Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
1.3KNew |
$7.85K - $9.02K
|
1.3K
$9.18K
|
|
|
Feb 14, 2024
Q4 2023
|
Rational Advisors LLC
Huntington, NY |
BUY
|
- |
99.1KNew |
$599K - $688K
|
99.1K
$700K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
13.8KNew |
$83.2K - $95.6K
|
13.8K
$97.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
21.4K+ 37.2% |
$129K - $149K
|
79K
$558K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.81KNew |
$35.1K - $40.3K
|
5.81K
$41K
|
|
|
Feb 09, 2024
Q4 2023
|
Aigen Investment Management, LP
|
BUY
|
- |
14.6KNew |
$87.9K - $101K
|
14.6K
$103K
|
|
|
Feb 09, 2024
Q4 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
14.4K+ 128.63% |
$86.9K - $99.9K
|
25.6K
$181K
|
|
|
Feb 06, 2024
Q4 2023
|
Pacific Capital Wealth Advisors, Inc
|
BUY
|
- |
7.58KNew |
$45.8K - $52.6K
|
7.58K
$53.5K
|
|
|
Jan 24, 2024
Q4 2023
|
Cubic Asset Management, LLC
|
SELL
|
- |
-8.4K- 43.35% |
$50.7K - $58.3K
|
11K
$77.5K
|
|
|
Jan 24, 2024
Q4 2023
|
Rkl Wealth Management LLC
|
BUY
|
- |
25KNew |
$151K - $174K
|
25K
$177K
|
|
|
Jan 12, 2024
Q4 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
500New |
$3.02K - $3.47K
|
500
$3.53K
|
|
| Q3 2023 | |||||||
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.03KNew |
$12K - $14K
|
2.03K
$14.3K
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
20K+ 66.67% |
$119K - $138K
|
50K
$353K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-1.33K- 6.65% |
$7.88K - $9.17K
|
18.6K
$131K
|
|
|
Nov 14, 2023
Q3 2023
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
11.6KNew |
$69K - $80.2K
|
11.6K
$81.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
17.4KNew |
$103K - $120K
|
17.4K
$123K
|
|
|
Nov 14, 2023
Q3 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
2.73K+ 6.01% |
$16.3K - $18.9K
|
48.2K
$340K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
64.9KNew |
$386K - $449K
|
64.9K
$458K
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
28KNew |
$167K - $194K
|
28K
$198K
|
|
|
Nov 13, 2023
Q3 2023
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-947K- 47.37% |
$5.64M - $6.56M
|
1.05M
$7.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
1.62KNew |
$9.64K - $11.2K
|
1.62K
$11.4K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-79.4K- 22.7% |
$473K - $550K
|
270K
$1.91M
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
14.3KNew |
$85.4K - $99.3K
|
14.3K
$101K
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
BUY
|
- |
20KNew |
$119K - $138K
|
20K
$141K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
50New |
$298 - $346
|
50
$353
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
4.85K+ 1.96% |
$28.9K - $33.6K
|
253K
$1.78M
|
|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
75.3KNew |
$448K - $521K
|
75.3K
$531K
|
|
| Q2 2023 | |||||||
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
109KNew |
$517K - $652K
|
109K
$767K
|
|
|
Aug 14, 2023
Q2 2023
|
Nine Point Two Capital LLC
Los Angeles, CA |
BUY
|
- |
10.1KNew |
$48.1K - $60.6K
|
10.1K
$71.4K
|
|
|
Aug 14, 2023
Q2 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
32.4K+ 92.54% |
$154K - $194K
|
67.3K
$475K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-31.4K- 43.73% |
$149K - $188K
|
40.4K
$285K
|
|
|
Aug 11, 2023
Q2 2023
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-1.45K- 26.9% |
$6.9K - $8.7K
|
3.94K
$27.8K
|
|
|
Aug 11, 2023
Q2 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
22.5KNew |
$107K - $135K
|
22.5K
$159K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
11.8KNew |
$56K - $70.6K
|
11.8K
$83.1K
|
|
|
Aug 02, 2023
Q2 2023
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-44K- 56.66% |
$209K - $264K
|
33.7K
$238K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
BUY
|
- |
381+ 3.52% |
$1.81K - $2.29K
|
11.2K
$79K
|
|
|
Jul 17, 2023
Q2 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
64.1K+ 35.2% |
$305K - $385K
|
246K
$1.74M
|
|
| Q1 2023 | |||||||
|
Jun 21, 2023
Q1 2023
|
Gries Financial LLC
Cleveland, OH |
SELL
|
- |
-24.9K- 36.13% |
$124K - $155K
|
43.9K
$310K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-1.2M- 49.31% |
$6M - $7.51M
|
1.24M
$8.73M
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
366+ 24.42% |
$1.83K - $2.29K
|
1.87K
$13.2K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
5.39K+ 0.51% |
$26.9K - $33.7K
|
1.06M
$7.48M
|
|
|
May 12, 2023
Q1 2023
|
Infrastructure Capital Advisors, LLC
New York, NY |
BUY
|
- |
14K+ 64.32% |
$69.9K - $87.5K
|
35.8K
$253K
|
|
|
May 11, 2023
Q1 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-36.6K- 15.1% |
$183K - $229K
|
206K
$1.45M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
407New |
$2.03K - $2.54K
|
407
$2.87K
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-36.6K- 15.1% |
$183K - $229K
|
206K
$1.45M
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.02K+ 66.0% |
$5.1K - $6.39K
|
2.57K
$18.2K
|
|
| Q4 2022 | |||||||
|
Mar 28, 2023
Q4 2022
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
16.4KNew |
$89.2K - $103K
|
16.4K
$116K
|
|
|
Feb 14, 2023
Q4 2022
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
5.92K+ 19.02% |
$32.3K - $37.3K
|
37.1K
$262K
|
|
|
Feb 14, 2023
Q4 2022
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-11.7KClosed |
$63.7K - $73.7K
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-36.8K- 26.58% |
$201K - $232K
|
102K
$717K
|
|