Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
4.78KNew |
$12.4K - $16.6K
|
4.78K
$13.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-5.43M- 96.0% |
$14.1M - $18.9M
|
226K
$625K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-205K- 49.61% |
$530K - $710K
|
208K
$574K
|
|
|
Nov 14, 2025
Q3 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-514K- 44.7% |
$1.33M - $1.78M
|
636K
$1.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Point72 Europe (London) LLP
London, X0 |
BUY
|
- |
1.92KNew |
$4.98K - $6.68K
|
1.92K
$5.31K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-4.12K- 15.96% |
$10.7K - $14.3K
|
21.7K
$59.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-2.58K- 8.84% |
$6.69K - $8.97K
|
26.6K
$73.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
274K+ 679.27% |
$709K - $950K
|
314K
$867K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10.9K+ 51.24% |
$28.3K - $37.9K
|
32.3K
$89K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
146K+ 44.65% |
$379K - $507K
|
474K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Gendell Jeffrey L
Greenwich, CT |
BUY
|
- |
3.17MNew |
$8.2M - $11M
|
3.17M
$8.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
39.7K+ 15.12% |
$103K - $138K
|
302K
$835K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
18.4KNew |
$47.6K - $63.8K
|
18.4K
$50.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
279KNew |
$723K - $968K
|
279K
$770K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-20.1K- 35.85% |
$52.1K - $69.8K
|
36K
$99.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
86.4KNew |
$224K - $300K
|
86.4K
$239K
|
|
|
Nov 13, 2025
Q3 2025
|
Crewe Advisors LLC
|
BUY
|
- |
165+ 6.99% |
$427 - $573
|
2.53K
$6.97K
|
|
|
Nov 13, 2025
Q3 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-269- 1.48% |
$697 - $933
|
17.9K
$49.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-154K- 4.27% |
$399K - $535K
|
3.45M
$9.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.3K- 27.44% |
$104K - $140K
|
107K
$294K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
32.1K+ 29.81% |
$83.2K - $112K
|
140K
$386K
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
311New |
$805 - $1.08K
|
311
$858
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
867K+ 9.23% |
$2.25M - $3.01M
|
10.3M
$28.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-321K- 10.52% |
$830K - $1.11M
|
2.73M
$7.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
1.72K+ 4.58% |
$4.44K - $5.95K
|
39.2K
$108K
|
|
|
Nov 13, 2025
Q3 2025
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-2.5K- 5.19% |
$6.48K - $8.68K
|
45.7K
$126K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
233K+ 54.92% |
$604K - $809K
|
658K
$1.81M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
722KNew |
$1.87M - $2.5M
|
722K
$1.99M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.05MNew |
$2.71M - $3.63M
|
1.05M
$2.88M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
1.05K+ 2.05% |
$2.71K - $3.63K
|
52.1K
$144K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.04K+ 5.61% |
$10.5K - $14K
|
76.1K
$210K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
2.76M+ 70.68% |
$7.15M - $9.58M
|
6.67M
$18.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
106K+ 111.0% |
$274K - $366K
|
201K
$554K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-187K- 77.64% |
$484K - $648K
|
53.8K
$149K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
267K+ 253.91% |
$692K - $927K
|
373K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
7.38K+ 18.83% |
$19.1K - $25.6K
|
46.6K
$128K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-573- 3.1% |
$1.48K - $1.99K
|
17.9K
$49.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.57K- 12.05% |
$6.65K - $8.91K
|
18.8K
$51.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Le Clair Wealth Partners LLC
Dublin, OH |
SELL
|
- |
-64.8K- 61.57% |
$168K - $225K
|
40.4K
$112K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
12+ 0.17% |
$31.1 - $41.6
|
7.01K
$19.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
51.6KNew |
$134K - $179K
|
51.6K
$143K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-66.9K- 19.27% |
$173K - $232K
|
280K
$774K
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-12.8K- 37.98% |
$33.1K - $44.3K
|
20.8K
$57.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-3.25K- 8.57% |
$8.42K - $11.3K
|
34.7K
$95.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-7.77K- 14.54% |
$20.1K - $27K
|
45.7K
$126K
|
|
|
Nov 12, 2025
Q3 2025
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.7K- 13.39% |
$4.4K - $5.9K
|
11K
$30.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
456+ 4.85% |
$1.18K - $1.58K
|
9.86K
$27.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.7K+ 3.24% |
$71.8K - $96.2K
|
883K
$2.44M
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
175K+ 201.56% |
$453K - $607K
|
262K
$722K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
3K+ 469.48% |
$7.77K - $10.4K
|
3.64K
$10K
|
|