Latest Institutional Sells of Pioneer Floating Rate Fund, Inc. (PHD)
This list provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Lake Street Financial LLC
|
SELL
|
- |
-455K- 66.21% |
$4.43M - $4.55M
|
232K
$2.35M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-87.7K- 39.09% |
$854K - $877K
|
137K
$1.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-86.5K- 25.72% |
$843K - $865K
|
250K
$2.53M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-27.3K- 7.97% |
$266K - $273K
|
316K
$3.19M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.9K- 10.73% |
$203K - $209K
|
174K
$1.76M
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-10.2K- 4.79% |
$99.5K - $102K
|
203K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.11K- 18.71% |
$30.3K - $31.1K
|
13.5K
$137K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.76K- 3.91% |
$26.8K - $27.6K
|
67.7K
$685K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.21K- 35.54% |
$21.5K - $22.1K
|
4K
$40.5K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.16K- 13.69% |
$21K - $21.6K
|
13.6K
$138K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-930- 1.82% |
$9.06K - $9.3K
|
50.2K
$508K
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-700- 2.82% |
$6.82K - $7K
|
24.1K
$244K
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-383- 2.92% |
$3.73K - $3.83K
|
12.7K
$129K
|
|
| Q2 2025 | |||||||
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-202K- 53.82% |
$1.77M - $1.98M
|
173K
$1.75M
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-32.4K- 28.91% |
$284K - $318K
|
79.7K
$807K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30.4K- 79.09% |
$266K - $298K
|
8.04K
$81.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-11.9K- 54.91% |
$104K - $116K
|
9.74K
$98.5K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.54K- 9.62% |
$83.6K - $93.7K
|
89.6K
$907K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.01K- 20.32% |
$26.4K - $29.6K
|
11.8K
$120K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-866- 6.75% |
$7.59K - $8.5K
|
12K
$121K
|
|
| Q1 2025 | |||||||
|
May 02, 2025
Q1 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.65K- 7.82% |
$15.5K - $16.2K
|
19.5K
$197K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 3.27% |
$3.75K - $3.92K
|
11.9K
$120K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-63.1K- 52.73% |
$567K - $618K
|
56.5K
$572K
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-71.5K- 83.3% |
$606K - $668K
|
14.3K
$145K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-40.9K- 33.54% |
$346K - $382K
|
81K
$819K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-31.5K- 16.7% |
$267K - $294K
|
157K
$1.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-25.6K- 10.54% |
$217K - $239K
|
217K
$2.2M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-225- 45.45% |
$1.91K - $2.1K
|
270
$2.73K
|
|
| Q3 2023 | |||||||
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.16K- 44.55% |
$70.3K - $75.2K
|
10.2K
$103K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-306- 2.95% |
$2.64K - $2.82K
|
10.1K
$102K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-847- 7.66% |
$7.04K - $7.5K
|
10.2K
$103K
|
|
| Q3 2022 | |||||||
|
Oct 07, 2022
Q3 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-2.32KClosed |
$20K - $22.4K
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-500- 2.55% |
$4.31K - $4.82K
|
19.1K
$193K
|
|
| Q2 2022 | |||||||
|
Jul 21, 2022
Q2 2022
|
Round Table Services, LLC
|
SELL
|
- |
-17.4KClosed |
$151K - $185K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-11.7KClosed |
$101K - $124K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-19Closed |
$165 - $203
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-20.1KClosed |
$204K - $241K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Congress Park Capital LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $198K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.2KClosed |
$154K - $182K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10KClosed |
$102K - $120K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.3KClosed |
$198K - $210K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.2KClosed |
$197K - $209K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.4KClosed |
$142K - $151K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.62KClosed |
$18.5K - $19.7K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.1KClosed |
$234K - $254K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.31KClosed |
$14.5K - $15.7K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-200Closed |
$2.22K - $2.41K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.02KClosed |
$77.1K - $83.8K
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-1.4KClosed |
$15.4K - $16.7K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-1.2KClosed |
$13.2K - $14.3K
|
0
$0
|
|