Purchases and Sales Made in Q4 2025 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 05, 2026
Q4 2025
|
Miller Global Investments, LLC
Dallas, TX |
BUY
|
- |
158KNew |
$3M - $3.04M
|
158K
$3.01M
|
|
|
Jan 09, 2026
Q4 2025
|
Diversified Trust CO
|
BUY
|
- |
25.3KNew |
$482K - $488K
|
25.3K
$483K
|
|
|
Jan 20, 2026
Q4 2025
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
12.6KNew |
$240K - $243K
|
12.6K
$241K
|
|
|
Jan 21, 2026
Q4 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
8.33K+ 14.42% |
$158K - $160K
|
66.1K
$1.26M
|
|
|
Jan 23, 2026
Q4 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
8.12K+ 26.5% |
$154K - $156K
|
38.7K
$739K
|
|
|
Jan 05, 2026
Q4 2025
|
Roxbury Financial LLC
Mount Arlington, NJ |
BUY
|
- |
4.03KNew |
$76.5K - $77.5K
|
4.03K
$76.8K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
1.91KNew |
$36.3K - $36.8K
|
1.91K
$36.4K
|
|
|
Jan 07, 2026
Q4 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
1.75K+ 1.31% |
$33.2K - $33.6K
|
135K
$2.57M
|
|
|
Jan 06, 2026
Q4 2025
|
First Citizens Financial Corp
|
BUY
|
- |
1.48K+ 2.49% |
$28.1K - $28.5K
|
60.8K
$1.16M
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
13+ 1.78% |
$247 - $250
|
745
$14.2K
|
|
|
Jan 20, 2026
Q4 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
5+ 1.74% |
$95.1 - $96.3
|
292
$5.57K
|
|
|
Jan 21, 2026
Q4 2025
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-500- 2.17% |
$9.51K - $9.63K
|
22.5K
$429K
|
|
|
Jan 23, 2026
Q4 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-646- 0.82% |
$12.3K - $12.4K
|
78.2K
$1.49M
|
|
|
Jan 23, 2026
Q4 2025
|
Legacy Bridge, LLC
|
SELL
|
- |
-3.74K- 2.89% |
$71.1K - $72K
|
126K
$2.4M
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-13.7K- 20.69% |
$260K - $263K
|
52.4K
$1M
|
|
|
Jan 23, 2026
Q4 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-17.7K- 4.4% |
$336K - $340K
|
384K
$7.33M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-21.2K- 1.76% |
$404K - $409K
|
1.19M
$22.7M
|
|
|
Jan 14, 2026
Q4 2025
|
Wright Fund Management, LLC
Santa Monica, CA |
SELL
|
- |
-54.1K- 21.98% |
$1.03M - $1.04M
|
192K
$3.66M
|
|