Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2025
Q3 2025
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
1+ 7.14% |
$2.59 - $3.47
|
15
$41.4
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
26.8KNew |
$69.4K - $93K
|
26.8K
$74K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
550+ 1.63% |
$1.42K - $1.91K
|
34.2K
$94.5K
|
|
|
Oct 29, 2025
Q3 2025
|
Gate Pass Capital, LLC
Independence, OH |
BUY
|
- |
205KNew |
$530K - $711K
|
205K
$565K
|
|
|
Oct 29, 2025
Q3 2025
|
Beacon Financial Advisory LLC
|
BUY
|
- |
15.8K+ 102.42% |
$40.9K - $54.8K
|
31.2K
$86.1K
|
|
|
Oct 29, 2025
Q3 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-5.84K- 21.29% |
$15.1K - $20.3K
|
21.6K
$59.6K
|
|
|
Oct 29, 2025
Q3 2025
|
Arkadios Wealth Advisors
|
SELL
|
- |
-5.88K- 13.31% |
$15.2K - $20.4K
|
38.3K
$106K
|
|
|
Oct 29, 2025
Q3 2025
|
Family Wealth Group, LLC
Lexington, KY |
SELL
|
- |
-13.1K- 46.99% |
$34K - $45.6K
|
14.8K
$40.9K
|
|
|
Oct 28, 2025
Q3 2025
|
American Capital Advisory, LLC
Ketchum, ID |
BUY
|
- |
204New |
$528 - $708
|
204
$563
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
16+ 0.16% |
$41.4 - $55.5
|
10.1K
$27.8K
|
|
|
Oct 27, 2025
Q3 2025
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
279+ 1.92% |
$723 - $968
|
14.8K
$40.9K
|
|
|
Oct 24, 2025
Q3 2025
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
203+ 4.59% |
$526 - $704
|
4.63K
$12.8K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
18.6KNew |
$48.3K - $64.7K
|
18.6K
$51.5K
|
|
|
Oct 23, 2025
Q3 2025
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
865+ 2.67% |
$2.24K - $3K
|
33.2K
$91.7K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-712- 1.64% |
$1.84K - $2.47K
|
42.8K
$118K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
BUY
|
- |
24.6K+ 15.61% |
$63.8K - $85.5K
|
183K
$504K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-421K- 40.8% |
$1.09M - $1.46M
|
611K
$1.69M
|
|
|
Oct 22, 2025
Q3 2025
|
Kg&L Capital Management,Llc
|
BUY
|
- |
180+ 1.78% |
$466 - $625
|
10.3K
$28.4K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
4.5K+ 29.22% |
$11.7K - $15.6K
|
19.9K
$54.9K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
10.3K+ 67.76% |
$26.7K - $35.7K
|
25.5K
$70.4K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
6.81K+ 131.64% |
$17.6K - $23.6K
|
12K
$33.1K
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
3.88KNew |
$10K - $13.5K
|
3.88K
$10.7K
|
|
|
Oct 20, 2025
Q3 2025
|
West Branch Capital LLC
|
BUY
|
- |
25+ 4.86% |
$64.8 - $86.8
|
539
$1.49K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
3.62K+ 0.56% |
$9.38K - $12.6K
|
648K
$1.79M
|
|
|
Oct 20, 2025
Q3 2025
|
Carnegie Lake Advisors LLC
Princeton, NJ |
SELL
|
- |
-1.8K- 14.06% |
$4.66K - $6.25K
|
11K
$30.4K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-949- 5.02% |
$2.46K - $3.29K
|
17.9K
$49.5K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
430+ 43000.0% |
$1.11K - $1.49K
|
431
$1.19K
|
|
|
Oct 16, 2025
Q3 2025
|
180 Wealth Advisors, LLC
|
BUY
|
- |
127K+ 151.72% |
$329K - $441K
|
211K
$582K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
5+ 0.03% |
$13 - $17.4
|
18.2K
$50.4K
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
72.6K+ 108.43% |
$188K - $252K
|
140K
$385K
|
|
|
Oct 14, 2025
Q3 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
SELL
|
- |
-15K- 12.92% |
$38.9K - $52.1K
|
101K
$279K
|
|
|
Oct 14, 2025
Q3 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
13+ 4.74% |
$33.7 - $45.1
|
287
$792
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-286- 0.05% |
$741 - $992
|
586K
$1.62M
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
175+ 4.57% |
$453 - $607
|
4K
$11K
|
|
|
Oct 08, 2025
Q3 2025
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-3.14K- 19.79% |
$8.14K - $10.9K
|
12.7K
$35.1K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.57K- 15.15% |
$30K - $38.9K
|
53.6K
$148K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
108KNew |
$339K - $439K
|
108K
$298K
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-9.58K- 45.41% |
$30.1K - $38.9K
|
11.5K
$31.8K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-800- 34.78% |
$2.51K - $3.25K
|
1.5K
$4.14K
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 7.42% |
$4.21K - $5.44K
|
16.7K
$46.2K
|
|
|
Aug 15, 2025
Q2 2025
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
44+ 2.97% |
$138 - $179
|
1.52K
$4.21K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-307K- 85.4% |
$964K - $1.25M
|
52.5K
$145K
|
|
|
Aug 14, 2025
Q2 2025
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-75.9K- 83.7% |
$238K - $308K
|
14.8K
$40.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
6.52K+ 1.27% |
$20.5K - $26.5K
|
521K
$1.44M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-48- 80.0% |
$151 - $195
|
12
$33.1
|
|
|
Aug 14, 2025
Q2 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-8.4K- 7.75% |
$26.4K - $34.1K
|
100K
$276K
|
|
|
Aug 14, 2025
Q2 2025
|
Shaolin Capital Management LLC
Miami, FL |
BUY
|
- |
50KNew |
$157K - $203K
|
50K
$138K
|
|
|
Aug 14, 2025
Q2 2025
|
Shaolin Capital Management LLC
Miami, FL |
BUY
|
PUT |
400KNew |
$1.26M - $1.62M
|
400K
$1.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
11.8K+ 92.24% |
$37K - $47.9K
|
24.6K
$67.8K
|
|
|
Aug 13, 2025
Q2 2025
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
27.5KNew |
$86.2K - $111K
|
27.5K
$75.8K
|
|