Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 05, 2025
Q1 2025
|
Lindbrook Capital, LLC
|
BUY
|
- |
364+ 551.52% |
$1.49K - $1.62K
|
430
$1.19K
|
|
|
May 01, 2025
Q1 2025
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
525+ 3.29% |
$2.15K - $2.34K
|
16.5K
$45.4K
|
|
|
Apr 30, 2025
Q1 2025
|
M&T Bank Corp
|
BUY
|
- |
25KNew |
$102K - $111K
|
25K
$69K
|
|
|
Apr 23, 2025
Q1 2025
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
9K+ 56.24% |
$36.9K - $40K
|
25K
$69K
|
|
|
Apr 22, 2025
Q1 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
63K+ 12.55% |
$258K - $280K
|
565K
$1.56M
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
400New |
$1.64K - $1.78K
|
400
$1.1K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-10.1K- 87.37% |
$41.3K - $44.8K
|
1.46K
$4.02K
|
|
| Q4 2024 | |||||||
|
Apr 04, 2025
Q4 2024
|
Agh Wealth Advisors, LLC
Wichita, KS |
BUY
|
- |
10KNew |
$41.6K - $53.4K
|
10K
$27.6K
|
|
|
Mar 21, 2025
Q4 2024
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
22.7KNew |
$94.6K - $121K
|
22.7K
$62.7K
|
|
|
Feb 14, 2025
Q4 2024
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
15.5KNew |
$64.5K - $82.8K
|
15.5K
$42.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
77.2K+ 38.21% |
$321K - $412K
|
279K
$771K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
1.47K+ 12.43% |
$6.09K - $7.82K
|
13.3K
$36.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
397+ 3.75% |
$1.65K - $2.12K
|
11K
$30.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
63+ 3.51% |
$262 - $336
|
1.86K
$5.12K
|
|
|
Feb 14, 2025
Q4 2024
|
Centiva Capital, LP
New York, NY |
SELL
|
PUT |
-10K- 91.74% |
$41.6K - $53.4K
|
900
$2.48K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
80.3KNew |
$334K - $429K
|
80.3K
$222K
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
136KNew |
$567K - $728K
|
136K
$376K
|
|
|
Feb 14, 2025
Q4 2024
|
Foursixthree Capital LP
New York, NY |
SELL
|
PUT |
-3.72M- 63.56% |
$15.5M - $19.9M
|
2.13M
$5.89M
|
|
|
Feb 14, 2025
Q4 2024
|
Jain Global LLC
New York, NY |
BUY
|
- |
10.4KNew |
$43.2K - $55.5K
|
10.4K
$28.7K
|
|
|
Feb 13, 2025
Q4 2024
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
103KNew |
$427K - $548K
|
103K
$283K
|
|
|
Feb 13, 2025
Q4 2024
|
Townsquare Capital LLC
|
BUY
|
- |
12.1KNew |
$50.3K - $64.6K
|
12.1K
$33.4K
|
|
|
Feb 13, 2025
Q4 2024
|
Envision Financial Planning, LLC
Memphis, TN |
BUY
|
- |
13KNew |
$54.1K - $69.4K
|
13K
$35.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Cravens & CO Advisors, LLC
Cookeville, TN |
BUY
|
- |
20KNew |
$83.2K - $107K
|
20K
$55.2K
|
|
|
Feb 13, 2025
Q4 2024
|
Edenbrook Capital, LLC
Mount Kisco, NY |
BUY
|
PUT |
200K+ 100.0% |
$832K - $1.07M
|
400K
$1.1M
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-197- 11.61% |
$820 - $1.05K
|
1.5K
$4.14K
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.43K- 6.43% |
$10.1K - $13K
|
35.3K
$97.5K
|
|
|
Feb 12, 2025
Q4 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1+ 6.67% |
$4.16 - $5.34
|
16
$44.2
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
184KNew |
$765K - $982K
|
184K
$507K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$41.7K - $53.5K
|
10K
$27.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-600- 2.11% |
$2.5K - $3.2K
|
27.9K
$77K
|
|
|
Feb 10, 2025
Q4 2024
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
264New |
$1.1K - $1.41K
|
264
$729
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-16.1K- 61.31% |
$66.8K - $85.8K
|
10.1K
$28K
|
|
|
Feb 10, 2025
Q4 2024
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
1.81KNew |
$7.52K - $9.65K
|
1.81K
$4.99K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-182- 64.77% |
$757 - $972
|
99
$273
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
14.4KNew |
$60K - $77K
|
14.4K
$39.8K
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
BUY
|
- |
13.3KNew |
$55.2K - $70.8K
|
13.3K
$36.6K
|
|
|
Feb 06, 2025
Q4 2024
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
5.1K+ 22.32% |
$21.2K - $27.2K
|
28K
$77.1K
|
|
|
Feb 04, 2025
Q4 2024
|
Bank Plus Trust Department
Jackson, MS |
BUY
|
- |
2.02KNew |
$8.42K - $10.8K
|
2.02K
$5.58K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
38.9K+ 158.52% |
$162K - $208K
|
63.5K
$175K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-37.7K- 76.8% |
$157K - $201K
|
11.4K
$31.5K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2K- 92.97% |
$8.31K - $10.7K
|
151
$417
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
25New |
$104 - $134
|
25
$69
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
2.2KNew |
$9.15K - $11.7K
|
2.2K
$6.07K
|
|
|
Jan 23, 2025
Q4 2024
|
Emc Capital Management
Houston, TX |
BUY
|
- |
10.8K+ 107.62% |
$44.8K - $57.5K
|
20.8K
$57.3K
|
|
|
Jan 14, 2025
Q4 2024
|
Decker Retirement Planning Inc.
Levi, UT |
BUY
|
- |
350New |
$1.46K - $1.87K
|
350
$966
|
|
|
Jan 06, 2025
Q4 2024
|
Ridgeline Wealth, LLC
Mesa, AZ |
BUY
|
- |
94.3KNew |
$392K - $504K
|
94.3K
$260K
|
|
| Q3 2024 | |||||||
|
Aug 13, 2025
Q3 2024
|
Stone X Group Inc.
|
BUY
|
- |
10.2KNew |
$48.4K - $57K
|
10.2K
$28.1K
|
|
|
Jun 26, 2025
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
3.77KNew |
$17.9K - $21.1K
|
3.77K
$10.4K
|
|
|
Dec 12, 2024
Q3 2024
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
BUY
|
- |
84.3KNew |
$401K - $472K
|
84.3K
$233K
|
|
|
Nov 15, 2024
Q3 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
6+ 0.95% |
$28.5 - $33.6
|
638
$1.76K
|
|