Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
456+ 14.46% |
$1.9K - $2.44K
|
3.61K
$15.5K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
38.9K+ 158.52% |
$162K - $208K
|
63.5K
$273K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
43.8K+ 14.63% |
$182K - $234K
|
343K
$1.47M
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
750+ 0.4% |
$3.12K - $4.01K
|
190K
$818K
|
|
|
Jan 30, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-2.46K- 73.96% |
$10.2K - $13.1K
|
865
$3.72K
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-752- 2.57% |
$3.13K - $4.02K
|
28.5K
$123K
|
|
|
Jan 30, 2025
Q4 2024
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
BUY
|
- |
4.4K+ 1.66% |
$18.3K - $23.5K
|
270K
$1.16M
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
787New |
$3.27K - $4.2K
|
787
$3.38K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-37.7K- 76.8% |
$157K - $201K
|
11.4K
$49K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2K- 92.97% |
$8.31K - $10.7K
|
151
$649
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-2.27K- 8.91% |
$9.42K - $12.1K
|
23.2K
$99.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
SELL
|
- |
-811K- 9.08% |
$3.37M - $4.33M
|
8.13M
$34.9M
|
|
|
Jan 29, 2025
Q4 2024
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
140+ 3.51% |
$582 - $748
|
4.13K
$17.7K
|
|
|
Jan 29, 2025
Q4 2024
|
Carnegie Lake Advisors LLC
Princeton, NJ |
SELL
|
- |
-5K- 21.63% |
$20.8K - $26.7K
|
18.1K
$77.9K
|
|
|
Jan 28, 2025
Q4 2024
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-2.54K- 5.01% |
$10.6K - $13.6K
|
48.2K
$207K
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
573+ 3.58% |
$2.38K - $3.06K
|
16.6K
$71.3K
|
|
|
Jan 28, 2025
Q4 2024
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-25.7K- 49.03% |
$107K - $137K
|
26.8K
$115K
|
|
|
Jan 28, 2025
Q4 2024
|
Empowered Funds, LLC
|
BUY
|
- |
21.7K+ 144.13% |
$90.5K - $116K
|
36.8K
$158K
|
|
|
Jan 28, 2025
Q4 2024
|
Stephens Inc
|
SELL
|
- |
-1K- 4.6% |
$4.16K - $5.34K
|
20.7K
$89.1K
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
1.94K+ 0.94% |
$8.07K - $10.4K
|
209K
$900K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
539+ 1.0% |
$2.24K - $2.88K
|
54.7K
$235K
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
253KNew |
$1.05M - $1.35M
|
253K
$1.09M
|
|
|
Jan 27, 2025
Q4 2024
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
1.39K+ 10.92% |
$5.79K - $7.43K
|
14.1K
$60.8K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
25New |
$104 - $134
|
25
$108
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
66.9K+ 265.17% |
$278K - $357K
|
92.1K
$396K
|
|
|
Jan 23, 2025
Q4 2024
|
Emc Capital Management
Houston, TX |
BUY
|
- |
10.8K+ 107.62% |
$44.8K - $57.5K
|
20.8K
$89.3K
|
|
|
Jan 23, 2025
Q4 2024
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
69+ 3.52% |
$287 - $368
|
2.03K
$8.72K
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
2.2KNew |
$9.15K - $11.7K
|
2.2K
$9.46K
|
|
|
Jan 22, 2025
Q4 2024
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-17.2K- 35.58% |
$71.5K - $91.7K
|
31.1K
$134K
|
|
|
Jan 22, 2025
Q4 2024
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
31.9K+ 199.76% |
$133K - $170K
|
47.8K
$206K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
52+ 0.29% |
$216 - $278
|
17.7K
$76K
|
|
|
Jan 21, 2025
Q4 2024
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
1.75KNew |
$7.28K - $9.35K
|
1.75K
$7.53K
|
|
|
Jan 21, 2025
Q4 2024
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
61.1KNew |
$254K - $326K
|
61.1K
$263K
|
|
|
Jan 17, 2025
Q4 2024
|
Xml Financial, LLC
|
SELL
|
- |
-1.1M- 53.73% |
$4.57M - $5.87M
|
946K
$4.07M
|
|
|
Jan 17, 2025
Q4 2024
|
West Branch Capital LLC
|
SELL
|
- |
-1.52K- 75.22% |
$6.31K - $8.11K
|
500
$2.15K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.49K- 19.75% |
$10.4K - $13.3K
|
10.1K
$43.5K
|
|
|
Jan 17, 2025
Q4 2024
|
Traynor Capital Management, Inc.
|
BUY
|
- |
1.57K+ 14.86% |
$6.53K - $8.38K
|
12.1K
$52.2K
|
|
|
Jan 17, 2025
Q4 2024
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
16.3K+ 21.22% |
$67.9K - $87.1K
|
93.2K
$401K
|
|
|
Jan 17, 2025
Q4 2024
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-28K- 44.13% |
$117K - $150K
|
35.5K
$153K
|
|
|
Jan 15, 2025
Q4 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
18.3KNew |
$76K - $97.5K
|
18.3K
$78.5K
|
|
|
Jan 15, 2025
Q4 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-751- 5.06% |
$3.12K - $4.01K
|
14.1K
$60.6K
|
|
|
Jan 14, 2025
Q4 2024
|
West Financial Advisors, LLC
|
BUY
|
- |
256New |
$1.06K - $1.37K
|
256
$1.1K
|
|
|
Jan 14, 2025
Q4 2024
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
7.33K+ 52.76% |
$30.5K - $39.1K
|
21.2K
$91.2K
|
|
|
Jan 14, 2025
Q4 2024
|
Decker Retirement Planning Inc.
Levi, UT |
BUY
|
- |
350New |
$1.46K - $1.87K
|
350
$1.51K
|
|
|
Jan 13, 2025
Q4 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.59K+ 79.98% |
$6.6K - $8.47K
|
3.57K
$15.3K
|
|
|
Jan 13, 2025
Q4 2024
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-15.2K- 35.92% |
$63.3K - $81.3K
|
27.2K
$117K
|
|
|
Jan 10, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.09K+ 22.02% |
$17K - $21.9K
|
22.7K
$97.5K
|
|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-759K- 81.36% |
$3.16M - $4.05M
|
174K
$748K
|
|
|
Jan 06, 2025
Q4 2024
|
Ridgeline Wealth, LLC
Mesa, AZ |
BUY
|
- |
94.3KNew |
$392K - $504K
|
94.3K
$406K
|
|
| Q3 2024 | |||||||
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-21.9K- 24.17% |
$104K - $123K
|
68.9K
$296K
|
|