Purchases and Sales Made in Q3 2021 in Vaneck ETF Tr Preferred Securi (PFXF)
This table provides information about the institutional ownership of Vaneck ETF Tr Preferred Securi (PFXF) during Q3 2021. The information is specifically focused on institutions that hold shares of VANECK ETF TR PREFERRED SECURI.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
505KNew |
$10.6M - $11M
|
505K
$8.91M
|
|
Oct 12, 2021
Q3 2021
|
Rfg Holdings, Inc.
|
BUY
|
- |
305KNew |
$6.4M - $6.61M
|
305K
$5.38M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
138K+ 19.36% |
$2.89M - $2.98M
|
848K
$15M
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
BUY
|
- |
136KNew |
$2.85M - $2.94M
|
136K
$2.4M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
112K+ 52.66% |
$2.35M - $2.43M
|
325K
$5.73M
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
102K+ 16.65% |
$2.14M - $2.21M
|
713K
$12.6M
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
95.1K+ 295.3% |
$2M - $2.06M
|
127K
$2.25M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
86.1K+ 86.94% |
$1.81M - $1.87M
|
185K
$3.27M
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
74.1K+ 189.29% |
$1.56M - $1.61M
|
113K
$2M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
49.7K+ 88.29% |
$1.04M - $1.08M
|
106K
$1.87M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
42.2K+ 18.6% |
$888K - $916K
|
269K
$4.75M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
31.6K+ 51.84% |
$665K - $686K
|
92.6K
$1.63M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
30.7K+ 7.47% |
$646K - $667K
|
442K
$7.8M
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
29.1KNew |
$613K - $633K
|
29.1K
$515K
|
|
Oct 21, 2021
Q3 2021
|
Essex LLC
|
BUY
|
- |
26.9KNew |
$567K - $585K
|
26.9K
$476K
|
|
Oct 28, 2021
Q3 2021
|
Marshall Financial Group LLC
|
BUY
|
- |
24.9KNew |
$524K - $541K
|
24.9K
$440K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
22.6K+ 35.64% |
$475K - $490K
|
86K
$1.52M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
20K+ 10.57% |
$421K - $434K
|
209K
$3.7M
|
|
Nov 12, 2021
Q3 2021
|
May Tech Global Investments, LLC
New York, NY |
BUY
|
- |
17.4K+ 36.78% |
$366K - $377K
|
64.7K
$1.14M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
16.8K+ 935.17% |
$354K - $365K
|
18.6K
$329K
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
15.2K+ 55.31% |
$320K - $330K
|
42.7K
$754K
|
|
Oct 14, 2021
Q3 2021
|
Procyon Advisors, LLC
|
BUY
|
- |
14.5K+ 14.85% |
$306K - $316K
|
112K
$1.99M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.7K+ 14.21% |
$287K - $296K
|
110K
$1.94M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.5KNew |
$284K - $293K
|
13.5K
$238K
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
11.8K+ 40.65% |
$248K - $256K
|
40.9K
$722K
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
10.8K+ 27.88% |
$227K - $234K
|
49.4K
$873K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.43K+ 8.27% |
$198K - $205K
|
124K
$2.18M
|
|
Nov 12, 2021
Q3 2021
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
9K+ 112.5% |
$189K - $195K
|
17K
$300K
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
9KNew |
$189K - $195K
|
9K
$159K
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
5.98K+ 8.59% |
$126K - $130K
|
75.6K
$1.33M
|
|
Oct 26, 2021
Q3 2021
|
Signature Wealth Management Group
|
BUY
|
- |
5.53K+ 12.14% |
$116K - $120K
|
51.1K
$903K
|
|
Oct 15, 2021
Q3 2021
|
Sheets Smith Wealth Management
|
BUY
|
- |
5.53K+ 6.65% |
$116K - $120K
|
88.7K
$1.57M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
5.5K+ 11.87% |
$116K - $119K
|
51.8K
$915K
|
|
Oct 21, 2021
Q3 2021
|
Rainey & Randall Investment Management Inc.
Celebration, FL |
BUY
|
- |
4.92K+ 4.58% |
$103K - $107K
|
112K
$1.98M
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
4.62K+ 35.93% |
$97.2K - $100K
|
17.5K
$309K
|
|
Nov 12, 2021
Q3 2021
|
Mainstay Capital Management LLC
|
BUY
|
- |
4.09K+ 15.04% |
$85.9K - $88.7K
|
31.3K
$552K
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
3.53K+ 1.54% |
$74.2K - $76.6K
|
232K
$4.1M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.4K+ 2.36% |
$71.4K - $73.7K
|
147K
$2.6M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.14K+ 18.1% |
$65.9K - $68K
|
20.5K
$361K
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
BUY
|
- |
3.1K+ 8.35% |
$65.2K - $67.3K
|
40.2K
$710K
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3K+ 29.27% |
$63.1K - $65.1K
|
13.3K
$234K
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.68KNew |
$56.4K - $58.2K
|
2.68K
$47.3K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.68K+ 367.45% |
$56.3K - $58K
|
3.4K
$60.1K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
2KNew |
$42.1K - $43.4K
|
2K
$35.3K
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.9KNew |
$40K - $41.3K
|
1.9K
$33.6K
|
|
Nov 12, 2021
Q3 2021
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1.8K+ 6.19% |
$37.9K - $39.1K
|
30.9K
$546K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
1.5K+ 17.76% |
$31.5K - $32.6K
|
9.95K
$176K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.38K+ 1.7% |
$29K - $29.9K
|
82.5K
$1.46M
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1.31K+ 887.76% |
$27.4K - $28.3K
|
1.45K
$25.6K
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
BUY
|
- |
1.05K+ 3.6% |
$22K - $22.7K
|
30.2K
$533K
|