Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-27.7KClosed |
$289K - $393K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
926New |
$9.68K - $13.1K
|
926
$8.53K
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-2.48KClosed |
$25.9K - $35.2K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
26.3KNew |
$275K - $373K
|
26.3K
$242K
|
|
|
Aug 08, 2022
Q2 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-15KClosed |
$157K - $213K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
26.3KNew |
$275K - $373K
|
26.3K
$242K
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
19New |
$199 - $270
|
19
$175
|
|
|
Jul 26, 2022
Q2 2022
|
Lineweaver Wealth Advisors, LLC
|
SELL
|
- |
-10.3KClosed |
$108K - $146K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1KClosed |
$10.5K - $14.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 11, 2023
Q1 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
534New |
$6.53K - $7.24K
|
534
$4.92K
|
|
|
May 17, 2022
Q1 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-134Closed |
$1.64K - $1.82K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-850Closed |
$10.4K - $11.5K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-10KClosed |
$122K - $136K
|
0
$0
|
|
|
Apr 04, 2022
Q1 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-32.5KClosed |
$397K - $441K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Dec 19, 2023
Q4 2021
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
76New |
$929 - $1.05K
|
76
$700
|
|
|
Feb 15, 2022
Q4 2021
|
Altshuler Shaham LTD
|
BUY
|
CALL |
1.89MNew |
$23.1M - $26.1M
|
1.89M
$17.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-34.8KClosed |
$426K - $480K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-110KClosed |
$1.34M - $1.52M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
2.75KNew |
$33.6K - $38K
|
2.75K
$25.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-6.38KClosed |
$78K - $88K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
800New |
$9.78K - $11K
|
800
$7.37K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-12.7KClosed |
$156K - $176K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-200Closed |
$2.45K - $2.76K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-33.6KClosed |
$420K - $450K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.59KClosed |
$19.8K - $21.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-246KClosed |
$3.07M - $3.29M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
SELL
|
- |
-11.8KClosed |
$147K - $158K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.16KNew |
$14.5K - $15.5K
|
1.16K
$10.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-700Closed |
$8.76K - $9.39K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.33KNew |
$29.1K - $31.2K
|
2.33K
$21.4K
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-163Closed |
$2.04K - $2.19K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
20KNew |
$239K - $264K
|
20K
$184K
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-78.7KClosed |
$940K - $1.04M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-23Closed |
$275 - $303
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-1KClosed |
$11.9K - $13.2K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Pacific Ridge Capital Partners, LLC
Lake Oswego, OR |
SELL
|
- |
-231KClosed |
$2.76M - $3.04M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-15.6KClosed |
$186K - $205K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$2.99K - $3.3K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-138KClosed |
$1.65M - $1.83M
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
14.9KNew |
$178K - $197K
|
14.9K
$137K
|
|
| Q1 2021 | |||||||
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10KClosed |
$105K - $126K
|
0
$0
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
500New |
$5.23K - $6.32K
|
500
$4.61K
|
|
|
May 17, 2021
Q1 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
1.06KNew |
$11.1K - $13.4K
|
1.06K
$9.8K
|
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-85KClosed |
$890K - $1.07M
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-37.2KClosed |
$389K - $469K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-700Closed |
$7.32K - $8.84K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-36.4K- 37.92% |
$284K - $399K
|
59.6K
$549K
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-90Closed |
$702 - $986
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-54.3KClosed |
$424K - $596K
|
0
$0
|
|