Latest Institutional Sells of Principal Spectrum Pfd Secs Ac (PREF)
This list provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2025
Q3 2025
|
Ifc Advisors LLC
Los Angeles, CA |
SELL
|
- |
-196K- 6.96% |
$3.7M - $3.76M
|
2.62M
$50M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-69.6K- 2.49% |
$1.31M - $1.33M
|
2.72M
$51.9M
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-63.2K- 53.82% |
$1.19M - $1.21M
|
54.2K
$1.03M
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-59K- 57.38% |
$1.11M - $1.13M
|
43.8K
$836K
|
|
|
Nov 14, 2025
Q3 2025
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-52.2K- 3.43% |
$985K - $1M
|
1.47M
$28M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-46.6K- 15.92% |
$878K - $892K
|
246K
$4.69M
|
|
|
Nov 04, 2025
Q3 2025
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-35.2K- 15.46% |
$664K - $675K
|
193K
$3.67M
|
|
|
Nov 04, 2025
Q3 2025
|
Umb Bank, N.A.
|
SELL
|
- |
-25.1K- 46.43% |
$473K - $480K
|
28.9K
$552K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17.4K- 5.71% |
$329K - $334K
|
288K
$5.49M
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-17K- 86.93% |
$320K - $325K
|
2.55K
$48.7K
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-12.7K- 4.49% |
$240K - $244K
|
271K
$5.18M
|
|
|
Nov 10, 2025
Q3 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-12.5K- 15.86% |
$235K - $239K
|
66.1K
$1.26M
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-11.1K- 14.17% |
$209K - $213K
|
67.2K
$1.28M
|
|
|
Nov 03, 2025
Q3 2025
|
Activest Wealth Management
|
SELL
|
- |
-7.17K- 18.16% |
$135K - $137K
|
32.3K
$616K
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-6.45K- 1.58% |
$122K - $124K
|
402K
$7.66M
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-5.54K- 15.32% |
$104K - $106K
|
30.6K
$584K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-4.46K- 0.37% |
$84.1K - $85.4K
|
1.21M
$23.1M
|
|
|
Oct 28, 2025
Q3 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-2.81K- 9.29% |
$53K - $53.9K
|
27.5K
$524K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.4K- 87.56% |
$45.3K - $46K
|
341
$6.51K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.37K- 96.03% |
$44.7K - $45.4K
|
98
$1.87K
|
|
|
Nov 12, 2025
Q3 2025
|
Provenance Wealth Advisors, LLC
Fort Lauderdale, FL |
SELL
|
- |
-1.59K- 16.25% |
$30K - $30.5K
|
8.21K
$157K
|
|
|
Nov 12, 2025
Q3 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-1.59K- 2.16% |
$29.9K - $30.4K
|
71.8K
$1.37M
|
|
|
Oct 17, 2025
Q3 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
SELL
|
- |
-1.45K- 8.75% |
$27.4K - $27.8K
|
15.1K
$289K
|
|
|
Nov 12, 2025
Q3 2025
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-1.42K- 4.43% |
$26.8K - $27.3K
|
30.7K
$585K
|
|
|
Nov 12, 2025
Q3 2025
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.36K- 1.42% |
$25.6K - $26K
|
94.3K
$1.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.3K- 3.8% |
$24.5K - $24.9K
|
32.9K
$629K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.24K- 48.0% |
$23.3K - $23.7K
|
1.34K
$25.6K
|
|
|
Nov 06, 2025
Q3 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-1.2K- 1.17% |
$22.7K - $23K
|
101K
$1.94M
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.05K- 8.93% |
$19.8K - $20.1K
|
10.7K
$204K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Bridge, LLC
|
SELL
|
- |
-1.02K- 0.78% |
$19.1K - $19.4K
|
129K
$2.47M
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-915- 1.52% |
$17.3K - $17.5K
|
59.1K
$1.13M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-869- 5.18% |
$16.4K - $16.7K
|
15.9K
$304K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-648- 0.47% |
$12.2K - $12.4K
|
136K
$2.6M
|
|
|
Oct 31, 2025
Q3 2025
|
Bank Of Jackson Hole Trust
Jackson, WY |
SELL
|
- |
-400- 3.96% |
$7.54K - $7.66K
|
9.7K
$185K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-183- 20.0% |
$3.45K - $3.51K
|
732
$14K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-67- 0.15% |
$1.26K - $1.28K
|
44.5K
$849K
|
|
|
Oct 20, 2025
Q3 2025
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
SELL
|
- |
-55- 12.85% |
$1.04K - $1.05K
|
373
$7.12K
|
|
| Q2 2025 | |||||||
|
Aug 08, 2025
Q2 2025
|
Investment Partners, Ltd.
|
SELL
|
- |
-27.4K- 21.56% |
$498K - $519K
|
99.5K
$1.9M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-25.2K- 99.98% |
$459K - $478K
|
5
$95.4
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.9K- 0.71% |
$399K - $416K
|
3.07M
$58.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-852- 4.88% |
$15.5K - $16.2K
|
16.6K
$317K
|
|
|
Aug 12, 2025
Q2 2025
|
South Plains Financial, Inc.
Lubbock, TX |
SELL
|
- |
-325- 2.68% |
$5.92K - $6.17K
|
11.8K
$225K
|
|
|
Aug 19, 2025
Q2 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-82- 15.33% |
$1.49K - $1.56K
|
453
$8.64K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50.8K- 74.42% |
$943K - $956K
|
17.5K
$333K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.17K- 43.74% |
$21.6K - $21.9K
|
1.5K
$28.6K
|
|
|
Jun 10, 2025
Q1 2025
|
Compass Financial Services Inc
West Des Moines, IA |
SELL
|
- |
-373- 5.88% |
$6.92K - $7.02K
|
5.98K
$114K
|
|
| Q4 2024 | |||||||
|
Jan 13, 2025
Q4 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-281K- 82.0% |
$5.23M - $5.29M
|
61.7K
$1.18M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-1.9K- 3.02% |
$35.3K - $35.7K
|
61.1K
$1.17M
|
|
| Q3 2024 | |||||||
|
Nov 01, 2024
Q3 2024
|
Sage Rhino Capital LLC
|
SELL
|
- |
-570- 1.22% |
$10.4K - $10.7K
|
46.1K
$880K
|
|
| Q2 2024 | |||||||
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3.11K- 21.09% |
$55.4K - $57K
|
11.6K
$222K
|
|