14, 2020
Q2 2020
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
190New |
$5.02K - $9.26K
|
190
$15.3K
|
|
Aug 14, 2020
Q2 2020
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-6.86KClosed |
$181K - $334K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-76Closed |
$2.01K - $3.7K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-41.3KClosed |
$1.09M - $2.01M
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-2.6K- 57.78% |
$68.7K - $127K
|
1.9K
$153K
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
150New |
$3.96K - $7.31K
|
150
$12.1K
|
|
Aug 11, 2020
Q2 2020
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-145Closed |
$3.83K - $7.06K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Newfound Research LLC
|
SELL
|
- |
-1Closed |
$26.4 - $48.7
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-273Closed |
$7.21K - $13.3K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-270Closed |
$7.13K - $13.2K
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Banco Santander, S.A.
|
SELL
|
- |
-63KClosed |
$1.66M - $3.07M
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Capital Square, LLC
|
SELL
|
- |
-1KClosed |
$26.4K - $48.7K
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Mainstay Capital Management LLC
|
SELL
|
- |
-30.5KClosed |
$805K - $1.48M
|
0
$0
|
|
Jul 22, 2020
Q2 2020
|
Transform Wealth, LLC
|
SELL
|
- |
-18.6KClosed |
$491K - $906K
|
0
$0
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-23Closed |
$607 - $1.12K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Avondale Wealth Management
|
SELL
|
- |
-700Closed |
$18.5K - $34.1K
|
0
$0
|