Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2026
Q4 2025
|
West Branch Capital LLC
|
BUY
|
- |
19+ 3.53% |
$48.3 - $54.7
|
558
$1.54K
|
|
|
Jan 16, 2026
Q4 2025
|
Crewe Advisors LLC
|
BUY
|
- |
366+ 14.48% |
$930 - $1.05K
|
2.89K
$7.98K
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
SELL
|
- |
-80.5K- 44.09% |
$204K - $232K
|
102K
$282K
|
|
|
Jan 14, 2026
Q4 2025
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
23.3K+ 16.72% |
$59.3K - $67.2K
|
163K
$449K
|
|
|
Jan 14, 2026
Q4 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
622+ 5.47% |
$1.58K - $1.79K
|
12K
$33.1K
|
|
|
Jan 13, 2026
Q4 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
15+ 5.23% |
$38.1 - $43.2
|
302
$834
|
|
|
Jan 13, 2026
Q4 2025
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
13.2K+ 9.63% |
$33.6K - $38.1K
|
150K
$415K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.01KNew |
$2.56K - $2.91K
|
1.01K
$2.78K
|
|
|
Jan 12, 2026
Q4 2025
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-317- 2.89% |
$805 - $913
|
10.7K
$29.4K
|
|
|
Jan 09, 2026
Q4 2025
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
329+ 2.22% |
$836 - $948
|
15.2K
$41.8K
|
|
|
Jan 08, 2026
Q4 2025
|
180 Wealth Advisors, LLC
|
BUY
|
- |
135K+ 64.0% |
$343K - $389K
|
346K
$955K
|
|
|
Jan 08, 2026
Q4 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-7K- 1.19% |
$17.8K - $20.2K
|
579K
$1.6M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-6.76K- 19.73% |
$17.2K - $19.5K
|
27.5K
$75.9K
|
|
|
Jan 07, 2026
Q4 2025
|
Significant Wealth Partners LLC
Cary, IL |
SELL
|
- |
-4.17K- 23.22% |
$10.6K - $12K
|
13.8K
$38K
|
|
|
Jan 07, 2026
Q4 2025
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-13.2K- 39.73% |
$33.5K - $38K
|
20K
$55.3K
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
948+ 4.67% |
$2.46K - $3.29K
|
21.3K
$58.7K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
812+ 2.86% |
$2.1K - $2.82K
|
29.2K
$80.5K
|
|
|
Nov 20, 2025
Q3 2025
|
Tweedy Browne Co.
Tweedy, Browne CO LLC | Stamford, Ct
|
BUY
|
- |
72.6K+ 108.29% |
$188K - $252K
|
140K
$385K
|
|
|
Nov 20, 2025
Q3 2025
|
Mayport, LLC
|
BUY
|
- |
20.6KNew |
$53.3K - $71.4K
|
20.6K
$56.8K
|
|
|
Nov 19, 2025
Q3 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-1.46K- 49.46% |
$3.78K - $5.07K
|
1.49K
$4.12K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.26K+ 16.98% |
$11K - $14.8K
|
29.3K
$81K
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-4.87K- 1.76% |
$12.6K - $16.9K
|
272K
$751K
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
487K+ 70.51% |
$1.26M - $1.69M
|
1.18M
$3.25M
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
74.1K+ 23.17% |
$192K - $257K
|
394K
$1.09M
|
|
|
Nov 17, 2025
Q3 2025
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-277K- 50.78% |
$717K - $961K
|
268K
$741K
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
136K+ 151.89% |
$351K - $470K
|
225K
$621K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.62M+ 236.14% |
$6.8M - $9.11M
|
3.74M
$10.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
3.38M+ 267.42% |
$8.76M - $11.7M
|
4.65M
$12.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-5.43M- 96.0% |
$14.1M - $18.9M
|
226K
$625K
|
|
|
Nov 14, 2025
Q3 2025
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
400+ 3.19% |
$1.04K - $1.39K
|
13K
$35.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
36.3K+ 32.54% |
$94K - $126K
|
148K
$408K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
20.7K+ 11.4% |
$53.6K - $71.8K
|
202K
$558K
|
|
|
Nov 14, 2025
Q3 2025
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
378K+ 103.0% |
$980K - $1.31M
|
746K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
89KNew |
$231K - $309K
|
89K
$246K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-46.5K- 22.27% |
$120K - $161K
|
162K
$448K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.9K- 4.82% |
$82.5K - $111K
|
629K
$1.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-179K- 5.75% |
$463K - $621K
|
2.93M
$8.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
955+ 4.62% |
$2.47K - $3.31K
|
21.6K
$59.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-7.2K- 20.63% |
$18.6K - $25K
|
27.7K
$76.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.04K- 11.61% |
$18.2K - $24.4K
|
53.6K
$148K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
1.51M+ 28.59% |
$3.9M - $5.23M
|
6.77M
$18.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Natixis
Paris, I0 |
BUY
|
- |
25+ 2.95% |
$64.8 - $86.8
|
873
$2.41K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.82K+ 222.92% |
$4.71K - $6.31K
|
2.64K
$7.27K
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
191K+ 521.86% |
$494K - $662K
|
227K
$628K
|
|
|
Nov 14, 2025
Q3 2025
|
Aigen Investment Management, LP
|
BUY
|
- |
46.1K+ 91.93% |
$119K - $160K
|
96.2K
$266K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.28K+ 2.53% |
$11.1K - $14.9K
|
173K
$479K
|
|
|
Nov 14, 2025
Q3 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
121K+ 88.7% |
$313K - $420K
|
257K
$711K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-479- 3.77% |
$1.24K - $1.66K
|
12.2K
$33.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.04KNew |
$5.28K - $7.07K
|
2.04K
$5.62K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-49.3K- 36.52% |
$128K - $171K
|
85.7K
$237K
|
|