Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
57.9KNew |
$182K - $235K
|
57.9K
$160K
|
|
|
Aug 13, 2025
Q2 2025
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
7.16K+ 16.72% |
$22.5K - $29.1K
|
50K
$138K
|
|
|
Aug 13, 2025
Q2 2025
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
20.4KNew |
$64K - $82.8K
|
20.4K
$56.3K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
One Ascent Investment Solutions LLC
Birmingham, AL |
BUY
|
- |
33.2KNew |
$104K - $135K
|
33.2K
$91.8K
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
SELL
|
- |
-22.5K- 99.96% |
$70.6K - $91.3K
|
10
$27.6
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
18New |
$56.5 - $73.1
|
18
$49.7
|
|
|
Aug 11, 2025
Q2 2025
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
5New |
$15.7 - $20.3
|
5
$13.8
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
442+ 3.53% |
$1.39K - $1.79K
|
13K
$35.8K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
8.14K+ 13.48% |
$25.6K - $33K
|
68.5K
$189K
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
11.8KNew |
$37.2K - $48K
|
11.8K
$32.7K
|
|
|
Aug 06, 2025
Q2 2025
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
52+ 2.48% |
$163 - $211
|
2.15K
$5.92K
|
|
|
Aug 05, 2025
Q2 2025
|
Csenge Advisory Group
|
SELL
|
- |
-1- -0.0% |
$3.14 - $4.06
|
43.9K
$121K
|
|
|
Aug 04, 2025
Q2 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
3New |
$9.42 - $12.2
|
3
$8.28
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.2K- 7.03% |
$3.77K - $4.87K
|
15.9K
$43.8K
|
|
|
Jul 30, 2025
Q2 2025
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
300New |
$942 - $1.22K
|
300
$828
|
|
|
Jul 30, 2025
Q2 2025
|
Berkeley Capital Partners, LLC
|
BUY
|
- |
13.4KNew |
$42.2K - $54.5K
|
13.4K
$37.1K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
4.61K+ 1.33% |
$14.5K - $18.7K
|
351K
$970K
|
|
|
Jul 29, 2025
Q2 2025
|
Stephens Inc
|
SELL
|
- |
-4.5K- 21.51% |
$14.1K - $18.3K
|
16.4K
$45.3K
|
|
|
Jul 29, 2025
Q2 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
1.28KNew |
$4K - $5.18K
|
1.28K
$3.52K
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
3.24K+ 38.54% |
$10.2K - $13.1K
|
11.6K
$32.1K
|
|
|
Jul 25, 2025
Q2 2025
|
Cypress Capital Group
|
BUY
|
- |
56.4KNew |
$177K - $229K
|
56.4K
$156K
|
|
|
Jul 24, 2025
Q2 2025
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
12.4KNew |
$38.8K - $50.1K
|
12.4K
$34.1K
|
|
|
Jul 24, 2025
Q2 2025
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
39.4K+ 47.0% |
$124K - $160K
|
123K
$340K
|
|
|
Jul 24, 2025
Q2 2025
|
Comprehensive Money Management Services LLC
Coral Gables, FL |
SELL
|
- |
-2K- 11.4% |
$6.28K - $8.12K
|
15.6K
$42.9K
|
|
|
Jul 22, 2025
Q2 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
2+ 0.01% |
$6.28 - $8.12
|
20K
$55.2K
|
|
|
Jul 18, 2025
Q2 2025
|
Trust CO Of Vermont
|
BUY
|
- |
1.25KNew |
$3.93K - $5.07K
|
1.25K
$3.45K
|
|
|
Jul 17, 2025
Q2 2025
|
Elwood & Goetz Wealth Advisory Group, LLC
Athens, GA |
BUY
|
- |
16.4KNew |
$51.6K - $66.7K
|
16.4K
$45.4K
|
|
|
Jul 16, 2025
Q2 2025
|
American National Bank
|
BUY
|
- |
10KNew |
$31.4K - $40.6K
|
10K
$27.6K
|
|
|
Jul 15, 2025
Q2 2025
|
Littlejohn Financial Services, Inc.
Roseburg, OR |
BUY
|
- |
58.9KNew |
$185K - $239K
|
58.9K
$163K
|
|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
23.8MNew |
$74.7M - $96.6M
|
23.8M
$65.7M
|
|
| Q1 2025 | |||||||
|
Dec 18, 2025
Q1 2025
|
Danske Bank A/S
Copenhagen K, G7 |
BUY
|
- |
5New |
$20.5 - $22.3
|
5
$13.8
|
|
|
Jul 31, 2025
Q1 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-35.3KClosed |
$145K - $157K
|
0
$0
|
|
|
May 16, 2025
Q1 2025
|
Empowered Funds, LLC
|
BUY
|
- |
51.6K+ 139.98% |
$211K - $229K
|
88.4K
$244K
|
|
|
May 15, 2025
Q1 2025
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
4.21K+ 28.06% |
$17.3K - $18.7K
|
19.2K
$53K
|
|
|
May 15, 2025
Q1 2025
|
Gwn Securities Inc.
Palm Beach Gardens, FL |
BUY
|
- |
60.8KNew |
$249K - $271K
|
60.8K
$168K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-84- 0.05% |
$344 - $374
|
182K
$503K
|
|
|
May 15, 2025
Q1 2025
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
PUT |
-440K- 68.73% |
$1.8M - $1.96M
|
200K
$552K
|
|
|
May 15, 2025
Q1 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
336KNew |
$1.38M - $1.5M
|
336K
$928K
|
|
|
May 15, 2025
Q1 2025
|
Point72 Asia (Singapore) Pte. Ltd.
Singapore, U0 |
BUY
|
- |
5New |
$20.5 - $22.3
|
5
$13.8
|
|
|
May 14, 2025
Q1 2025
|
Ieq Capital, LLC
|
BUY
|
- |
29KNew |
$119K - $129K
|
29K
$80K
|
|
|
May 14, 2025
Q1 2025
|
Ellevest, Inc.
|
BUY
|
- |
13.5KNew |
$55.3K - $60K
|
13.5K
$37.2K
|
|
|
May 14, 2025
Q1 2025
|
Graney & King, LLC
Latham, NY |
BUY
|
- |
8New |
$32.8 - $35.6
|
8
$22.1
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1New |
$4.1 - $4.45
|
1
$2.76
|
|
|
May 14, 2025
Q1 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
584K+ 176.06% |
$2.39M - $2.6M
|
915K
$2.53M
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
487K+ 26.64% |
$2M - $2.17M
|
2.32M
$6.39M
|
|
|
May 12, 2025
Q1 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-6.98K- 68.26% |
$28.6K - $31K
|
3.24K
$8.95K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.97K- 6.92% |
$8.09K - $8.78K
|
26.5K
$73.2K
|
|
|
May 06, 2025
Q1 2025
|
Universal Beteiligungs Und Servicegesellschaft Mb H
Frankfurt Am Main, 2M |
BUY
|
- |
106KNew |
$434K - $471K
|
106K
$292K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
56.1K+ 22.18% |
$230K - $249K
|
309K
$852K
|
|