Latest Institutional Transactions on Prospect Capital Corp (PSEC)
This table provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2024
Q2 2024
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
11.5K+ 19.83% |
$59.9K - $65.4K
|
69.5K
$192K
|
|
|
Jul 16, 2024
Q2 2024
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
5New |
$26.1 - $28.5
|
5
$13.8
|
|
|
Jul 15, 2024
Q2 2024
|
Lvw Advisors, LLC
|
BUY
|
- |
54+ 0.44% |
$281 - $307
|
12.3K
$34.1K
|
|
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
7+ 3.78% |
$36.5 - $39.8
|
192
$530
|
|
|
Jul 11, 2024
Q2 2024
|
Old National Bancorp
|
BUY
|
- |
24.8KNew |
$129K - $141K
|
24.8K
$68.5K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
2New |
$10.4 - $11.4
|
2
$5.52
|
|
| Q1 2024 | |||||||
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.74K+ 148.87% |
$25.3K - $29.6K
|
7.92K
$21.9K
|
|
|
May 15, 2024
Q1 2024
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-13.2K- 43.07% |
$70.2K - $82.2K
|
17.4K
$48.1K
|
|
|
May 15, 2024
Q1 2024
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
83+ 3.33% |
$442 - $518
|
2.58K
$7.11K
|
|
|
May 15, 2024
Q1 2024
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-112K- 47.35% |
$595K - $697K
|
124K
$343K
|
|
|
May 14, 2024
Q1 2024
|
Anson Funds Management LP
Dallas, TX |
BUY
|
PUT |
686KNew |
$3.65M - $4.28M
|
686K
$1.89M
|
|
|
May 14, 2024
Q1 2024
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
40K+ 22.86% |
$213K - $250K
|
215K
$593K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.6K+ 17.5% |
$72.4K - $84.8K
|
91.2K
$252K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.8K+ 1.02% |
$9.59K - $11.2K
|
178K
$490K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
119KNew |
$632K - $739K
|
119K
$327K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-2.2K- 22.45% |
$11.7K - $13.7K
|
7.6K
$21K
|
|
|
May 14, 2024
Q1 2024
|
Forte Capital LLC
|
SELL
|
- |
-30K- 31.86% |
$160K - $187K
|
64.2K
$177K
|
|
|
May 13, 2024
Q1 2024
|
Optimist Retirement Group LLC
Bellevue, WA |
BUY
|
- |
48.2KNew |
$257K - $301K
|
48.2K
$133K
|
|
|
May 13, 2024
Q1 2024
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
446+ 3.39% |
$2.38K - $2.78K
|
13.6K
$37.5K
|
|
|
May 13, 2024
Q1 2024
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-31.6K- 58.09% |
$168K - $197K
|
22.8K
$62.9K
|
|
|
May 10, 2024
Q1 2024
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
16.1KNew |
$85.7K - $100K
|
16.1K
$44.4K
|
|
|
May 09, 2024
Q1 2024
|
Archer Investment Corp
|
SELL
|
- |
-6K- 54.55% |
$32K - $37.4K
|
5K
$13.8K
|
|
|
May 08, 2024
Q1 2024
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
25KNew |
$133K - $156K
|
25K
$69K
|
|
|
May 08, 2024
Q1 2024
|
Kbc Group Nv
|
BUY
|
- |
3.69K+ 2.12% |
$19.6K - $23K
|
177K
$490K
|
|
|
May 06, 2024
Q1 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
17KNew |
$90.6K - $106K
|
17K
$46.9K
|
|
|
May 06, 2024
Q1 2024
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
380New |
$2.03K - $2.37K
|
380
$1.05K
|
|
|
May 02, 2024
Q1 2024
|
Central Pacific Bank Trust Division
Honolulu, HI |
BUY
|
- |
428New |
$2.28K - $2.67K
|
428
$1.18K
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
18.4KNew |
$97.8K - $115K
|
18.4K
$50.7K
|
|
|
Apr 30, 2024
Q1 2024
|
Spider Rock Advisors, LLC
|
BUY
|
- |
15.2KNew |
$81.1K - $95K
|
15.2K
$42K
|
|
|
Apr 29, 2024
Q1 2024
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-22- 0.03% |
$117 - $137
|
75K
$207K
|
|
|
Apr 23, 2024
Q1 2024
|
Sage Mountain Advisors LLC
|
BUY
|
- |
25.9KNew |
$138K - $162K
|
25.9K
$71.6K
|
|
|
Apr 19, 2024
Q1 2024
|
Edge Financial Advisors LLC
Wheaton, IL |
BUY
|
- |
10KNew |
$53.3K - $62.4K
|
10K
$27.6K
|
|
|
Apr 16, 2024
Q1 2024
|
Webster Bank, N. A.
|
SELL
|
- |
-1K- 38.17% |
$5.33K - $6.24K
|
1.62K
$4.47K
|
|
| Q4 2023 | |||||||
|
Dec 08, 2025
Q4 2023
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
13.4KNew |
$68.2K - $83K
|
13.4K
$37.1K
|
|
|
Jun 14, 2024
Q4 2023
|
Quent Capital, LLC
|
BUY
|
- |
201+ 3.25% |
$1.02K - $1.24K
|
6.38K
$17.6K
|
|
|
Feb 16, 2024
Q4 2023
|
Sanibel Captiva Trust Company, Inc.
Sanibel, FL |
BUY
|
- |
20KNew |
$102K - $124K
|
20K
$55.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna Portfolio Strategies, LLC
Bala Cynwyd, PA |
BUY
|
- |
27.9KNew |
$142K - $172K
|
27.9K
$77K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
3KNew |
$15.2K - $18.5K
|
3K
$8.28K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$90.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$109K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
6.31KNew |
$32.1K - $39K
|
6.31K
$17.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
2.49KNew |
$12.6K - $15.4K
|
2.49K
$6.86K
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
22.5KNew |
$114K - $139K
|
22.5K
$62.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
45KNew |
$229K - $278K
|
45K
$124K
|
|
|
Feb 14, 2024
Q4 2023
|
Carronade Capital Management, LP
Darien, CT |
SELL
|
PUT |
-322K- 21.15% |
$1.64M - $1.99M
|
1.2M
$3.31M
|
|
|
Feb 13, 2024
Q4 2023
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
5.04KNew |
$25.6K - $31.1K
|
5.04K
$13.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-650- 5.83% |
$3.3K - $4.02K
|
10.5K
$29K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$109K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-5K- 33.33% |
$25.4K - $30.9K
|
10K
$27.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
27.7K+ 45.46% |
$141K - $171K
|
88.6K
$244K
|
|