Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.2KNew |
$90.9K - $111K
|
10.2K
$94.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
618K+ 42.9% |
$5.49M - $6.68M
|
2.06M
$18.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
43.2KNew |
$384K - $468K
|
43.2K
$398K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-10.9K- 17.25% |
$96.9K - $118K
|
52.3K
$482K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
387+ 3.0% |
$3.44K - $4.19K
|
13.3K
$123K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2K- 2.56% |
$17.8K - $21.7K
|
76.2K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.7K+ 12.7% |
$24K - $29.2K
|
23.9K
$220K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
198K+ 81.08% |
$1.76M - $2.14M
|
442K
$4.07M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.81K- 6.49% |
$33.8K - $41.2K
|
54.8K
$505K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
18+ 0.02% |
$160 - $195
|
110K
$1.01M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.67K- 10.14% |
$14.8K - $18K
|
14.8K
$136K
|
|
|
Nov 12, 2025
Q3 2025
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.2K+ 97.1% |
$117K - $142K
|
26.7K
$246K
|
|
|
Nov 10, 2025
Q3 2025
|
Garner Asset Management Corp
|
BUY
|
- |
6+ 0.04% |
$53.3 - $64.9
|
14.3K
$131K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
14.3K+ 41.47% |
$127K - $154K
|
48.7K
$448K
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
56+ 0.54% |
$498 - $606
|
10.5K
$96.7K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
226+ 15.56% |
$2.01K - $2.45K
|
1.68K
$15.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-162- 4.68% |
$1.44K - $1.75K
|
3.3K
$30.4K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-78.6K- 89.54% |
$699K - $850K
|
9.19K
$84.6K
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
379+ 3.46% |
$3.37K - $4.1K
|
11.3K
$104K
|
|
|
Nov 07, 2025
Q3 2025
|
Denali Advisors LLC
|
SELL
|
- |
-10.6K- 15.35% |
$94.3K - $115K
|
58.5K
$539K
|
|
|
Nov 07, 2025
Q3 2025
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
2.09K+ 8.36% |
$18.6K - $22.6K
|
27.1K
$250K
|
|
|
Nov 07, 2025
Q3 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-24.5K- 8.28% |
$218K - $265K
|
271K
$2.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
22.2K+ 6.72% |
$197K - $240K
|
352K
$3.24M
|
|
|
Nov 06, 2025
Q3 2025
|
Mqs Management LLC
|
BUY
|
- |
94KNew |
$835K - $1.02M
|
94K
$865K
|
|
|
Nov 06, 2025
Q3 2025
|
Westbourne Investments, Inc.
Arlington, VA |
BUY
|
- |
3.53K+ 18.43% |
$31.4K - $38.2K
|
22.7K
$209K
|
|
|
Nov 06, 2025
Q3 2025
|
Krilogy Financial LLC
|
BUY
|
- |
15.6KNew |
$139K - $169K
|
15.6K
$144K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
4.52K+ 3.25% |
$40.2K - $48.9K
|
144K
$1.32M
|
|
|
Nov 06, 2025
Q3 2025
|
Naviter Wealth, LLC
|
BUY
|
- |
18.7KNew |
$166K - $202K
|
18.7K
$172K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-21.2K- 22.31% |
$189K - $230K
|
73.9K
$681K
|
|
|
Nov 06, 2025
Q3 2025
|
Murphy & Mullick Capital Management Corp
Smithtown, NY |
SELL
|
- |
-70- 6.74% |
$622 - $757
|
968
$8.92K
|
|
|
Nov 05, 2025
Q3 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
38.5KNew |
$342K - $417K
|
38.5K
$355K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
220New |
$1.96K - $2.38K
|
220
$2.03K
|
|
|
Nov 04, 2025
Q3 2025
|
Sp Asset Management LLC
Cupertino, CA |
BUY
|
- |
10KNew |
$88.9K - $108K
|
10K
$92.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
2.7KNew |
$24K - $29.2K
|
2.7K
$24.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.78K+ 10.23% |
$33.6K - $40.9K
|
40.7K
$375K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-7.97K- 12.29% |
$70.8K - $86.2K
|
56.8K
$524K
|
|
|
Nov 03, 2025
Q3 2025
|
Hallmark Capital Management Inc
|
BUY
|
- |
1New |
$8.89 - $10.8
|
1
$9.21
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3K+ 18.03% |
$26.7K - $32.5K
|
19.7K
$181K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
153+ 0.71% |
$1.36K - $1.66K
|
21.8K
$201K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
264+ 1.67% |
$2.35K - $2.86K
|
16.1K
$148K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
3.23K+ 2.71% |
$28.7K - $34.9K
|
122K
$1.12M
|
|
|
Oct 31, 2025
Q3 2025
|
Sovran Advisors, LLC
San Diego, CA |
BUY
|
- |
1.09K+ 3.19% |
$9.69K - $11.8K
|
35.3K
$325K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.13K+ 2.7% |
$10K - $12.2K
|
43K
$396K
|
|
|
Oct 27, 2025
Q3 2025
|
Yelin Lapidot Holdings Management Ltd.
Tel Aviv, L3 |
BUY
|
- |
54.9K+ 281.68% |
$488K - $594K
|
74.4K
$685K
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
66K+ 81.22% |
$587K - $714K
|
147K
$1.36M
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
4.63KNew |
$41.1K - $50K
|
4.63K
$42.6K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
19.8KNew |
$176K - $214K
|
19.8K
$182K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.99K+ 7.64% |
$62.1K - $75.6K
|
98.5K
$907K
|
|
|
Oct 21, 2025
Q3 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
24.7K+ 9.66% |
$219K - $267K
|
280K
$2.58M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.26K+ 32.08% |
$11.2K - $13.6K
|
5.19K
$47.8K
|
|