Purchases and Sales Made in Q1 2022 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q1 2022. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.01% |
$12.2 - $13.6
|
8.12K
$90.6K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-31- 0.16% |
$379 - $420
|
19.1K
$213K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-48- 0.26% |
$587 - $651
|
18.7K
$209K
|
|
|
May 02, 2022
Q1 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-51- 0.1% |
$624 - $692
|
49K
$547K
|
|
|
May 16, 2022
Q1 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-100Closed |
$1.22K - $1.36K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-134Closed |
$1.64K - $1.82K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
SELL
|
- |
-400Closed |
$4.89K - $5.42K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-850Closed |
$10.4K - $11.5K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-900Closed |
$11K - $12.2K
|
0
$0
|
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-948- 3.68% |
$11.6K - $12.9K
|
24.8K
$277K
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.18K- 3.39% |
$26.6K - $29.5K
|
62K
$691K
|
|
|
May 02, 2022
Q1 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-2.37KClosed |
$29K - $32.2K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-2.39K- 28.66% |
$29.3K - $32.4K
|
5.95K
$66.4K
|
|
|
Apr 18, 2022
Q1 2022
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-2.83K- 11.89% |
$34.6K - $38.4K
|
21K
$234K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.39K- 18.44% |
$41.5K - $46K
|
15K
$167K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.87K- 4.59% |
$47.3K - $52.5K
|
80.5K
$898K
|
|
|
Apr 29, 2022
Q1 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-4KClosed |
$48.9K - $54.2K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-4.97KClosed |
$60.7K - $67.3K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Pfg Advisors
|
SELL
|
- |
-5.82K- 3.96% |
$71.2K - $78.9K
|
141K
$1.58M
|
|
|
May 09, 2022
Q1 2022
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-10KClosed |
$122K - $136K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-10K- 4.48% |
$123K - $136K
|
214K
$2.38M
|
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-13K- 4.96% |
$159K - $176K
|
249K
$2.78M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.3K- 7.62% |
$236K - $262K
|
234K
$2.61M
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-24.4KClosed |
$298K - $331K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-30K- 20.76% |
$367K - $407K
|
114K
$1.28M
|
|
|
May 13, 2022
Q1 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-30K- 20.76% |
$367K - $407K
|
114K
$1.28M
|
|
|
Apr 04, 2022
Q1 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-32.5KClosed |
$397K - $441K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-52.7KClosed |
$644K - $714K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-60K- 20.27% |
$734K - $814K
|
236K
$2.63M
|
|
|
May 31, 2022
Q1 2022
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
SELL
|
- |
-78.6K- 51.47% |
$961K - $1.07M
|
74.1K
$827K
|