Purchases and Sales Made in Q3 2022 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q3 2022. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
129K+ 5.27% |
$1.24M - $1.7M
|
2.58M
$28.8M
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
106KNew |
$1.02M - $1.4M
|
106K
$1.19M
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
85.4K+ 31.15% |
$820K - $1.13M
|
360K
$4.01M
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
57.5KNew |
$552K - $759K
|
57.5K
$642K
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
39K+ 17.0% |
$375K - $515K
|
269K
$3M
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
22KNew |
$212K - $291K
|
22K
$246K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
22K+ 9.09% |
$211K - $291K
|
265K
$2.95M
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
16.2KNew |
$156K - $214K
|
16.2K
$181K
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
13.7KNew |
$132K - $181K
|
13.7K
$153K
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.7KNew |
$112K - $154K
|
11.7K
$131K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$111K - $153K
|
11.6K
$129K
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
9.4K+ 32.19% |
$90.2K - $124K
|
38.6K
$431K
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
8.77K+ 6.83% |
$84.2K - $116K
|
137K
$1.53M
|
|
Oct 27, 2022
Q3 2022
|
Van Eck Associates Corp
|
BUY
|
- |
4.93K+ 0.88% |
$47.3K - $65K
|
563K
$6.29M
|
|
Nov 14, 2022
Q3 2022
|
Natixis
Paris, I0 |
BUY
|
- |
4.8K+ 24.0% |
$46.1K - $63.3K
|
24.8K
$277K
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
4.19K+ 35.53% |
$40.2K - $55.3K
|
16K
$178K
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
3.24K+ 15.49% |
$31.1K - $42.7K
|
24.2K
$270K
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
3.04K+ 5.74% |
$29.1K - $40K
|
55.9K
$624K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.01K+ 286.93% |
$28.9K - $39.7K
|
4.06K
$45.3K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.72K+ 1.3% |
$26.2K - $35.9K
|
212K
$2.36M
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.3K+ 25.84% |
$22.1K - $30.3K
|
11.2K
$125K
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
2.25K+ 6.39% |
$21.6K - $29.6K
|
37.4K
$417K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.95K+ 6.43% |
$18.7K - $25.7K
|
32.2K
$360K
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.93K+ 10.33% |
$18.5K - $25.4K
|
20.6K
$230K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
1.87K+ 9.77% |
$17.9K - $24.7K
|
21K
$234K
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.4K+ 1.14% |
$13.4K - $18.4K
|
124K
$1.38M
|
|
Oct 18, 2022
Q3 2022
|
Wambolt & Associates, LLC
|
BUY
|
- |
1.25K+ 7.09% |
$12K - $16.5K
|
18.9K
$211K
|
|
Nov 23, 2022
Q3 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
1.2K+ 2.0% |
$11.5K - $15.8K
|
60.9K
$680K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
803New |
$7.71K - $10.6K
|
803
$8.96K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
617+ 15.18% |
$5.92K - $8.14K
|
4.68K
$52.2K
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
566+ 0.93% |
$5.43K - $7.47K
|
61.1K
$682K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
522+ 1.16% |
$5.01K - $6.89K
|
45.4K
$506K
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
500+ 3.32% |
$4.8K - $6.6K
|
15.5K
$173K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
488+ 1.83% |
$4.68K - $6.44K
|
27.2K
$304K
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
BUY
|
- |
388New |
$3.72K - $5.12K
|
388
$4.33K
|
|
Oct 12, 2022
Q3 2022
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
306+ 1.41% |
$2.94K - $4.04K
|
22K
$246K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
302+ 2.72% |
$2.9K - $3.98K
|
11.4K
$127K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
BUY
|
- |
302+ 100.0% |
$2.9K - $3.98K
|
604
$6.74K
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
194New |
$1.86K - $2.56K
|
194
$2.17K
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
80+ 0.34% |
$768 - $1.06K
|
23.8K
$265K
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1+ 3.33% |
$9.6 - $13.2
|
31
$346
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-32- 0.36% |
$307 - $422
|
8.95K
$99.9K
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
SELL
|
- |
-500- 0.36% |
$4.8K - $6.6K
|
140K
$1.56M
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-607- 0.21% |
$5.83K - $8.01K
|
285K
$3.18M
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-893- 1.95% |
$8.57K - $11.8K
|
45K
$502K
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-1K- 8.47% |
$9.6K - $13.2K
|
10.8K
$121K
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-1.3K- 30.95% |
$12.5K - $17.1K
|
2.9K
$32.4K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.36K- 10.62% |
$13K - $17.9K
|
11.4K
$128K
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.97K- 11.33% |
$19K - $26K
|
15.5K
$172K
|