Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
72+ 0.78% |
$481 - $536
|
9.33K
$60.2K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
86.7K+ 493.08% |
$579K - $645K
|
104K
$672K
|
|
|
Nov 19, 2025
Q3 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-829- 99.4% |
$5.54K - $6.17K
|
5
$32.3
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
5.71KNew |
$38.2K - $42.5K
|
5.71K
$36.8K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
15.1K+ 22.31% |
$101K - $112K
|
82.8K
$534K
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
SELL
|
- |
-6.6K- 13.7% |
$44.1K - $49.1K
|
41.6K
$268K
|
|
|
Nov 17, 2025
Q3 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
2.76KNew |
$18.5K - $20.5K
|
2.76K
$17.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.93K- 6.31% |
$39.6K - $44.1K
|
88.1K
$568K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-14.1K- 54.65% |
$94.1K - $105K
|
11.7K
$75.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-38.6K- 34.43% |
$258K - $287K
|
73.5K
$474K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
22.9K+ 119.62% |
$153K - $170K
|
42.1K
$271K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
61New |
$407 - $454
|
61
$393
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-46.6K- 5.02% |
$312K - $347K
|
882K
$5.69M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.5K+ 0.77% |
$10K - $11.2K
|
197K
$1.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
37.6KNew |
$251K - $280K
|
37.6K
$242K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.27K- 7.02% |
$35.2K - $39.2K
|
69.8K
$450K
|
|
|
Nov 14, 2025
Q3 2025
|
Crawford Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
20.1KNew |
$134K - $149K
|
20.1K
$130K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-25.8K- 5.39% |
$172K - $192K
|
452K
$2.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-71.7K- 12.05% |
$479K - $534K
|
523K
$3.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
3.86K+ 8.35% |
$25.8K - $28.7K
|
50.1K
$323K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-76.7K- 6.01% |
$512K - $571K
|
1.2M
$7.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
BUY
|
- |
3.2K+ 26.8% |
$21.4K - $23.8K
|
15.1K
$97.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-20.9K- 23.04% |
$139K - $155K
|
69.7K
$449K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
917+ 2.75% |
$6.13K - $6.82K
|
34.3K
$221K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
CALL |
-5.6K- 15.43% |
$37.4K - $41.7K
|
30.7K
$198K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
25.4K+ 64.63% |
$170K - $189K
|
64.8K
$418K
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
20.3KNew |
$136K - $151K
|
20.3K
$131K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
503+ 3.98% |
$3.36K - $3.74K
|
13.1K
$84.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-4.38K- 17.77% |
$29.2K - $32.6K
|
20.2K
$131K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.1KNew |
$67.7K - $75.4K
|
10.1K
$65.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
55.3K+ 35.84% |
$370K - $412K
|
210K
$1.35M
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-27.7K- 6.44% |
$185K - $206K
|
403K
$2.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
3.52KNew |
$23.5K - $26.2K
|
3.52K
$22.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.8K- 49.73% |
$159K - $177K
|
24.1K
$155K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
113KNew |
$754K - $839K
|
113K
$728K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
100New |
$668 - $744
|
100
$645
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-8.18K- 5.55% |
$54.6K - $60.8K
|
139K
$897K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-10- 0.05% |
$66.8 - $74.4
|
19.2K
$124K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
500New |
$3.34K - $3.72K
|
500
$3.23K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
614+ 1.62% |
$4.1K - $4.57K
|
38.5K
$248K
|
|
|
Nov 12, 2025
Q3 2025
|
Close Asset Management LTD
|
BUY
|
- |
350+ 1.47% |
$2.34K - $2.6K
|
24.2K
$156K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1K+ 200.0% |
$6.68K - $7.44K
|
1.5K
$9.68K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.5K+ 30.17% |
$103K - $115K
|
66.8K
$431K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.07K- 37.78% |
$47.2K - $52.6K
|
11.6K
$75.1K
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
670+ 2.91% |
$4.48K - $4.98K
|
23.7K
$153K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 0.01% |
$6.68 - $7.44
|
11.2K
$72.2K
|
|
|
Nov 10, 2025
Q3 2025
|
Garner Asset Management Corp
|
BUY
|
- |
9.42K+ 11.91% |
$62.9K - $70.1K
|
88.5K
$571K
|
|
|
Nov 10, 2025
Q3 2025
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-1.19K- 1.6% |
$7.98K - $8.88K
|
73.3K
$473K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
143+ 3.87% |
$955 - $1.06K
|
3.84K
$24.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-860- 32.64% |
$5.74K - $6.4K
|
1.78K
$11.4K
|
|