Purchases and Sales Made in Q3 2025 in Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO) during Q3 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
589KNew |
$5.41M - $5.81M
|
589K
$5.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
586K+ 87.48% |
$5.38M - $5.78M
|
1.25M
$12M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
315KNew |
$2.9M - $3.11M
|
315K
$3.03M
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
199KNew |
$1.83M - $1.96M
|
199K
$1.91M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
94.2KNew |
$866K - $931K
|
94.2K
$905K
|
|
|
Oct 30, 2025
Q3 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
68.7KNew |
$631K - $679K
|
68.7K
$660K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
60.1KNew |
$553K - $594K
|
60.1K
$577K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
50.9KNew |
$468K - $503K
|
50.9K
$488K
|
|
|
Nov 10, 2025
Q3 2025
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
14.5K+ 96.67% |
$133K - $143K
|
29.5K
$283K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
10.8K+ 13.97% |
$99.1K - $107K
|
88K
$845K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.18K+ 5.91% |
$75.2K - $80.8K
|
147K
$1.41M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.86K+ 34.49% |
$44.6K - $48K
|
18.9K
$182K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.33KNew |
$30.6K - $32.9K
|
3.33K
$31.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.9K+ 2.6% |
$26.6K - $28.6K
|
114K
$1.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.85K+ 4.35% |
$17K - $18.3K
|
44.3K
$426K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
1.75K+ 0.92% |
$16K - $17.2K
|
191K
$1.84M
|
|
|
Nov 12, 2025
Q3 2025
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
984+ 1.79% |
$9.04K - $9.72K
|
56K
$538K
|
|
|
Nov 13, 2025
Q3 2025
|
Mustico Financial Group, Inc.
Elmira, NY |
BUY
|
- |
983+ 1.3% |
$9.03K - $9.71K
|
76.6K
$735K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
346+ 12.06% |
$3.18K - $3.42K
|
3.21K
$30.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
293+ 0.68% |
$2.69K - $2.89K
|
43.2K
$414K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
205+ 2.88% |
$1.88K - $2.03K
|
7.33K
$70.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
63+ 0.56% |
$579 - $622
|
11.4K
$109K
|
|
|
Oct 20, 2025
Q3 2025
|
West Branch Capital LLC
|
BUY
|
- |
29+ 1.28% |
$267 - $287
|
2.3K
$22.1K
|
|
|
Oct 24, 2025
Q3 2025
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-32- 0.17% |
$294 - $316
|
18.8K
$181K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-751- 4.75% |
$6.9K - $7.42K
|
15.1K
$144K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-971- 2.23% |
$8.92K - $9.59K
|
42.6K
$409K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.61K- 2.44% |
$14.8K - $15.9K
|
64.3K
$618K
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-1.67K- 1.64% |
$15.3K - $16.5K
|
100K
$960K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2K- 9.32% |
$18.4K - $19.8K
|
19.5K
$187K
|
|
|
Nov 13, 2025
Q3 2025
|
Basepoint Wealth LLC
Cedar Rapids, IA |
SELL
|
- |
-2.73K- 13.41% |
$25.1K - $27K
|
17.6K
$169K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.11K- 6.69% |
$28.6K - $30.8K
|
43.4K
$417K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.2K- 76.19% |
$29.4K - $31.6K
|
1K
$9.6K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.71K- 11.93% |
$34.1K - $36.6K
|
27.4K
$263K
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-179K- 72.26% |
$1.65M - $1.77M
|
68.7K
$660K
|
|