Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Mqs Management LLC
|
BUY
|
- |
14KNew |
$83.1K - $93K
|
14K
$59K
|
|
|
Nov 13, 2023
Q3 2023
|
Aigen Investment Management, LP
|
BUY
|
- |
40.4K+ 232.91% |
$240K - $268K
|
57.7K
$243K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
10.3KNew |
$61.4K - $68.7K
|
10.3K
$43.6K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
10.5KNew |
$62.5K - $70K
|
10.5K
$44.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
28+ 0.11% |
$166 - $186
|
25.6K
$108K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.43K+ 1.33% |
$44.1K - $49.4K
|
568K
$2.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
2K+ 24.01% |
$11.9K - $13.3K
|
10.3K
$43.6K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
624New |
$3.71K - $4.15K
|
624
$2.63K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.13K- 6.62% |
$12.6K - $14.1K
|
30K
$127K
|
|
|
Oct 16, 2023
Q3 2023
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
4.64K+ 0.79% |
$27.6K - $30.9K
|
593K
$2.5M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-575Closed |
$3.42K - $3.82K
|
0
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
73New |
$434 - $485
|
73
$308
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1.5KNew |
$9.12K - $10.4K
|
1.5K
$6.33K
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-1KClosed |
$6.08K - $6.94K
|
0
$0
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
20New |
$122 - $139
|
20
$84.4
|
|
|
Aug 14, 2023
Q2 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.72K+ 16.6% |
$16.6K - $18.9K
|
19.1K
$80.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
28+ 0.13% |
$170 - $194
|
21.4K
$90.5K
|
|
|
Aug 08, 2023
Q2 2023
|
Belvedere Trading LLC
|
SELL
|
CALL |
-100- 0.48% |
$608 - $694
|
20.7K
$87.4K
|
|
|
Aug 08, 2023
Q2 2023
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
1+ 0.01% |
$6.08 - $6.94
|
10.2K
$43.2K
|
|
|
Aug 08, 2023
Q2 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-275- 17.46% |
$1.67K - $1.91K
|
1.3K
$5.49K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-22.9K- 22.71% |
$139K - $159K
|
78.1K
$330K
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-8.03K- 44.01% |
$48.8K - $55.7K
|
10.2K
$43.1K
|
|
|
Jul 28, 2023
Q2 2023
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
10.1KNew |
$61.3K - $69.9K
|
10.1K
$42.5K
|
|
|
Jul 25, 2023
Q2 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-700- 86.31% |
$4.26K - $4.86K
|
111
$468
|
|
|
Jul 24, 2023
Q2 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
110New |
$669 - $763
|
110
$464
|
|
|
Jul 24, 2023
Q2 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
9.82KNew |
$59.7K - $68.1K
|
9.82K
$41.4K
|
|
|
Jul 18, 2023
Q2 2023
|
Cutler Group LP
|
BUY
|
- |
215New |
$1.31K - $1.49K
|
215
$907
|
|
|
Jul 13, 2023
Q2 2023
|
Salvus Wealth Management, LLC
|
BUY
|
- |
14.6KNew |
$88.6K - $101K
|
14.6K
$61.5K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-655- 99.7% |
$3.98K - $4.55K
|
2
$8.44
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3.5K- 25.93% |
$21.3K - $24.3K
|
10K
$42.2K
|
|
|
Jul 10, 2023
Q2 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
80+ 2.83% |
$486 - $555
|
2.9K
$12.3K
|
|
| Q1 2023 | |||||||
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10.4KClosed |
$69.5K - $79.8K
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-800- 1.25% |
$5.34K - $6.13K
|
63.3K
$267K
|
|
|
May 15, 2023
Q1 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-64K- 35.52% |
$427K - $490K
|
116K
$491K
|
|
|
May 15, 2023
Q1 2023
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
55K+ 189.77% |
$367K - $421K
|
83.9K
$354K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.96K+ 7.94% |
$19.8K - $22.7K
|
40.3K
$170K
|
|
|
May 15, 2023
Q1 2023
|
Cipher Capital LP
New York, NY |
BUY
|
- |
3.82K+ 37.7% |
$25.5K - $29.2K
|
13.9K
$58.8K
|
|
|
May 15, 2023
Q1 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
55KNew |
$367K - $421K
|
55K
$232K
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-255- 0.27% |
$1.7K - $1.95K
|
93.2K
$393K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-7.7K- 58.78% |
$51.4K - $59K
|
5.4K
$22.8K
|
|
|
May 12, 2023
Q1 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
38.2KNew |
$255K - $293K
|
38.2K
$161K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.38KNew |
$15.9K - $18.3K
|
2.38K
$10.1K
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 37.5% |
$2K - $2.3K
|
500
$2.11K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
40KNew |
$267K - $306K
|
40K
$169K
|
|
|
May 08, 2023
Q1 2023
|
Equitable Trust CO
|
BUY
|
- |
11KNew |
$73.4K - $84.3K
|
11K
$46.4K
|
|
|
May 08, 2023
Q1 2023
|
Sageworth Trust CO
|
BUY
|
- |
278New |
$1.85K - $2.13K
|
278
$1.17K
|
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.52K- 14.82% |
$16.8K - $19.3K
|
14.5K
$61.1K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.4K+ 2.6% |
$9.36K - $10.7K
|
55.3K
$233K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
27+ 2.57% |
$180 - $207
|
1.08K
$4.54K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
21.3KNew |
$142K - $163K
|
21.3K
$90.1K
|
|