Latest Institutional Transactions on Pnm Resources Inc (PNM)
This table provides information on the latest institutional transactions involving Pnm Resources Inc (PNM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2019
Q3 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-120KClosed |
$5.82M - $6.24M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-350Closed |
$17K - $18.2K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-4.1KClosed |
$199K - $214K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Evoke Wealth, LLC
|
BUY
|
- |
550New |
$26.7K - $28.7K
|
550
$22.9K
|
|
|
Nov 08, 2019
Q3 2019
|
Ing Groep Nv
|
SELL
|
- |
-12.2KClosed |
$594K - $637K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Congress Asset Management CO
|
SELL
|
- |
-52.2KClosed |
$2.54M - $2.72M
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
33New |
$1.6K - $1.72K
|
33
$1.37K
|
|
|
Oct 18, 2019
Q3 2019
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
335New |
$16.3K - $17.5K
|
335
$13.9K
|
|
|
Oct 15, 2019
Q3 2019
|
First Personal Financial Services
|
SELL
|
- |
-62Closed |
$3.01K - $3.23K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 20, 2019
Q2 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-100Closed |
$4.45K - $5.18K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-25KClosed |
$1.11M - $1.3M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-97Closed |
$4.32K - $5.03K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-6.4KClosed |
$285K - $332K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-233Closed |
$10.4K - $12.1K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-450Closed |
$20K - $23.3K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
109KNew |
$4.85M - $5.64M
|
109K
$4.53M
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-46Closed |
$2.05K - $2.38K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-68Closed |
$3.03K - $3.52K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
-300Closed |
$12K - $14.3K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Dean Capital Management
Overland Park, KS |
SELL
|
- |
-30.1KClosed |
$1.21M - $1.44M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Clari Vest Asset Management LLC
San Diego, CA |
BUY
|
- |
2.5K+ 4.33% |
$100K - $119K
|
60.3K
$2.51M
|
|
|
May 08, 2019
Q1 2019
|
Dean Investment Associates, LLC
Beavercreek, OH |
SELL
|
- |
-73KClosed |
$2.92M - $3.48M
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Hartford Investment Management CO
|
SELL
|
- |
-4.99KClosed |
$200K - $238K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-49Closed |
$1.96K - $2.34K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-77Closed |
$3.09K - $3.67K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-7.37KClosed |
$295K - $351K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-182Closed |
$7.29K - $8.68K
|
0
$0
|
|
|
Apr 02, 2019
Q1 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.38KClosed |
$55.1K - $65.6K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-9.8KClosed |
$374K - $438K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
SELL
|
- |
-118KClosed |
$4.5M - $5.27M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-9.6KClosed |
$366K - $429K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-15.9KClosed |
$605K - $709K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-6.1KClosed |
$233K - $273K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-2.37KClosed |
$90.3K - $106K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
M&R Capital Management Inc
|
SELL
|
- |
-150Closed |
$5.72K - $6.71K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4Closed |
$153 - $179
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-17Closed |
$648 - $760
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-25Closed |
$954 - $1.12K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Trust CO
|
SELL
|
- |
-2.5KClosed |
$95.2K - $112K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
200New |
$7.53K - $8.13K
|
200
$8.33K
|
|
|
Nov 14, 2018
Q3 2018
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-18Closed |
$678 - $732
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-5.77KClosed |
$217K - $235K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-10.7KClosed |
$403K - $435K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-10KClosed |
$377K - $407K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-6.4KClosed |
$241K - $260K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-368Closed |
$13.9K - $15K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-874Closed |
$32.9K - $35.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 22, 2018
Q2 2018
|
Mc Adam, LLC
|
SELL
|
- |
-19Closed |
$666 - $769
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
68New |
$2.38K - $2.75K
|
68
$2.83K
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-7.41KClosed |
$260K - $300K
|
0
$0
|
|