Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
PUT |
396KNew |
$1.88M - $2.21M
|
396K
$1.09M
|
|
|
Nov 14, 2024
Q3 2024
|
Laird Norton Trust Company, LLC
|
BUY
|
- |
10.7KNew |
$50.7K - $59.8K
|
10.7K
$29.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
10.1KNew |
$48.1K - $56.7K
|
10.1K
$27.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.22KNew |
$5.8K - $6.84K
|
1.22K
$3.37K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
108KNew |
$513K - $605K
|
108K
$298K
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
225KNew |
$1.07M - $1.26M
|
225K
$621K
|
|
|
Nov 14, 2024
Q3 2024
|
Legacy Investment Solutions, LLC
Meridian, ID |
BUY
|
- |
639New |
$3.04K - $3.58K
|
639
$1.76K
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
BUY
|
- |
1K+ 43.48% |
$4.75K - $5.6K
|
3.3K
$9.11K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
623K+ 29.49% |
$2.96M - $3.49M
|
2.73M
$7.55M
|
|
|
Nov 12, 2024
Q3 2024
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
10.2KNew |
$48.5K - $57.2K
|
10.2K
$28.2K
|
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$14.8K
|
|
|
Nov 07, 2024
Q3 2024
|
Beacon Capital Management, LLC
|
BUY
|
- |
56+ 3.45% |
$266 - $314
|
1.68K
$4.63K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
890New |
$4.23K - $4.98K
|
890
$2.46K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.07K
|
|
|
Oct 30, 2024
Q3 2024
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
1.5K+ 10.71% |
$7.13K - $8.4K
|
15.5K
$42.8K
|
|
|
Oct 29, 2024
Q3 2024
|
Silicon Valley Capital Partners
|
SELL
|
- |
-3.02KClosed |
$14.3K - $16.9K
|
0
$0
|
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$122K
|
|
|
Oct 25, 2024
Q3 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.74K- 33.2% |
$32K - $37.7K
|
13.6K
$37.4K
|
|
|
Oct 24, 2024
Q3 2024
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
436+ 2.09% |
$2.07K - $2.44K
|
21.3K
$58.8K
|
|
|
Oct 23, 2024
Q3 2024
|
West Michigan Advisors, LLC
Holland, MI |
BUY
|
- |
17KNew |
$80.7K - $95.2K
|
17K
$46.9K
|
|
|
Oct 22, 2024
Q3 2024
|
Detalus Advisors, LLC
|
BUY
|
- |
1K+ 8.33% |
$4.75K - $5.6K
|
13K
$35.9K
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
24.2KNew |
$115K - $135K
|
24.2K
$66.7K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.2K- 1.73% |
$5.7K - $6.73K
|
68.4K
$189K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
84.1K+ 11.03% |
$399K - $471K
|
846K
$2.34M
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
36+ 400.0% |
$171 - $202
|
45
$124
|
|
|
Oct 11, 2024
Q3 2024
|
Rise Advisors, LLC
|
BUY
|
- |
14+ 3.54% |
$66.5 - $78.4
|
410
$1.13K
|
|
|
Oct 07, 2024
Q3 2024
|
Founders Capital Management
|
BUY
|
- |
1K+ 33.33% |
$4.75K - $5.6K
|
4K
$11K
|
|
|
Oct 04, 2024
Q3 2024
|
Thrive Wealth Management, LLC
|
BUY
|
- |
155+ 0.3% |
$736 - $868
|
52.4K
$145K
|
|
| Q2 2024 | |||||||
|
Dec 17, 2024
Q2 2024
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
BUY
|
- |
8.4KNew |
$43.8K - $47.8K
|
8.4K
$23.2K
|
|
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
100New |
$521 - $569
|
100
$276
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-19- 0.14% |
$99 - $108
|
13.1K
$36.1K
|
|
|
Aug 15, 2024
Q2 2024
|
Copperwynd Financial, LLC
|
BUY
|
- |
29+ 0.11% |
$151 - $165
|
26.7K
$73.7K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
200+ 0.57% |
$1.04K - $1.14K
|
35.4K
$97.7K
|
|
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-53.8K- 25.0% |
$280K - $306K
|
161K
$445K
|
|
|
Aug 14, 2024
Q2 2024
|
Gts Securities LLC
New York, NY |
SELL
|
CALL |
-800- 5.8% |
$4.17K - $4.55K
|
13K
$35.9K
|
|
|
Aug 14, 2024
Q2 2024
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-4.8K- 6.42% |
$25K - $27.3K
|
70K
$193K
|
|
|
Aug 14, 2024
Q2 2024
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
286KNew |
$1.49M - $1.63M
|
286K
$788K
|
|
|
Aug 14, 2024
Q2 2024
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
95.8KNew |
$499K - $545K
|
95.8K
$265K
|
|
|
Aug 14, 2024
Q2 2024
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
2.03K+ 15.02% |
$10.6K - $11.6K
|
15.6K
$43K
|
|
|
Aug 14, 2024
Q2 2024
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
82.9KNew |
$432K - $472K
|
82.9K
$229K
|
|
|
Aug 14, 2024
Q2 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-319- 36.33% |
$1.66K - $1.82K
|
559
$1.54K
|
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.66KNew |
$13.9K - $15.1K
|
2.66K
$7.35K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
12.3K+ 0.89% |
$63.9K - $69.8K
|
1.38M
$3.82M
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
1.03K+ 0.25% |
$5.36K - $5.85K
|
409K
$1.13M
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
1.95KNew |
$10.2K - $11.1K
|
1.95K
$5.38K
|
|
|
Aug 08, 2024
Q2 2024
|
Y.D. More Investments LTD
Ramat Gan, L3 |
BUY
|
- |
3.81M+ 303.64% |
$19.8M - $21.7M
|
5.06M
$14M
|
|
|
Aug 05, 2024
Q2 2024
|
Heritage Wealth Advisors
|
SELL
|
- |
-1.7K- 94.45% |
$8.87K - $9.68K
|
100
$276
|
|
|
Aug 01, 2024
Q2 2024
|
Midland Wealth Advisors LLC
Rockford, IL |
BUY
|
- |
18.4KNew |
$95.9K - $105K
|
18.4K
$50.8K
|
|
|
Jul 30, 2024
Q2 2024
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
4.9KNew |
$25.5K - $27.9K
|
4.9K
$13.5K
|
|
|
Jul 24, 2024
Q2 2024
|
Edge Rock Capital LLC
|
BUY
|
- |
505New |
$2.63K - $2.87K
|
505
$1.39K
|
|