Purchases and Sales Made in Q4 2022 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q4 2022. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2023
Q4 2022
|
Lake Street Financial LLC
|
BUY
|
- |
125K+ 48.53% |
$1.06M - $1.12M
|
382K
$3.65M
|
|
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
118K+ 347.47% |
$999K - $1.06M
|
152K
$1.45M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
81.7K+ 24.65% |
$693K - $735K
|
413K
$3.95M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
81.4K+ 712.58% |
$690K - $732K
|
92.8K
$886K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
32.8KNew |
$279K - $295K
|
32.8K
$314K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.3K+ 48.41% |
$240K - $254K
|
86.6K
$827K
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
28K+ 17.11% |
$237K - $252K
|
192K
$1.83M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
27.8K+ 30.51% |
$235K - $250K
|
119K
$1.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
18.6K+ 30.94% |
$158K - $168K
|
78.9K
$754K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.7K+ 5.27% |
$90.5K - $95.9K
|
213K
$2.03M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.4KNew |
$88.2K - $93.5K
|
10.4K
$99.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.29K+ 6.66% |
$44.9K - $47.6K
|
84.8K
$810K
|
|
|
Jan 23, 2023
Q4 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
3.95K+ 3.82% |
$33.5K - $35.5K
|
107K
$1.03M
|
|
|
Feb 08, 2023
Q4 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
3.14K+ 5.73% |
$26.6K - $28.2K
|
57.9K
$553K
|
|
|
Jan 11, 2023
Q4 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
2.46K+ 2.97% |
$20.9K - $22.1K
|
85.3K
$815K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.5KNew |
$12.7K - $13.5K
|
1.5K
$14.3K
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
800+ 0.4% |
$6.78K - $7.19K
|
202K
$1.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
46New |
$390 - $414
|
46
$439
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-144- 1.36% |
$1.22K - $1.29K
|
10.5K
$100K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-240- 32.65% |
$2.04K - $2.16K
|
495
$4.73K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-1.25K- 7.91% |
$10.6K - $11.2K
|
14.6K
$139K
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.7K- 7.67% |
$14.4K - $15.3K
|
20.5K
$196K
|
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.77K- 1.72% |
$15K - $15.9K
|
101K
$969K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.34K- 7.44% |
$19.8K - $21K
|
29K
$277K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.96K- 7.68% |
$33.6K - $35.6K
|
47.7K
$455K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.26K- 10.09% |
$36.1K - $38.3K
|
38K
$362K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-31.8K- 9.52% |
$270K - $286K
|
302K
$2.88M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-45.6K- 37.18% |
$386K - $410K
|
77K
$735K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-96.9K- 51.02% |
$822K - $871K
|
93K
$888K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-146K- 43.57% |
$1.24M - $1.31M
|
189K
$1.81M
|