Purchases and Sales Made in Q3 2025 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q3 2025. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2025
Q3 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
1.35M+ 1896.31% |
$13.2M - $13.5M
|
1.42M
$14.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
512K+ 2566.89% |
$4.98M - $5.12M
|
532K
$5.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
362K+ 106.87% |
$3.52M - $3.62M
|
700K
$7.08M
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
216K+ 149.94% |
$2.1M - $2.16M
|
360K
$3.64M
|
|
|
Nov 12, 2025
Q3 2025
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
127KNew |
$1.23M - $1.27M
|
127K
$1.28M
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
98.8K+ 135.37% |
$963K - $988K
|
172K
$1.74M
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
97.8K+ 10866.67% |
$953K - $978K
|
98.7K
$999K
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
88.1KNew |
$858K - $881K
|
88.1K
$892K
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
50K+ 125.0% |
$487K - $500K
|
90K
$911K
|
|
|
Nov 13, 2025
Q3 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
34.1KNew |
$332K - $341K
|
34.1K
$345K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
29.3K+ 64.61% |
$286K - $293K
|
74.7K
$756K
|
|
|
Nov 07, 2025
Q3 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
23.2K+ 13.42% |
$226K - $232K
|
196K
$1.99M
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
22.1KNew |
$216K - $221K
|
22.1K
$224K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
15.8K+ 32.4% |
$154K - $158K
|
64.6K
$654K
|
|
|
Nov 14, 2025
Q3 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
15.3K+ 40.57% |
$149K - $153K
|
53K
$536K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.4KNew |
$101K - $104K
|
10.4K
$105K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.72K+ 10.85% |
$94.7K - $97.2K
|
99.3K
$1.01M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.43K+ 19.95% |
$82.1K - $84.3K
|
50.7K
$513K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.4K+ 40.27% |
$81.8K - $84K
|
29.3K
$296K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.53K+ 3.42% |
$44.2K - $45.3K
|
137K
$1.39M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
2.12K+ 8.54% |
$20.6K - $21.2K
|
26.9K
$272K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.7KNew |
$16.6K - $17K
|
1.7K
$17.2K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
700New |
$6.82K - $7K
|
700
$7.08K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
71+ 0.53% |
$692 - $710
|
13.4K
$135K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19+ 0.17% |
$185 - $190
|
11.2K
$113K
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-383- 2.92% |
$3.73K - $3.83K
|
12.7K
$129K
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-700- 2.82% |
$6.82K - $7K
|
24.1K
$244K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-930- 1.82% |
$9.06K - $9.3K
|
50.2K
$508K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.16K- 13.69% |
$21K - $21.6K
|
13.6K
$138K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.21K- 35.54% |
$21.5K - $22.1K
|
4K
$40.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.76K- 3.91% |
$26.8K - $27.6K
|
67.7K
$685K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.11K- 18.71% |
$30.3K - $31.1K
|
13.5K
$137K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-10.2K- 4.79% |
$99.5K - $102K
|
203K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.9K- 10.73% |
$203K - $209K
|
174K
$1.76M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-27.3K- 7.97% |
$266K - $273K
|
316K
$3.19M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-86.5K- 25.72% |
$843K - $865K
|
250K
$2.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-87.7K- 39.09% |
$854K - $877K
|
137K
$1.38M
|
|
|
Nov 10, 2025
Q3 2025
|
Lake Street Financial LLC
|
SELL
|
- |
-455K- 66.21% |
$4.43M - $4.55M
|
232K
$2.35M
|
|