Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
75+ 0.39% |
$194 - $260
|
19.1K
$52.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Vsm Wealth Advisory, LLC
Hunt Valley, MD |
BUY
|
- |
340+ 5.11% |
$881 - $1.18K
|
6.99K
$19.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-262- 5.59% |
$679 - $909
|
4.42K
$12.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
293K+ 201.54% |
$760K - $1.02M
|
439K
$1.21M
|
|
|
Nov 12, 2025
Q3 2025
|
Navalign, LLC
|
BUY
|
- |
10.1KNew |
$26.1K - $34.9K
|
10.1K
$27.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
29.9K+ 1.97% |
$77.5K - $104K
|
1.55M
$4.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
22.4KNew |
$58K - $77.7K
|
22.4K
$61.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
6.53K+ 55.14% |
$16.9K - $22.7K
|
18.4K
$50.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
29.3KNew |
$75.9K - $102K
|
29.3K
$80.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
19.1KNew |
$49.5K - $66.3K
|
19.1K
$52.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
56.1K+ 69.07% |
$145K - $195K
|
137K
$379K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.2K+ 5.77% |
$29K - $38.9K
|
205K
$567K
|
|
|
Nov 12, 2025
Q3 2025
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
143K+ 525.31% |
$370K - $495K
|
170K
$469K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-28.5K- 21.92% |
$73.8K - $98.9K
|
102K
$280K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.69K+ 1446.15% |
$4.38K - $5.87K
|
1.81K
$4.99K
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.45K- 5.89% |
$6.33K - $8.48K
|
39K
$108K
|
|
|
Nov 10, 2025
Q3 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-3.84K- 7.79% |
$9.94K - $13.3K
|
45.4K
$125K
|
|
|
Nov 10, 2025
Q3 2025
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
2.44KNew |
$6.31K - $8.45K
|
2.44K
$6.72K
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
19.4KNew |
$50.2K - $67.2K
|
19.4K
$53.5K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-922- 5.49% |
$2.39K - $3.2K
|
15.9K
$43.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.34K- 2.5% |
$3.47K - $4.64K
|
52.2K
$144K
|
|
|
Nov 07, 2025
Q3 2025
|
Denali Advisors LLC
|
SELL
|
- |
-20K- 16.02% |
$51.9K - $69.5K
|
105K
$290K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
525+ 4.84% |
$1.36K - $1.82K
|
11.4K
$31.4K
|
|
|
Nov 07, 2025
Q3 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
136K+ 39.28% |
$351K - $470K
|
481K
$1.33M
|
|
|
Nov 06, 2025
Q3 2025
|
Wealthfront Advisers LLC
|
BUY
|
- |
364+ 0.93% |
$943 - $1.26K
|
39.4K
$109K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.38K- 2.57% |
$3.58K - $4.8K
|
52.5K
$145K
|
|
|
Nov 06, 2025
Q3 2025
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-27.9K- 4.95% |
$72.3K - $96.8K
|
536K
$1.48M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-782- 12.11% |
$2.03K - $2.71K
|
5.68K
$15.7K
|
|
|
Nov 06, 2025
Q3 2025
|
Naviter Wealth, LLC
|
SELL
|
- |
-184K- 27.03% |
$476K - $638K
|
496K
$1.37M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
116+ 0.19% |
$300 - $403
|
60.2K
$166K
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
7.99K+ 10.83% |
$20.7K - $27.7K
|
81.8K
$226K
|
|
|
Nov 05, 2025
Q3 2025
|
Gables Capital Management Inc.
|
BUY
|
- |
1.2KNew |
$3.11K - $4.16K
|
1.2K
$3.31K
|
|
|
Nov 05, 2025
Q3 2025
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-14.6K- 12.14% |
$37.8K - $50.7K
|
106K
$292K
|
|
|
Nov 04, 2025
Q3 2025
|
Cherry Creek Investment Advisors, Inc.
|
SELL
|
- |
-17.7K- 36.13% |
$45.9K - $61.5K
|
31.3K
$86.4K
|
|
|
Nov 04, 2025
Q3 2025
|
A4 Wealth Advisors LLC
Huntersville, NC |
BUY
|
- |
12.4KNew |
$32.1K - $43K
|
12.4K
$34.2K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
256+ 3.49% |
$663 - $888
|
7.59K
$21K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.74K- 24.97% |
$12.3K - $16.4K
|
14.2K
$39.3K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1.69K- 7.33% |
$4.37K - $5.85K
|
21.3K
$58.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Imc Chicago, LLC
|
BUY
|
- |
539KNew |
$1.4M - $1.87M
|
539K
$1.49M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
3.8KNew |
$9.84K - $13.2K
|
3.8K
$10.5K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-35.6K- 18.78% |
$92.2K - $124K
|
154K
$425K
|
|
|
Nov 03, 2025
Q3 2025
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-1.21K- 9.95% |
$3.14K - $4.21K
|
11K
$30.3K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
800New |
$2.07K - $2.78K
|
800
$2.21K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
226+ 1.92% |
$585 - $784
|
12K
$33.2K
|
|
|
Nov 03, 2025
Q3 2025
|
Hallmark Capital Management Inc
|
BUY
|
- |
3New |
$7.77 - $10.4
|
3
$8.28
|
|
|
Nov 03, 2025
Q3 2025
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
6.66K+ 59.06% |
$17.3K - $23.1K
|
17.9K
$49.5K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
1.76K+ 12.72% |
$4.57K - $6.12K
|
15.6K
$43.1K
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
22.5K+ 18.74% |
$58.3K - $78.1K
|
143K
$393K
|
|
|
Oct 31, 2025
Q3 2025
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-4.43K- 8.99% |
$11.5K - $15.4K
|
44.8K
$124K
|
|
|
Oct 30, 2025
Q3 2025
|
Flagship Wealth Advisors, LLC
Wakefield, MA |
BUY
|
- |
163New |
$422 - $566
|
163
$450
|
|