Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2019
Q3 2019
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-4.38KClosed |
$229K - $266K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-159Closed |
$8.3K - $9.65K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-28KClosed |
$1.46M - $1.7M
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-200Closed |
$10.4K - $12.1K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-12.3KClosed |
$641K - $746K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Palouse Capital Management, Inc.
|
SELL
|
- |
-86.5KClosed |
$4.51M - $5.25M
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Wolff Financial Management LLC
|
BUY
|
- |
2.76K+ 54.51% |
$144K - $167K
|
7.82K
$646K
|
|
|
Oct 18, 2019
Q3 2019
|
Btc Capital Management, Inc.
|
SELL
|
- |
-8.13KClosed |
$424K - $493K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-238Closed |
$12.4K - $14.4K
|
0
$0
|
|
|
Oct 07, 2019
Q3 2019
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
SELL
|
- |
-5.41KClosed |
$282K - $328K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Oct 15, 2019
Q2 2019
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-9.4KClosed |
$485K - $544K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-366Closed |
$18.9K - $21.2K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
CALL |
4.8KNew |
$248K - $278K
|
4.8K
$397K
|
|
|
Aug 14, 2019
Q2 2019
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-200Closed |
$10.3K - $11.6K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Bremer Bank National Association
|
SELL
|
- |
-845Closed |
$43.6K - $48.9K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-4KClosed |
$206K - $232K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-218Closed |
$11.2K - $12.6K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-80.5KClosed |
$4.15M - $4.66M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-28Closed |
$1.44K - $1.62K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-38Closed |
$1.96K - $2.2K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-146Closed |
$7.53K - $8.46K
|
0
$0
|
|
|
Aug 02, 2019
Q2 2019
|
Pflug Koory, LLC
|
BUY
|
- |
245+ 612.5% |
$12.6K - $14.2K
|
285
$23.5K
|
|
|
Aug 02, 2019
Q2 2019
|
Oakworth Capital, Inc.
|
SELL
|
- |
-285Closed |
$14.7K - $16.5K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-1.04KClosed |
$53.4K - $60K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
SELL
|
- |
-300Closed |
$15.5K - $17.4K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.77KClosed |
$91.4K - $103K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Financial Advantage, Inc.
|
SELL
|
- |
-100Closed |
$5.16K - $5.79K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.19KClosed |
$61.6K - $69.2K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-220Closed |
$11.3K - $12.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Destination Wealth Management
|
SELL
|
- |
-192Closed |
$9.9K - $11.1K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-283Closed |
$14.6K - $16.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 09, 2023
Q1 2019
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
BUY
|
- |
410New |
$17.8K - $21.8K
|
410
$33.9K
|
|
|
May 15, 2019
Q1 2019
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-38Closed |
$1.65K - $2.02K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
4+ 0.77% |
$174 - $212
|
526
$43.5K
|
|
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-100Closed |
$4.34K - $5.31K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
18.8KNew |
$814K - $997K
|
18.8K
$1.55M
|
|
|
May 14, 2019
Q1 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-50Closed |
$2.17K - $2.65K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-450Closed |
$19.5K - $23.9K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-10.7KClosed |
$466K - $570K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-150Closed |
$6.51K - $7.96K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Boston Partners
Boston, MA |
SELL
|
- |
-21.6KClosed |
$936K - $1.14M
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-37.1KClosed |
$1.61M - $1.97M
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-195Closed |
$8.46K - $10.4K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Sep 13, 2021
Q4 2018
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-147Closed |
$6.04K - $8.92K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
American Beacon Advisors, Inc.
|
SELL
|
- |
-1.32KClosed |
$54.1K - $79.8K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-184Closed |
$7.56K - $11.2K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-858Closed |
$35.2K - $52K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-10.6KClosed |
$437K - $646K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-9.98KClosed |
$410K - $605K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-5KClosed |
$205K - $303K
|
0
$0
|
|