Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.91KClosed |
$51.5K - $54.1K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Parisi Gray Wealth Management
|
SELL
|
- |
-180Closed |
$2.37K - $2.49K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.5KClosed |
$138K - $145K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-221Closed |
$2.91K - $3.06K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.66KClosed |
$35K - $36.8K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-500Closed |
$6.58K - $6.92K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Wespac Advisors, LLC
|
SELL
|
- |
-48.6KClosed |
$639K - $672K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
-324Closed |
$4.26K - $4.48K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.26KClosed |
$29.6K - $31.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.74KClosed |
$21.2K - $24.1K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-26.2KClosed |
$319K - $363K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-11KClosed |
$151K - $161K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-24.3KClosed |
$333K - $355K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-420Closed |
$5.76K - $6.14K
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-63Closed |
$864 - $920
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Focused Wealth Management, Inc
|
BUY
|
- |
750New |
N/A
|
750
$6.91K
|
|
|
Aug 08, 2017
Q2 2017
|
Atwood & Palmer Inc
|
BUY
|
- |
640New |
N/A
|
640
$5.89K
|
|
| Q4 2014 | |||||||
|
Sep 22, 2017
Q4 2014
|
Allen Investment Management LLC
|
BUY
|
- |
12.3KNew |
N/A
|
12.3K
$114K
|
|