Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
CALL |
154K+ 344.17% |
$1.2M - $1.38M
|
198K
$836K
|
|
|
Aug 08, 2022
Q4 2021
|
Miller Wealth Advisors, LLC
|
BUY
|
- |
700New |
$5.48K - $6.3K
|
700
$2.95K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-8KClosed |
$62.6K - $72K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11.8KNew |
$92.6K - $106K
|
11.8K
$49.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-3.5KClosed |
$27.4K - $31.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-500Closed |
$3.92K - $4.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-6.2K- 99.25% |
$48.5K - $55.8K
|
47
$198
|
|
|
Feb 14, 2022
Q4 2021
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
320New |
$2.51K - $2.88K
|
320
$1.35K
|
|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-8.7K- 6.51% |
$68.1K - $78.3K
|
125K
$527K
|
|
|
Feb 11, 2022
Q4 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.4KClosed |
$57.9K - $66.6K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Alterna Wealth Management, Inc
Houston, TX |
SELL
|
- |
-31.9KClosed |
$250K - $287K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-16.8KClosed |
$132K - $151K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-900Closed |
$7.05K - $8.1K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-11.1KClosed |
$86.9K - $99.9K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
11.7KNew |
$91.6K - $105K
|
11.7K
$49.4K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-84.2KClosed |
$659K - $758K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-2.5K- 63.05% |
$19.6K - $22.5K
|
1.47K
$6.18K
|
|
|
Jan 21, 2022
Q4 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
1K+ 50.0% |
$7.83K - $9K
|
3K
$12.7K
|
|
|
Jan 19, 2022
Q4 2021
|
Peoples Financial Services Corp.
|
BUY
|
- |
2+ 0.99% |
$15.7 - $18
|
205
$865
|
|
|
Jan 05, 2022
Q4 2021
|
Corsicana & Co.
|
BUY
|
- |
10K+ 20.0% |
$78.3K - $90K
|
60K
$253K
|
|
| Q3 2021 | |||||||
|
Dec 30, 2022
Q3 2021
|
Warther Private Wealth, LLC
Akron, OH |
BUY
|
- |
14.6KNew |
$112K - $123K
|
14.6K
$61.4K
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-2.4KClosed |
$18.5K - $20.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-20.1KClosed |
$154K - $170K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-20KClosed |
$154K - $169K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-6KClosed |
$46.1K - $50.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Sante Capital Fund, LP
|
SELL
|
- |
-404KClosed |
$3.1M - $3.41M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-3.66MClosed |
$28.1M - $30.9M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-15.8KClosed |
$122K - $134K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-11.1KClosed |
$85.1K - $93.6K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Compton Capital Management Inc
|
SELL
|
- |
-10.8KClosed |
$82.7K - $90.9K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-14.7KClosed |
$113K - $124K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-27KClosed |
$208K - $228K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$76.9K - $84.6K
|
10K
$42.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-11.2KClosed |
$85.7K - $94.3K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-597Closed |
$4.59K - $5.05K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
400New |
$3.08K - $3.38K
|
400
$1.69K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-955- 0.27% |
$7.34K - $8.08K
|
351K
$1.48M
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-7.65KClosed |
$58.8K - $64.7K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
2.61KNew |
$20.1K - $22.1K
|
2.61K
$11K
|
|
|
Oct 20, 2021
Q3 2021
|
Wambolt & Associates, LLC
|
SELL
|
- |
-21.4KClosed |
$165K - $181K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
5.88KNew |
$45.2K - $49.7K
|
5.88K
$24.8K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2New |
$15.4 - $16.9
|
2
$8.44
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-22.3KClosed |
$170K - $206K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-10.5KClosed |
$79.6K - $96.4K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-125KClosed |
$950K - $1.15M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
20New |
$152 - $184
|
20
$84.4
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-487KClosed |
$3.71M - $4.49M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.9KClosed |
$98.7K - $119K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$89.5K - $108K
|
0
$0
|
|