Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-21.5KClosed |
$135K - $148K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
- |
-36.5KClosed |
$229K - $251K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-10.6KClosed |
$60.8K - $78K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-86.1KClosed |
$494K - $635K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
655KNew |
$3.76M - $4.83M
|
655K
$4.62M
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-137KClosed |
$784K - $1.01M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Mendon Capital Advisors Corp
Rochester, NY |
SELL
|
- |
-100KClosed |
$574K - $737K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-600Closed |
$3.44K - $4.42K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-28.5KClosed |
$128K - $177K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-433KClosed |
$1.95M - $2.69M
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Texas Capital Bank Wealth Management Services Inc
|
BUY
|
- |
152KNew |
$683K - $944K
|
152K
$1.07M
|
|
Apr 20, 2021
Q1 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-15KClosed |
$67.4K - $93.2K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-132KClosed |
$375K - $608K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-351Closed |
$1K - $1.62K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-23.4KClosed |
$66.6K - $108K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.81MClosed |
$5.14M - $8.34M
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-959Closed |
$2.73K - $4.43K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-18.4KClosed |
$52.6K - $85.2K
|
0
$0
|
|
Jan 19, 2021
Q4 2020
|
Edge Wealth Management LLC
|
BUY
|
- |
20KNew |
$57K - $92.4K
|
20K
$141K
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-195KClosed |
$588K - $738K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-13KClosed |
$39.1K - $49.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.36KClosed |
$10.1K - $12.7K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.2KClosed |
$3.61K - $4.54K
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.97KClosed |
$5.92K - $7.44K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-2KClosed |
$6.02K - $7.56K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-554Closed |
$1.67K - $2.09K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-175KClosed |
$406K - $733K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-4.86KClosed |
$11.3K - $20.4K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-27.9KClosed |
$64.7K - $117K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-10KClosed |
$23.3K - $42K
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Northeast Financial Consultants Inc
Westport, CT |
SELL
|
- |
-13.1KClosed |
$30.4K - $54.8K
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
State Of Michigan Retirement System
|
SELL
|
- |
-236KClosed |
$548K - $990K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.7KClosed |
$3.95K - $7.14K
|
0
$0
|
|
Jul 20, 2020
Q2 2020
|
Rhs Financial, LLC
|
SELL
|
- |
-17.8KClosed |
$41.3K - $74.6K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-6.05KClosed |
$14K - $25.3K
|
0
$0
|
|
Jul 02, 2020
Q2 2020
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-2.2KClosed |
$5.1K - $9.22K
|
0
$0
|
|
Q1 2020 | |||||||
Nov 09, 2023
Q1 2020
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
685New |
$1.34K - $4.59K
|
685
$4.84K
|
|
May 15, 2020
Q1 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-43.9KClosed |
$85.6K - $294K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-62.3KClosed |
$121K - $417K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-145KClosed |
$283K - $972K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-450KClosed |
$877K - $3.01M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-10.5KClosed |
$20.5K - $70.3K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$3.9K - $13.4K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-4.34KClosed |
$25.7K - $29.7K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$80.1K - $92.6K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11KClosed |
$65K - $75.1K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-41.8KClosed |
$247K - $286K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-40Closed |
$237 - $274
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-15.2KClosed |
$89.7K - $104K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-200Closed |
$1.18K - $1.37K
|
0
$0
|