Purchases and Sales Made in Q3 2025 in Principal ETF U.S. Small Cap M (PSC)
This table provides information about the institutional ownership of Principal ETF U.S. Small Cap M (PSC) during Q3 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U.S. SMALL-CAP M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.32MNew |
$68.7M - $76.5M
|
1.32M
$73.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
322K+ 28.75% |
$16.7M - $18.6M
|
1.44M
$80.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
156K+ 2077.9% |
$8.1M - $9.02M
|
164K
$9.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
139K+ 37.01% |
$7.19M - $8.01M
|
513K
$28.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
137K+ 670.9% |
$7.11M - $7.92M
|
157K
$8.75M
|
|
|
Oct 22, 2025
Q3 2025
|
Rfg Bristol Wealth Advisors, LLC
Taunton, MA |
BUY
|
- |
118KNew |
$6.14M - $6.84M
|
118K
$6.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
113KNew |
$5.89M - $6.56M
|
113K
$6.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
87.6K+ 18.53% |
$4.55M - $5.07M
|
561K
$31.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealth Advisors Of Tampa Bay, LLC
|
BUY
|
- |
73.6KNew |
$3.82M - $4.25M
|
73.6K
$4.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
71.8K+ 25.39% |
$3.73M - $4.15M
|
355K
$19.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
71.7K+ 10.7% |
$3.72M - $4.14M
|
741K
$41.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
64.4K+ 1.11% |
$3.34M - $3.72M
|
5.85M
$325M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
52.3K+ 19.3% |
$2.72M - $3.03M
|
323K
$18M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
40.4KNew |
$2.1M - $2.34M
|
40.4K
$2.25M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
37.1K+ 96.73% |
$1.93M - $2.15M
|
75.5K
$4.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
31.3K+ 182.97% |
$1.62M - $1.81M
|
48.3K
$2.69M
|
|
|
Nov 14, 2025
Q3 2025
|
Turning Point Benefit Group, Inc.
Frederick, MD |
BUY
|
- |
25.1KNew |
$1.3M - $1.45M
|
25.1K
$1.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
20.4K+ 361.5% |
$1.06M - $1.18M
|
26K
$1.45M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
18K+ 9.73% |
$935K - $1.04M
|
203K
$11.3M
|
|
|
Nov 05, 2025
Q3 2025
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
BUY
|
- |
14.2K+ 64.31% |
$737K - $821K
|
36.3K
$2.02M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
12.6K+ 1.62% |
$652K - $726K
|
788K
$43.8M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
10.8K+ 200.8% |
$560K - $623K
|
16.2K
$898K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealth Care Investment Partners, LLC
|
BUY
|
- |
10.5KNew |
$548K - $610K
|
10.5K
$586K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.41K+ 7.41% |
$385K - $428K
|
107K
$5.97M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.04K+ 36.93% |
$314K - $349K
|
22.4K
$1.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
5.57KNew |
$289K - $322K
|
5.57K
$309K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
5.49KNew |
$285K - $317K
|
5.49K
$305K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.26K+ 49.4% |
$273K - $304K
|
15.9K
$885K
|
|
|
Nov 12, 2025
Q3 2025
|
Psi Advisors, LLC
|
BUY
|
- |
5.26K+ 3.81% |
$273K - $304K
|
143K
$7.96M
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
4.91KNew |
$255K - $284K
|
4.91K
$273K
|
|
|
Nov 06, 2025
Q3 2025
|
Integrity Financial Corp
|
BUY
|
- |
4.82K+ 17.8% |
$250K - $279K
|
31.9K
$1.77M
|
|
|
Oct 21, 2025
Q3 2025
|
Hudson Capital Management LLC
|
BUY
|
- |
4.12K+ 2.35% |
$214K - $238K
|
179K
$9.95M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.03KNew |
$209K - $233K
|
4.03K
$224K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
3.87K+ 19.28% |
$201K - $223K
|
23.9K
$1.33M
|
|
|
Oct 06, 2025
Q3 2025
|
Venture Visionary Partners LLC
|
BUY
|
- |
3.7K+ 43.14% |
$192K - $214K
|
12.3K
$682K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
3.12K+ 75.65% |
$162K - $181K
|
7.25K
$403K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
3.02K+ 28.23% |
$157K - $174K
|
13.7K
$761K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
1.99K+ 32.71% |
$104K - $115K
|
8.09K
$450K
|
|
|
Oct 16, 2025
Q3 2025
|
Sheets Smith Wealth Management
|
BUY
|
- |
1.66K+ 17.11% |
$86.2K - $96K
|
11.4K
$631K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.47K+ 10.51% |
$76.5K - $85.2K
|
15.5K
$862K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.4K+ 782.68% |
$72.8K - $81K
|
1.58K
$87.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.24KNew |
$64.1K - $71.4K
|
1.24K
$68.6K
|
|
|
Oct 28, 2025
Q3 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.08K+ 13.19% |
$55.9K - $62.3K
|
9.24K
$514K
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.07K+ 21.19% |
$55.6K - $61.9K
|
6.12K
$340K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
906+ 1.54% |
$47K - $52.4K
|
59.9K
$3.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
383New |
$19.9K - $22.1K
|
383
$21.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
100New |
$5.19K - $5.78K
|
100
$5.56K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
89+ 0.12% |
$4.62K - $5.15K
|
72K
$4M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
13New |
$675 - $752
|
13
$723
|
|
|
Oct 22, 2025
Q3 2025
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
1+ 100.0% |
$51.9 - $57.8
|
2
$111
|
|