Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2021
Q2 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-37.1KClosed |
$283K - $342K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-59.1KClosed |
$451K - $545K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
2.7K+ 207.69% |
$20.6K - $24.9K
|
4K
$16.9K
|
|
|
Aug 10, 2021
Q2 2021
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-24.7KClosed |
$188K - $228K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.32KClosed |
$25.3K - $30.6K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
BUY
|
PUT |
2.14KNew |
$16.3K - $19.7K
|
2.14K
$9.04K
|
|
|
Aug 05, 2021
Q2 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-131Closed |
$998 - $1.21K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$1.91K - $2.31K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-120Closed |
$914 - $1.11K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
101KNew |
$773K - $935K
|
101K
$428K
|
|
|
Jul 09, 2021
Q2 2021
|
Ferguson Shapiro LLC
|
BUY
|
- |
12.3KNew |
$93.9K - $114K
|
12.3K
$52K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-19.8KClosed |
$109K - $158K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Draper Asset Management, LLC
Smithtown, NY |
SELL
|
PUT |
-25KClosed |
$138K - $200K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-657Closed |
$3.62K - $5.24K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-11.8KClosed |
$65K - $94.1K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-34.2KClosed |
$189K - $273K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-2.92KClosed |
$16.1K - $23.3K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-33KClosed |
$182K - $263K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-600Closed |
$3.31K - $4.79K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-10.2KClosed |
$56.2K - $81.4K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Bt Wealth Management LLC
|
SELL
|
- |
-13.8KClosed |
$76K - $110K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Rda Financial Network
|
SELL
|
- |
-21.3KClosed |
$117K - $170K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-20.3KClosed |
$112K - $162K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-400Closed |
$2.2K - $3.19K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-71.9KClosed |
$396K - $574K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-64.9KClosed |
$358K - $518K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 18, 2021
Q4 2020
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-30.9KClosed |
$153K - $173K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-10.2KClosed |
$50.4K - $57K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-25KClosed |
$124K - $140K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-509Closed |
$2.52K - $2.85K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-945Closed |
$4.68K - $5.29K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-393Closed |
$1.95K - $2.2K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-100Closed |
$495 - $560
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-11.7KClosed |
$57.7K - $65.3K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-28KClosed |
$139K - $157K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-14.9KClosed |
$73.8K - $83.4K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-2.73KClosed |
$13.5K - $15.3K
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Norway Savings Bank
|
SELL
|
- |
-100Closed |
$495 - $560
|
0
$0
|
|
| Q3 2020 | |||||||
|
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-1.06KClosed |
$4.94K - $5.45K
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-159KClosed |
$742K - $820K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-14.7KClosed |
$68.7K - $75.9K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
PUT |
-200KClosed |
$936K - $1.03M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-10.2K- 31.68% |
$47.7K - $52.7K
|
22K
$92.8K
|
|
|
Nov 10, 2020
Q3 2020
|
Essex Financial Services, Inc.
|
SELL
|
- |
-32.8KClosed |
$154K - $170K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.51KClosed |
$7.08K - $7.82K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-58.8KClosed |
$275K - $304K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-15.1KClosed |
$70.6K - $78K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-200Closed |
$936 - $1.03K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-1KClosed |
$4.68K - $5.17K
|
0
$0
|
|