Purchases and Sales Made in Q4 2021 in Pimco Income Strategy Fund (PFL)
This table provides information about the institutional ownership of Pimco Income Strategy Fund (PFL) during Q4 2021. The information is specifically focused on institutions that hold shares of PIMCO INCOME STRATEGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
94.4KNew |
$1M - $1.1M
|
94.4K
$809K
|
|
|
Feb 11, 2022
Q4 2021
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
59.7KNew |
$634K - $695K
|
59.7K
$511K
|
|
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
BUY
|
- |
49.6KNew |
$527K - $578K
|
49.6K
$425K
|
|
|
Feb 04, 2022
Q4 2021
|
F3 Logic, LLC
|
BUY
|
- |
37.3K+ 6.35% |
$396K - $434K
|
625K
$5.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
36.9KNew |
$392K - $430K
|
36.9K
$317K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
35.1K+ 158.12% |
$373K - $409K
|
57.4K
$492K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
18.4K+ 7.61% |
$195K - $214K
|
260K
$2.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
16K+ 10.12% |
$169K - $186K
|
174K
$1.49M
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
13.2KNew |
$140K - $154K
|
13.2K
$113K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
12.6K+ 163.95% |
$133K - $146K
|
20.2K
$173K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
12.6KNew |
$133K - $146K
|
12.6K
$108K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.2K+ 9.93% |
$130K - $142K
|
135K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.3KNew |
$109K - $120K
|
10.3K
$88.3K
|
|
|
Feb 07, 2022
Q4 2021
|
Armor Investment Advisors, LLC
|
BUY
|
- |
9.81K+ 5.6% |
$104K - $114K
|
185K
$1.59M
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.75K+ 4.88% |
$92.9K - $102K
|
188K
$1.61M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.75KNew |
$92.9K - $102K
|
8.75K
$74.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.43K+ 16.11% |
$68.3K - $74.9K
|
46.3K
$397K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
6.01KNew |
$63.8K - $70K
|
6.01K
$51.5K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
5K+ 7.05% |
$53.1K - $58.3K
|
75.9K
$651K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.19K+ 8.54% |
$33.8K - $37.1K
|
40.5K
$347K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
3KNew |
$31.8K - $34.9K
|
3K
$25.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
2.61K+ 2.89% |
$27.7K - $30.4K
|
92.8K
$795K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.21KNew |
$23.5K - $25.8K
|
2.21K
$18.9K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
1.7KNew |
$18.1K - $19.8K
|
1.7K
$14.6K
|
|
|
Jan 27, 2022
Q4 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
1.5K+ 4.04% |
$15.9K - $17.5K
|
38.6K
$331K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.03K+ 2.31% |
$11K - $12K
|
45.7K
$391K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
889+ 1.4% |
$9.44K - $10.4K
|
64.2K
$550K
|
|
|
Jun 28, 2024
Q4 2021
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
800New |
$8.5K - $9.32K
|
800
$6.86K
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
547+ 3.8% |
$5.81K - $6.37K
|
14.9K
$128K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
545+ 1.06% |
$5.79K - $6.35K
|
52.1K
$447K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
296+ 1.59% |
$3.14K - $3.45K
|
18.9K
$162K
|
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
239+ 2.12% |
$2.54K - $2.78K
|
11.5K
$98.8K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
176+ 1.19% |
$1.87K - $2.05K
|
15K
$129K
|
|
|
Jan 19, 2022
Q4 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
166+ 0.66% |
$1.76K - $1.93K
|
25.3K
$217K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
26+ 0.15% |
$276 - $303
|
17.9K
$153K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-80- 0.06% |
$850 - $932
|
144K
$1.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-100Closed |
$1.06K - $1.17K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-175- 1.97% |
$1.86K - $2.04K
|
8.72K
$74.7K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-771- 11.48% |
$8.19K - $8.98K
|
5.94K
$50.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-973- 33.54% |
$10.3K - $11.3K
|
1.93K
$16.5K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.74K- 14.76% |
$18.4K - $20.2K
|
10K
$85.9K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.18K- 2.38% |
$23.2K - $25.4K
|
89.5K
$767K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.73K- 6.06% |
$28.9K - $31.7K
|
42.2K
$362K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.88K- 15.59% |
$30.6K - $33.5K
|
15.6K
$133K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$53.1K - $58.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.75K- 10.39% |
$61.1K - $67K
|
49.6K
$425K
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-11.1KClosed |
$118K - $129K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-12.8K- 8.63% |
$136K - $149K
|
135K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-14.2K- 8.39% |
$151K - $166K
|
155K
$1.33M
|