Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2019
Q2 2019
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-13.7KClosed |
$85.4K - $93.4K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-2.16KClosed |
$13.5K - $14.8K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-13.3KClosed |
$82.8K - $90.6K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
PUT |
-7.5KClosed |
$46.8K - $51.2K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-274KClosed |
$1.71M - $1.87M
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-72.8KClosed |
$455K - $497K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-1.2KClosed |
$7.49K - $8.2K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-12KClosed |
$74.9K - $82K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-16.4KClosed |
$102K - $112K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-63.8KClosed |
$398K - $436K
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$71.2K - $77.9K
|
0
$0
|
|
|
Jul 12, 2019
Q2 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-12KClosed |
$74.8K - $81.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
BUY
|
- |
100New |
$627 - $693
|
100
$430
|
|
|
May 15, 2019
Q1 2019
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-12.6KClosed |
$78.9K - $87.2K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-13.3KClosed |
$83.2K - $91.9K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-31.1KClosed |
$195K - $215K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-224KClosed |
$1.4M - $1.55M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-112KClosed |
$703K - $778K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.6KClosed |
$72.8K - $80.4K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Ubs Group Ag
|
BUY
|
CALL |
49.5KNew |
$310K - $343K
|
49.5K
$213K
|
|
|
May 13, 2019
Q1 2019
|
Tcw Group Inc
|
SELL
|
- |
-38.5KClosed |
$241K - $267K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-108KClosed |
$676K - $748K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Burney CO
Reston, VA |
SELL
|
- |
-22.9KClosed |
$144K - $159K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
BUY
|
- |
1.11MNew |
$6.93M - $7.66M
|
1.11M
$4.76M
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-206KClosed |
$1.29M - $1.43M
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-40KClosed |
$251K - $277K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-400Closed |
$2.51K - $2.77K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Community Bank, N.A.
|
SELL
|
- |
-268Closed |
$1.68K - $1.86K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-1K- 50.0% |
$6.27K - $6.93K
|
1K
$4.3K
|
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-126KClosed |
$788K - $871K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-77Closed |
$483 - $534
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-131Closed |
$821 - $908
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-1.7KClosed |
$10.7K - $11.8K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
2.7KNew |
$15.6K - $19.6K
|
2.7K
$11.6K
|
|
|
Feb 14, 2019
Q4 2018
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-18.7KClosed |
$108K - $136K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
1.48KNew |
$8.54K - $10.8K
|
1.48K
$6.36K
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.02KClosed |
$11.6K - $14.7K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-18KClosed |
$104K - $131K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1KClosed |
$5.77K - $7.27K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-3.81KClosed |
$22K - $27.7K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ims Capital Management
|
SELL
|
- |
-800Closed |
$4.62K - $5.82K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-260Closed |
$1.5K - $1.89K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-26.5KClosed |
$153K - $193K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-10Closed |
$57.7 - $72.7
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
40.5KNew |
$234K - $294K
|
40.5K
$174K
|
|
|
Jan 25, 2019
Q4 2018
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-15KClosed |
$86.8K - $109K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$6.63K - $8.35K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-1.65KClosed |
$9.52K - $12K
|
0
$0
|
|