Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2019
Q4 2018
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
PUT |
4K+ 71.43% |
$164K - $243K
|
9.6K
$811K
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-103Closed |
$4.23K - $6.25K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-300Closed |
$12.3K - $18.2K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-4.23KClosed |
$174K - $256K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-200Closed |
$8.22K - $12.1K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-5.39KClosed |
$222K - $327K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Agf Investments LLC
Boston, MA |
SELL
|
- |
-97Closed |
$3.98K - $5.88K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-783Closed |
$32.2K - $47.5K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-4.01KClosed |
$165K - $243K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-128KClosed |
$5.27M - $7.78M
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-3.56KClosed |
$146K - $216K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Woodard & CO Asset Management Group Inc
Bermuda Run, NC |
SELL
|
- |
-200Closed |
$8.22K - $12.1K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-20Closed |
$822 - $1.21K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-908Closed |
$37.3K - $55.1K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-1.62KClosed |
$66.4K - $98.1K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-6.37KClosed |
$261K - $386K
|
0
$0
|
|
|
Jan 10, 2019
Q4 2018
|
Lowe Wealth Advisors, LLC
|
SELL
|
- |
-84Closed |
$3.45K - $5.09K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 04, 2024
Q3 2018
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
7.73KNew |
$409K - $460K
|
7.73K
$653K
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
24.8KNew |
$1.31M - $1.48M
|
24.8K
$2.1M
|
|
|
Nov 14, 2018
Q3 2018
|
Landaas & CO
Milwaukee, WI |
SELL
|
- |
-535Closed |
$28.3K - $31.9K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.18KNew |
$62.3K - $70.2K
|
1.18K
$99.6K
|
|
|
Nov 14, 2018
Q3 2018
|
Algebris (Uk) LTD
London, X0 |
SELL
|
- |
-464KClosed |
$24.5M - $27.6M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-22.4KClosed |
$1.18M - $1.33M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-102Closed |
$5.39K - $6.07K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Coyle Financial Counsel LLC
Glenview, IL |
SELL
|
- |
-85Closed |
$4.49K - $5.06K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-7.96KClosed |
$421K - $474K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-119Closed |
$6.29K - $7.09K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-317Closed |
$16.8K - $18.9K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-599Closed |
$31.7K - $35.7K
|
0
$0
|
|
|
Oct 26, 2018
Q3 2018
|
James Investment Research Inc
|
SELL
|
- |
-4.85KClosed |
$256K - $289K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Sep 06, 2018
Q2 2018
|
Exane Asset Management
|
SELL
|
- |
-665Closed |
$35K - $40.9K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-396Closed |
$20.8K - $24.3K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Leuthold Group, LLC
|
SELL
|
- |
-68KClosed |
$3.58M - $4.18M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-34.6KClosed |
$1.82M - $2.13M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-4.1KClosed |
$216K - $252K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-63.6K- 83.7% |
$3.34M - $3.91M
|
12.4K
$1.05M
|
|
|
Aug 13, 2018
Q2 2018
|
Sws Partners
|
SELL
|
- |
-377Closed |
$19.8K - $23.2K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-3.5KClosed |
$184K - $215K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-10.2KClosed |
$537K - $628K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-5.62KClosed |
$295K - $345K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-5.57KClosed |
$293K - $342K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-8.87KClosed |
$466K - $545K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-3.76KClosed |
$198K - $231K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-300- 54.55% |
$15.8K - $18.4K
|
250
$21.1K
|
|
|
Aug 01, 2018
Q2 2018
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-4.17KClosed |
$219K - $256K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-1.11K- 80.39% |
$58.2K - $68K
|
270
$22.8K
|
|
|
Jul 12, 2018
Q2 2018
|
Wolf Group Capital Advisors
|
SELL
|
- |
-25.4KClosed |
$1.34M - $1.56M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
SELL
|
- |
-3.29KClosed |
$190K - $247K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-5.58KClosed |
$322K - $419K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Game Creek Capital, LP
Boston, MA |
SELL
|
- |
-4KClosed |
$231K - $300K
|
0
$0
|
|