Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
19.6KNew |
$92.9K - $110K
|
19.6K
$82.4K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.64K- 71.17% |
$7.78K - $9.17K
|
663
$2.79K
|
|
|
Nov 12, 2024
Q3 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-328K- 36.75% |
$1.56M - $1.83M
|
564K
$2.37M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
623K+ 29.49% |
$2.96M - $3.49M
|
2.73M
$11.5M
|
|
|
Nov 12, 2024
Q3 2024
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
10.2KNew |
$48.5K - $57.2K
|
10.2K
$43K
|
|
|
Nov 12, 2024
Q3 2024
|
Wealthfront Advisers LLC
|
BUY
|
- |
8.44K+ 59.11% |
$40.1K - $47.2K
|
22.7K
$95.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
628+ 2.6% |
$2.98K - $3.52K
|
24.8K
$104K
|
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$22.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-700- 5.4% |
$3.33K - $3.92K
|
12.3K
$51.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
14.5K+ 123.19% |
$68.7K - $81K
|
26.2K
$110K
|
|
|
Nov 12, 2024
Q3 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-21.9K- 17.05% |
$104K - $123K
|
107K
$448K
|
|
|
Nov 08, 2024
Q3 2024
|
Simplex Trading, LLC
|
BUY
|
- |
14.9KNew |
$70.7K - $83.3K
|
14.9K
$62.6K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-62.1K- 5.82% |
$295K - $348K
|
1M
$4.23M
|
|
|
Nov 08, 2024
Q3 2024
|
Smh Capital Advisors Inc
|
BUY
|
- |
44.3K+ 43.73% |
$210K - $248K
|
146K
$613K
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.7K+ 857.41% |
$17.6K - $20.7K
|
4.14K
$17.4K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.9K- 3.46% |
$51.7K - $61K
|
304K
$1.28M
|
|
|
Nov 07, 2024
Q3 2024
|
Beacon Capital Management, LLC
|
BUY
|
- |
56+ 3.45% |
$266 - $314
|
1.68K
$7.07K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.16K+ 5.51% |
$5.51K - $6.5K
|
22.2K
$93.5K
|
|
|
Nov 06, 2024
Q3 2024
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
167+ 10.92% |
$793 - $935
|
1.7K
$7.14K
|
|
|
Nov 05, 2024
Q3 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
1.06K+ 3.69% |
$5.03K - $5.93K
|
29.8K
$125K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
890New |
$4.23K - $4.98K
|
890
$3.75K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
586+ 1.52% |
$2.78K - $3.28K
|
39.1K
$165K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.63K
|
|
|
Oct 30, 2024
Q3 2024
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
1.5K+ 10.71% |
$7.13K - $8.4K
|
15.5K
$65.3K
|
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$187K
|
|
|
Oct 29, 2024
Q3 2024
|
Kg&L Capital Management,Llc
|
BUY
|
- |
116+ 1.12% |
$551 - $650
|
10.5K
$44.1K
|
|
|
Oct 29, 2024
Q3 2024
|
Silicon Valley Capital Partners
|
SELL
|
- |
-3.02KClosed |
$14.3K - $16.9K
|
0
$0
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
747+ 3.6% |
$3.55K - $4.18K
|
21.5K
$90.4K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-505K- 57.17% |
$2.4M - $2.83M
|
378K
$1.59M
|
|
|
Oct 25, 2024
Q3 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.74K- 33.2% |
$32K - $37.7K
|
13.6K
$57.1K
|
|
|
Oct 24, 2024
Q3 2024
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
436+ 2.09% |
$2.07K - $2.44K
|
21.3K
$89.7K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-11K- 48.09% |
$52.4K - $61.7K
|
11.9K
$50.1K
|
|
|
Oct 23, 2024
Q3 2024
|
West Michigan Advisors, LLC
Holland, MI |
BUY
|
- |
17KNew |
$80.7K - $95.2K
|
17K
$71.5K
|
|
|
Oct 22, 2024
Q3 2024
|
Detalus Advisors, LLC
|
BUY
|
- |
1K+ 8.33% |
$4.75K - $5.6K
|
13K
$54.7K
|
|
|
Oct 22, 2024
Q3 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
12KNew |
$57K - $67.2K
|
12K
$50.5K
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
24.2KNew |
$115K - $135K
|
24.2K
$102K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.57K- 20.94% |
$7.44K - $8.77K
|
5.91K
$24.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
84.1K+ 11.03% |
$399K - $471K
|
846K
$3.56M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.2K- 1.73% |
$5.7K - $6.73K
|
68.4K
$288K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
174K+ 14.51% |
$827K - $974K
|
1.37M
$5.78M
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
36+ 400.0% |
$171 - $202
|
45
$189
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1K- 45.45% |
$4.75K - $5.6K
|
1.2K
$5.05K
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
357K+ 93.78% |
$1.7M - $2M
|
738K
$3.11M
|
|
|
Oct 11, 2024
Q3 2024
|
Rise Advisors, LLC
|
BUY
|
- |
14+ 3.54% |
$66.5 - $78.4
|
410
$1.73K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-7.15K- 4.06% |
$34K - $40K
|
169K
$711K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 07, 2024
Q3 2024
|
Founders Capital Management
|
BUY
|
- |
1K+ 33.33% |
$4.75K - $5.6K
|
4K
$16.8K
|
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
2.28K+ 7.19% |
$10.8K - $12.8K
|
34K
$143K
|
|
|
Oct 04, 2024
Q3 2024
|
Thrive Wealth Management, LLC
|
BUY
|
- |
155+ 0.3% |
$736 - $868
|
52.4K
$221K
|
|
|
Oct 04, 2024
Q3 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
25+ 0.06% |
$119 - $140
|
39.2K
$165K
|