Latest Institutional Sells of Pennant Park Floating Rate Capital Ltd. (PFLT)
This list provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 13, 2020
Q2 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-71.9KClosed |
$321K - $682K
|
0
$0
|
|
Jul 07, 2020
Q2 2020
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-16.3KClosed |
$72.5K - $154K
|
0
$0
|
|
Aug 24, 2020
Q2 2020
|
Stephens Inc
|
SELL
|
- |
-11.1KClosed |
$49.5K - $105K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-6.72KClosed |
$30K - $63.7K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-300Closed |
$1.34K - $2.84K
|
0
$0
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-200Closed |
$892 - $1.9K
|
0
$0
|
|
Jul 22, 2020
Q2 2020
|
Clean Yield Group
|
SELL
|
- |
-32Closed |
$143 - $303
|
0
$0
|
|
Q1 2020 | |||||||
May 15, 2020
Q1 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-241KClosed |
$902K - $3.05M
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-46.1KClosed |
$173K - $585K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.43KClosed |
$9.12K - $30.8K
|
0
$0
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 24.91% |
$750 - $2.53K
|
603
$6.73K
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-77Closed |
$289 - $976
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-1Closed |
$3.75 - $12.7
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-67KClosed |
$759K - $842K
|
0
$0
|
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-16KClosed |
$181K - $200K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-14.9KClosed |
$168K - $187K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-7KClosed |
$79.3K - $87.9K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.34KClosed |
$49.1K - $54.5K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-741Closed |
$8.4K - $9.31K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Sandy Spring Bank
|
SELL
|
- |
-96Closed |
$1.09K - $1.21K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-54.2KClosed |
$609K - $640K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-51.8KClosed |
$581K - $610K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
True Private Wealth Advisors
|
SELL
|
- |
-600Closed |
$6.73K - $7.07K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-104KClosed |
$1.18M - $1.38M
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Monument Capital Management
|
SELL
|
- |
-92.3KClosed |
$1.06M - $1.23M
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-16.3KClosed |
$186K - $217K
|
0
$0
|
|
Jul 24, 2019
Q2 2019
|
Financial Consulate, Inc
|
SELL
|
- |
-10.4KClosed |
$119K - $139K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-884Closed |
$10.1K - $11.8K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-600Closed |
$6.86K - $8.01K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-217Closed |
$2.48K - $2.9K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-192Closed |
$2.2K - $2.56K
|
0
$0
|
|
Q1 2019 | |||||||
May 14, 2019
Q1 2019
|
Sepio Capital, LP
|
SELL
|
- |
-19.8KClosed |
$233K - $264K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-64Closed |
$755 - $856
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-64Closed |
$755 - $856
|
0
$0
|
|
Q4 2018 | |||||||
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-186KClosed |
$2.09M - $2.48M
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-79.4KClosed |
$890K - $1.06M
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-8.56KClosed |
$95.8K - $114K
|
0
$0
|
|
Jan 29, 2019
Q4 2018
|
Versant Capital Management, Inc
|
SELL
|
- |
-96Closed |
$1.08K - $1.28K
|
0
$0
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-90Closed |
$1.01K - $1.2K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 02, 2018
Q3 2018
|
Wespac Advisors, LLC
|
SELL
|
- |
-48.6KClosed |
$639K - $672K
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.5KClosed |
$138K - $145K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.91KClosed |
$51.5K - $54.1K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.66KClosed |
$35K - $36.8K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-500Closed |
$6.58K - $6.92K
|
0
$0
|
|
Oct 16, 2018
Q3 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
-324Closed |
$4.26K - $4.48K
|
0
$0
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-221Closed |
$2.91K - $3.06K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Parisi Gray Wealth Management
|
SELL
|
- |
-180Closed |
$2.37K - $2.49K
|
0
$0
|
|
Nov 01, 2018
Q3 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q2 2018 | |||||||
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.26KClosed |
$29.6K - $31.9K
|
0
$0
|
|
Q1 2018 | |||||||
May 10, 2018
Q1 2018
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-26.2KClosed |
$319K - $363K
|
0
$0
|