Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-500Closed |
$3K - $3.99K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Sabal Trust CO
|
BUY
|
- |
10KNew |
$60K - $79.8K
|
10K
$64.5K
|
|
|
Jul 14, 2022
Q2 2022
|
Tompkins Financial Corp
|
SELL
|
- |
-9K- 90.0% |
$54K - $71.8K
|
1K
$6.45K
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2KClosed |
$12K - $16K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
722KNew |
$4.33M - $5.76M
|
722K
$4.66M
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
300New |
$2K - $2.36K
|
300
$1.94K
|
|
|
May 13, 2022
Q1 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-11.1KClosed |
$74.2K - $87.5K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-1.7KClosed |
$11.3K - $13.4K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
18+ 1.76% |
$120 - $141
|
1.04K
$6.7K
|
|
|
May 02, 2022
Q1 2022
|
Beach Point Capital Management LP
Santa Monica, CA |
BUY
|
- |
175KNew |
$1.17M - $1.37M
|
175K
$1.13M
|
|
|
Apr 27, 2022
Q1 2022
|
Key F Inancial Inc
|
BUY
|
- |
375New |
$2.5K - $2.94K
|
375
$2.42K
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.54K- 94.07% |
$16.5K - $18.2K
|
160
$1.03K
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-11.5KClosed |
$74.6K - $82.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-553KClosed |
$3.59M - $3.97M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$64.9K - $71.8K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
841New |
$5.46K - $6.04K
|
841
$5.42K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-11.8KClosed |
$76.9K - $85K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-10.1KClosed |
$65.3K - $72.2K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Tilden Park Management I LLC
New York, NY |
SELL
|
- |
-200KClosed |
$1.3M - $1.44M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-11.4KClosed |
$74K - $81.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Arrow Mark Colorado Holdings LLC
Denver, CO |
SELL
|
- |
-1.79MClosed |
$11.3M - $12.3M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-14.4KClosed |
$90.3K - $99K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-29.5KClosed |
$185K - $203K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-21.5KClosed |
$135K - $148K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
- |
-36.5KClosed |
$229K - $251K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-10.6KClosed |
$60.8K - $78K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
655KNew |
$3.76M - $4.83M
|
655K
$4.23M
|
|
|
Aug 16, 2021
Q2 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-86.1KClosed |
$494K - $635K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-137KClosed |
$784K - $1.01M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Mendon Capital Advisors Corp
Rochester, NY |
SELL
|
- |
-100KClosed |
$574K - $737K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-600Closed |
$3.44K - $4.42K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-28.5KClosed |
$128K - $177K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-433KClosed |
$1.95M - $2.69M
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Texas Capital Bank Wealth Management Services Inc
|
BUY
|
- |
152KNew |
$683K - $944K
|
152K
$981K
|
|
|
Apr 20, 2021
Q1 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-15KClosed |
$67.4K - $93.2K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-132KClosed |
$375K - $608K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.81MClosed |
$5.14M - $8.34M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-23.4KClosed |
$66.6K - $108K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-959Closed |
$2.73K - $4.43K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-18.4KClosed |
$52.6K - $85.2K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Edge Wealth Management LLC
|
BUY
|
- |
20KNew |
$57K - $92.4K
|
20K
$129K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-195KClosed |
$588K - $738K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-13KClosed |
$39.1K - $49.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.36KClosed |
$10.1K - $12.7K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.2KClosed |
$3.61K - $4.54K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.97KClosed |
$5.92K - $7.44K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-2KClosed |
$6.02K - $7.56K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-554Closed |
$1.67K - $2.09K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-175KClosed |
$406K - $733K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-4.86KClosed |
$11.3K - $20.4K
|
0
$0
|
|