Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2025
Q4 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1- 11.11% |
$10.7 - $11.9
|
8
$89.3
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-245- 1.56% |
$2.61K - $2.91K
|
15.5K
$173K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
6.38K+ 5.27% |
$68.1K - $75.9K
|
127K
$1.42M
|
|
|
Feb 11, 2025
Q4 2024
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-4.5K- 32.85% |
$48K - $53.5K
|
9.2K
$103K
|
|
|
Feb 11, 2025
Q4 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-17K- 55.99% |
$182K - $203K
|
13.4K
$149K
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
56.1KNew |
$598K - $667K
|
56.1K
$626K
|
|
|
Feb 11, 2025
Q4 2024
|
Optimum Investment Advisors
|
SELL
|
- |
-11.3K- 39.24% |
$121K - $134K
|
17.5K
$195K
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
27.1KNew |
$289K - $322K
|
27.1K
$302K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
299New |
$3.19K - $3.56K
|
299
$3.34K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
73.4K+ 20.44% |
$783K - $872K
|
432K
$4.82M
|
|
|
Feb 11, 2025
Q4 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
37.2KNew |
$397K - $442K
|
37.2K
$415K
|
|
|
Feb 11, 2025
Q4 2024
|
Murphy & Mullick Capital Management Corp
Smithtown, NY |
BUY
|
- |
986New |
$10.5K - $11.7K
|
986
$11K
|
|
|
Feb 10, 2025
Q4 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-5K- 99.7% |
$53.3K - $59.4K
|
15
$167
|
|
|
Feb 10, 2025
Q4 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
95.7KNew |
$1.02M - $1.14M
|
95.7K
$1.07M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.78K+ 10.21% |
$40.4K - $45K
|
40.8K
$456K
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
15.7KNew |
$167K - $187K
|
15.7K
$175K
|
|
|
Feb 10, 2025
Q4 2024
|
Gwn Securities Inc.
Palm Beach Gardens, FL |
BUY
|
- |
22.2KNew |
$237K - $264K
|
22.2K
$248K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
30.5K+ 10.84% |
$326K - $363K
|
312K
$3.48M
|
|
|
Feb 07, 2025
Q4 2024
|
Larson Financial Group LLC
|
BUY
|
- |
17+ 5.09% |
$181 - $202
|
351
$3.92K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.82K- 6.39% |
$62.1K - $69.2K
|
85.2K
$951K
|
|
|
Feb 07, 2025
Q4 2024
|
Mqs Management LLC
|
BUY
|
- |
17KNew |
$181K - $202K
|
17K
$189K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
30+ 10.31% |
$320 - $357
|
321
$3.58K
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
SELL
|
- |
-456- 0.44% |
$4.87K - $5.42K
|
104K
$1.16M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-13.2K- 12.07% |
$141K - $157K
|
96.1K
$1.07M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
25.9KNew |
$277K - $308K
|
25.9K
$289K
|
|
|
Feb 06, 2025
Q4 2024
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
20.8KNew |
$222K - $247K
|
20.8K
$232K
|
|
|
Feb 06, 2025
Q4 2024
|
Investment Partners, Ltd.
|
BUY
|
- |
10KNew |
$107K - $119K
|
10K
$112K
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-4.45K- 52.63% |
$47.4K - $52.9K
|
4K
$44.6K
|
|
|
Feb 04, 2025
Q4 2024
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
1.7K+ 0.59% |
$18.1K - $20.2K
|
288K
$3.22M
|
|
|
Feb 04, 2025
Q4 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
225KNew |
$2.4M - $2.67M
|
225K
$2.51M
|
|
|
Feb 04, 2025
Q4 2024
|
Denali Advisors LLC
|
SELL
|
- |
-15.7K- 19.79% |
$167K - $186K
|
63.4K
$708K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-4.83K- 55.38% |
$51.5K - $57.4K
|
3.89K
$43.4K
|
|
|
Feb 04, 2025
Q4 2024
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-15.6K- 30.71% |
$166K - $185K
|
35.1K
$392K
|
|
|
Feb 03, 2025
Q4 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.9KNew |
$116K - $129K
|
10.9K
$122K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-52- 0.32% |
$555 - $618
|
16.3K
$182K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-50K- 72.44% |
$533K - $594K
|
19K
$212K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-96- 30.48% |
$1.02K - $1.14K
|
219
$2.44K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-657K- 90.85% |
$7.01M - $7.82M
|
66.2K
$739K
|
|
|
Jan 30, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
12.4KNew |
$132K - $147K
|
12.4K
$138K
|
|
|
Jan 29, 2025
Q4 2024
|
Pom Investment Strategies, LLC
Raleigh, NC |
BUY
|
- |
1.03KNew |
$11K - $12.3K
|
1.03K
$11.5K
|
|
|
Jan 29, 2025
Q4 2024
|
Jmac Enterprises LLC
|
BUY
|
- |
5.26K+ 50.5% |
$56.1K - $62.5K
|
15.7K
$175K
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
BUY
|
- |
187K+ 10.42% |
$2M - $2.23M
|
1.99M
$22.2M
|
|
|
Jan 29, 2025
Q4 2024
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
17.5KNew |
$187K - $208K
|
17.5K
$195K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
38New |
$405 - $452
|
38
$424
|
|
|
Jan 28, 2025
Q4 2024
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
16.5KNew |
$176K - $196K
|
16.5K
$184K
|
|
|
Jan 27, 2025
Q4 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
12.1KNew |
$129K - $144K
|
12.1K
$135K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
976New |
$10.4K - $11.6K
|
976
$10.9K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.12K+ 2.02% |
$22.6K - $25.2K
|
107K
$1.2M
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
357K+ 12.04% |
$3.81M - $4.24M
|
3.32M
$37.1M
|
|
|
Jan 21, 2025
Q4 2024
|
Firethorn Wealth Partners, LLC
|
SELL
|
- |
-2.91K- 22.36% |
$31K - $34.6K
|
10.1K
$113K
|