Latest Institutional Purchases of Principal Spectrum Pfd Secs Ac (PREF)
This list provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 05, 2026
Q4 2025
|
Miller Global Investments, LLC
Dallas, TX |
BUY
|
- |
158KNew |
$3M - $3.04M
|
158K
$3.01M
|
|
|
Jan 09, 2026
Q4 2025
|
Diversified Trust CO
|
BUY
|
- |
25.3KNew |
$482K - $488K
|
25.3K
$483K
|
|
|
Jan 27, 2026
Q4 2025
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
25.1K+ 5.84% |
$478K - $484K
|
455K
$8.69M
|
|
|
Jan 23, 2026
Q4 2025
|
Cordatus Wealth Management LLC
Newtown, PA |
BUY
|
- |
23.3KNew |
$442K - $448K
|
23.3K
$444K
|
|
|
Jan 20, 2026
Q4 2025
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
12.6KNew |
$240K - $243K
|
12.6K
$241K
|
|
|
Jan 21, 2026
Q4 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
8.33K+ 14.42% |
$158K - $160K
|
66.1K
$1.26M
|
|
|
Jan 23, 2026
Q4 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
8.12K+ 26.5% |
$154K - $156K
|
38.7K
$739K
|
|
|
Jan 26, 2026
Q4 2025
|
Heritage Wealth Management, Inc.
Cincinnati, OH |
BUY
|
- |
5.83K+ 22.52% |
$111K - $112K
|
31.7K
$605K
|
|
|
Jan 05, 2026
Q4 2025
|
Roxbury Financial LLC
Mount Arlington, NJ |
BUY
|
- |
4.03KNew |
$76.5K - $77.5K
|
4.03K
$76.8K
|
|
|
Jan 28, 2026
Q4 2025
|
Meadow Creek Wealth Advisors LLC
|
BUY
|
- |
2.61K+ 1.91% |
$49.6K - $50.2K
|
139K
$2.66M
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
1.91KNew |
$36.3K - $36.8K
|
1.91K
$36.4K
|
|
|
Jan 07, 2026
Q4 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
1.75K+ 1.31% |
$33.2K - $33.6K
|
135K
$2.57M
|
|
|
Jan 06, 2026
Q4 2025
|
First Citizens Financial Corp
|
BUY
|
- |
1.48K+ 2.49% |
$28.1K - $28.5K
|
60.8K
$1.16M
|
|
|
Jan 26, 2026
Q4 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
913+ 2.08% |
$17.4K - $17.6K
|
44.7K
$854K
|
|
|
Jan 26, 2026
Q4 2025
|
Cwm, LLC
|
BUY
|
- |
23+ 0.21% |
$437 - $443
|
10.9K
$207K
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
13+ 1.78% |
$247 - $250
|
745
$14.2K
|
|
|
Jan 20, 2026
Q4 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
5+ 1.74% |
$95.1 - $96.3
|
292
$5.57K
|
|
| Q3 2025 | |||||||
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.08MNew |
$20.4M - $20.7M
|
1.08M
$20.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
525K+ 5.13% |
$9.9M - $10.1M
|
10.7M
$205M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
437K+ 7.1% |
$8.25M - $8.38M
|
6.59M
$126M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
343K+ 10.54% |
$6.46M - $6.56M
|
3.59M
$68.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Psi Advisors, LLC
|
BUY
|
- |
286KNew |
$5.39M - $5.48M
|
286K
$5.46M
|
|
|
Nov 13, 2025
Q3 2025
|
L2 Asset Management, LLC
Wayland, MA |
BUY
|
- |
261KNew |
$4.93M - $5.01M
|
261K
$4.99M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
243K+ 56.7% |
$4.59M - $4.66M
|
673K
$12.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
237K+ 58.74% |
$4.47M - $4.54M
|
640K
$12.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
162K+ 2.34% |
$3.06M - $3.1M
|
7.08M
$135M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
151K+ 9.88% |
$2.86M - $2.9M
|
1.68M
$32.1M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
141K+ 88.54% |
$2.65M - $2.69M
|
299K
$5.71M
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
67.4K+ 190.35% |
$1.27M - $1.29M
|
103K
$1.96M
|
|
|
Nov 03, 2025
Q3 2025
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
60.7K+ 10.43% |
$1.14M - $1.16M
|
643K
$12.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
37.2K+ 7.07% |
$702K - $713K
|
563K
$10.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.4KNew |
$498K - $506K
|
26.4K
$503K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18.7K+ 7.92% |
$352K - $358K
|
255K
$4.86M
|
|
|
Oct 21, 2025
Q3 2025
|
Gsb Wealth Management, LLC
|
BUY
|
- |
16.4K+ 7.3% |
$309K - $314K
|
241K
$4.59M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
15.7KNew |
$296K - $301K
|
15.7K
$300K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
15.6K+ 2.26% |
$295K - $300K
|
709K
$13.5M
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
15.2K+ 14.74% |
$287K - $291K
|
118K
$2.26M
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
14.9KNew |
$281K - $285K
|
14.9K
$284K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.8KNew |
$242K - $246K
|
12.8K
$245K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
12.8K+ 33.34% |
$242K - $245K
|
51.2K
$978K
|
|
|
Oct 14, 2025
Q3 2025
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
11.7K+ 26.72% |
$221K - $225K
|
55.6K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
11.6K+ 113.01% |
$219K - $222K
|
21.9K
$417K
|
|
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
10.5K+ 16.41% |
$198K - $201K
|
74.6K
$1.42M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.2K+ 2.03% |
$193K - $196K
|
515K
$9.83M
|
|
|
Nov 05, 2025
Q3 2025
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
9.99K+ 28.96% |
$188K - $191K
|
44.5K
$849K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
9.91K+ 17.63% |
$187K - $190K
|
66.2K
$1.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
9.84K+ 10.39% |
$186K - $189K
|
105K
$2M
|
|
|
Nov 13, 2025
Q3 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
7.61K+ 13.53% |
$144K - $146K
|
63.9K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.67K+ 8.49% |
$126K - $128K
|
85.2K
$1.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
6.06K+ 6.79% |
$114K - $116K
|
95.3K
$1.82M
|
|