Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.2KClosed |
$154K - $182K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10KClosed |
$102K - $120K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-20.1KClosed |
$204K - $241K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
449New |
$4.56K - $5.37K
|
449
$4.54K
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
60.8K+ 120.94% |
$617K - $727K
|
111K
$1.12M
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.53K+ 20.38% |
$25.7K - $30.3K
|
14.9K
$151K
|
|
|
May 02, 2022
Q1 2022
|
Congress Park Capital LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $198K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.7KNew |
$27.4K - $32.3K
|
2.7K
$27.3K
|
|
| Q4 2021 | |||||||
|
May 10, 2023
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
6.99KNew |
$80K - $84.9K
|
6.99K
$70.7K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.65KNew |
$18.9K - $20.1K
|
1.65K
$16.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.4KClosed |
$142K - $151K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.62KClosed |
$18.5K - $19.7K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
41.8KNew |
$478K - $508K
|
41.8K
$423K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.2KClosed |
$197K - $209K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.3KClosed |
$198K - $210K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.1KClosed |
$234K - $254K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-200Closed |
$2.22K - $2.41K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.31KClosed |
$14.5K - $15.7K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-1.4KClosed |
$15.4K - $16.7K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
27New |
$297 - $322
|
27
$273
|
|
|
Aug 11, 2021
Q2 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-1.2KClosed |
$13.2K - $14.3K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.02KClosed |
$77.1K - $83.8K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-18Closed |
$183 - $206
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
1.47KNew |
$14.9K - $16.8K
|
1.47K
$14.9K
|
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-3Closed |
$30.5 - $34.4
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-607Closed |
$6.17K - $6.96K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-14.9KClosed |
$151K - $171K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36KClosed |
$358K - $391K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-63KClosed |
$628K - $685K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-20KClosed |
$199K - $218K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-6K- 72.73% |
$59.8K - $65.3K
|
2.25K
$22.8K
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-75Closed |
$747 - $816
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-600Closed |
$5.98K - $6.53K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-1.49KClosed |
$14.8K - $16.2K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 03, 2020
Q3 2020
|
Park Avenue Securities LLC
|
SELL
|
- |
-61KClosed |
$579K - $640K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$96K - $106K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-70KClosed |
$664K - $734K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-100KClosed |
$752K - $974K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-12.9KClosed |
$97.4K - $126K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-825Closed |
$6.2K - $8.04K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Baillie Gifford & CO
|
SELL
|
- |
-539KClosed |
$4.05M - $5.25M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-10.3KClosed |
$77.2K - $100K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-17.5KClosed |
$132K - $171K
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
Allworth Financial LP
|
SELL
|
- |
-2.67KClosed |
$20.1K - $26K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-1.66K- 91.34% |
$12.5K - $16.1K
|
157
$1.59K
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-83KClosed |
$555K - $929K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-2.03KClosed |
$13.5K - $22.7K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-13.4KClosed |
$89.2K - $149K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-20KClosed |
$134K - $224K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-600Closed |
$4.01K - $6.71K
|
0
$0
|
|